research necessary. Publications No Information confirmed; details included in the attachment. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? : Red Dot (derogatory information) Identified: t; Yes r No Red Dot informa

y number as a valid number, but not yet issued. Publications No Nothing derogatory was found. Regulatory Sanctions No No records were found. OFAC/Control List Search Has this been identified as a Red Dot DDR? : C Yes C No Expense No.: 99/137001 Total Costs: $0.00 Signed by: Vanessa A Budhu Dated: 02/08/20

additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC/Control List Search No additional research necessary. GSI Red Dot Has this been identified as Red Dot KYC? No No Negative or Inconsistent Information Yes Please

articulars No records were found. No Publications Publications revealed nothing derogatory. No Regulatory Sanctions No records were found. No OFAC/Control List Search A search of OFAC revealed no matches. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC7 N !ativ

No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? r Yes 6. No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Aaron

No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? r Yes 4. No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Aaron X

iculars No additional research necessary. Publications No additional research necessary. Regulatory Sanctions No additional research necessary. OFAC/Control List Search No additional research necessary. EFTA01594192 GSI Red Dot Has this been identified as Red Dot KYC? No Negative or Inconsistent Information Y

with the social security administrations lists social security number as a valid number, but not yet issued. Publications Regulatory Sanctions OFAC/Control List Search Has this been identified as a Red Dot DDR? : No No Nothing derogatory was found. No records were found. Expense No.: Total Costs: 99/137001

ntified for this account. State Court Searches No Federal Court Searches No Personal Particulars Publications Regulatory Sanctions No No No OFAC/Control List Search No Information confirmed; details included in the attachment. No records were found. No records were found. No additional research necessary. In

CSSS/FPS) State Court Searches No No No No No Federal Court Searches No Personal Particulars Publications Regulatory Sanctions No No No OFAC/Control List Search No No additional research necessary. No additional research necessary. No additional research necessary. Information confirmed; details included

s newspaper articles detailing the criminal fraud charges brought against Kevin and Ian Maxwell (sons of Robert Maxwell). Regulatory Sanctions No OFAC/Control List Search No Not researched. Reference the attached Word document (page 4) to view OFAC EFTA01594261 search results. No matches were found. Has this been

No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? : Red Dot (derogatory information) Identified: fi Yes r No Red Dot informa

No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. a Has this been identified as a Red Dot DDR? : r Yes No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Camil

red for Harty Seller (Address). Yes Publications Publications revealed nothing derogatory. No Regulatory Sanctions No records were found. No OFAC/Control List Search A search of OFAC did not reveal any matches. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC?

No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? : r Yes A No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Vanes

ails included in the attachment. No Publications Publications revealed nothing derogatory. No Regulatory Sanctions No records were found. No OFAC/Control List Search A search of OFAC did not reveal any matches No Negative cc Inconsistent Information No Banker Attestation Details As the client sponsor, I und

No additional research necessary. Publications No No additional research necessary. Regulatory Sanctions No No additional research necessary. OFAC/Control List Search No No additional research necessary. 1.2. Has this been identified as a Red Dot DDR? : C Yes No Expense No.: 99/31167 Total Costs: $0.00 Sign

C/MIS) Internal Database Search (CSSS/FPS) State Court Searches Federal Court Searches Personal Particulars Publications Regulatory Sanctions OFAC/Control List Search Has this been identified as a Red Dot DDR? : Yes C No Expense No.: 102/29338 Total Costs: Signed by: Dated: Summary Summary Of Findings: Th

n the adverse information GS&I has identified for this account. Regulatory Sanctions No No records were found. Banker Response: EFTA01482092 OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? : Red Dot (derogatory information) Identified: Red Dot information is any de