as a Client. Mary Rieth 02/09/2004 08:33:37 AM Senior Manager Approval Information Based on the information provided and the approval granted by Mary Rieth, I approve the acceptance of as a Client. Tad C Smith 02/09/2004 09:23:31 AM AdmIn Comments Confidential Treatment Requested by JPMorgan Chase

as a Client. Mary Rieth 04/11/2005 04:05:19 PM Senior Manager Approval Information Based on the information provided and the approval granted by Mary Rieth, I approve the acceptance of Ghislaine Maxwell ti as a Client. Tad C Smith 04/11/2005 06:25:52 PM Admin Comments Admin Comments: By: Date: Con

Is this entity a high profile client? No If this is a high profile client, did you obtain an approval from Senior Management? No Client Advisor Mary Rieth Senior Manager OU Manager Mary Rieth OU Client Advisor Approval (Not Yet Approved) Senior Manager Approval (Not Yet Approved) Tad C Srn th

— as a Client. Mary Rieth 02/09/2004 08:33:37 AM Senior Manager Approval Information Based on the information provided and the approval granted by Mary Rieth, I approve the acceptance of as a Client. Tad C Smith 02/09/2004 09:23:31 AM EFTA01594178 Admin Comments EFTA01594179 Admin Comments: By:

— as a Client. Mary Rieth 04/11/2005 04:05:19 PM Senior Manager Approval Information Based on the information provided and the approval granted by Mary Rieth, I approve the acceptance of Ghislaine Maxwell — as a Client. Tad C Smith 04/11/2005 06:25:52 PM Admin Comments Admin Comments: By: Date: DDR

Is this entity a high profile client? No If this is a high profile client, did you obtain an approval from Senior Management? No Client Advisor Mary Rieth Senior Manager Tad C Smith OU Manager Mary Rieth OU 99/31167 (Not Yet Approved) gt (Not Yet Approved) EFTA01594318 Waiver Status Waiver

USCG Due Diligence Report • Corporation zwerffril DDR Name: EMMCAC, LLC DDR Status: Awaiting Senior Manager Approval Banker Information Banker: Mary Rieth/IPMCHASE LE/OU: Banker SID: Banker BAC: FINANCIAL MARKETS Banker FNEN: 01 Banker History: DM ID Link Information NO DMID Information in this

14:55 AM Submitted: 07/12/2004 Recorded: 08/11/2004 09:20:16 AM Audit History Converted Tracking Document History: By: Doreen X Hewitt-Dunn By: Mary Rieth By: Doreen X Hewitt-Dunn By: Tad C Smith Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002606 SDNY_GM_00271804 E

as a Client. Mary Rieth 08/11/2004 09:14:52 AM Senior Manager Approval Information Based on the information provided and the approval granted by Mary Rieth, I approve the acceptance of EMMCAC, LLC ti as a Client. Tad C Smith 08/11/2004 09:20:10 AM Admin Comments Admin Comments: By: Date: Admin Co

Due Diligence Report titled "Epstein, Jeffrey" and the attached document 210203b for a full report on Jeffrey E. Epstein completed on 05/21/2003 for Mary Rieth. No additional research was conducted on this subject under this request. All research is subject to the availability of electronic database resour

on : 'Update/Revise DDR' performed by: Mary C Casey on: 12/02/2008 11:58:59 AM Converted Tracking Document History: 1. Client Manager Approval by: Mary Rieth on 05/28/2003 08:34:02 AM. 2. Senior Manager Approval by: Tad C Smith on 05/28/2003 09:04:12 AM. 3. Awaiting Security Services Research by: Mary Ri