're aware of this From: Mamie Holland On Behalf Of Andrew Gallivan Sent: Thursday, October 20, 2016 9:53 AM To: Stewart Oldfield Cc: Henry Clark; Manish Pahlajani Subject: Account Planning - October 28th Workshop - ACTION REQUIRED [C] Classification: Confidential Classification: Confidential Stewart, Next

late and system generated financials for clients in list B have been included for reference. Please provide your responses / completed templates to Manish Pahlajani by close of business on Wednesday, July 20. Thank you for your focus on this and apologize for the short time frame Andrew CONFIDENTIAL - PURSUANT

sday (3:30PM EST) and Thursday (2PM EST) to clarify any questions you may have on how to fill out the template. Details to follow. Thanks, Manish Manish Pahlajani Wealth Management Americas 345 P rk Avenue New York. NY. USA Tel. Fax Mobi Emai Rani trz"--irr Peeftrewt. CONFIDENTIAL - PURSUANT TO FED. R.

From: Mamie Holland on behalf of Andrew Gallivan Sent: 10/20/2016 9:53:19 AM To: Stewart Oldfield CC: Henry Clark Manish Pahlajani Subject: Account Planning - October 28th Workshop - ACTION REQUIRED ICI Attachments: 20161028 Account Planning_Oldfield vl.xlsx Classification: C

ry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential All, With input from Patrick and Andre

sday (3:30PM EST) and Thursday (2PM EST) to clarify any questions you may have on how to fill out the template. Details to follow. Thanks, Manish Manish Pahlajani Wealth Management Americas 345 Park Avenue. New York. NY. USA Tel Fax Mobile Email Ptasria►%fr Peeporm, CONFIDENTIAL - PURSUANT TO FED. R. CR

ry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential All, With input from Patrick and Andre

late and system generated financials for clients in list B have been included for reference. Please provide your responses / completed templates to Manish Pahlajani by close of business on Wednesday, July 20. Thank you for your focus on this and apologize for the short time frame Andrew Andrew Gallivan Acting

From: Henry Clark Sent: 11/7/2016 9:58:14 AM To: Stewart 0ldfield CC: Manish Pahlajani Subject: Pipeline ICI Attachments: Stewart Oldfield_Pipeline as at Nov 2.xlsx Classification: Confidential Thanks Stew. As discussed, please fi

ry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential All, CONFIDENTIAL - PURSUANT TO FED. R