A Budhu on 02/08/2004 09:42:51 AM. 2. Client Manager Approval by: Mary Rieth on 02/09/2004 08:33:37 AM. 3. Awaiting Security Services Research by: Doreen X Hewitt-Dunn on 01/29/2004 11:09:35 AM. 4. Senior Manager Approval by: Tad C Smith on 02/09/2004 09:23:34 AM. By: Doreen X Hewitt-Dunn By: Tad C Smith By: Do

r Status Waiver Complete - DDR Pending Reason for Waiver Security Services is still performing the client background check. Waiver Requested By Doreen X Hewitt-Dunn Date of Waiver Request 03/07/2003 Approver for Waiver Tad C Smith Waiver Approved On 03/07/2003 Document History: Created: 03/07/2003 By: Do

Status: Waiver Complete - DDR Pending Reason for Waiver: Security Services Is still performing the client background check. Waiver Requested By: Doreen X Hewitt-Dunn Date of Waiver Request: 07/12/2004 Approver for Waiver: David M Tarrio Waiver Approved On: 07/12/2004 Banker Approval Information Confidentia

t Modified: 08/11/2004 09:14:55 AM Submitted: 07/12/2004 Recorded: 08/11/2004 09:20:16 AM Audit History Converted Tracking Document History: By: Doreen X Hewitt-Dunn By: Mary Rieth By: Doreen X Hewitt-Dunn By: Tad C Smith Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002606 SDN

ormation Waiver Status: DDR Complete Reason for Waiver: Security Services is still performing the client background check. Waiver Requested By: Doreen X Hewitt-Dunn Date of Waiver Request: 07/12/2004 Approver for Waiver: David M Tarno Waiver Approved On: 07/12/2004 Banker Approval Information Based on my