' ations Securities offered through Deutsche Bank Securities, Inc From: Gaurav Bhargava Sent: Monday, October 05 2015 3:35 PM To: Halina Laczny; Manish-m Gupta Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] AOG part to provide approval was completed. Thank you. Kind regar

d0a1:431`:.:4a4&4201; with mapi id 14.03,0224,002; Mon 5 Oct :015 15:50:26 -0400 From: Jj Litchford c To: Halina Laczny <hall: CC: Gaurav Shanava Manish-m Gupta < Daphne Gales Paul Morris c Subject: FE: URGENT: Account Re-opening - ref. casef#1469631••• urgent (I2 Thread-Topic: URGENT: Account Re-

ccount Identification Mort, Inc 6100 Red Hook Quarter, B3 St. Thomas 00802 United States Virgin Islands Home: Work: Branch: Prim officer: ; Manish-m Gupta I; Action. Admin. Window. Help 2:46:04 PM CDT Show More 000-000-0000 Tax ID: Last deposit: 210,000.00, 02/09/2015 5 - Core Franch

From: Halina Laczny Sent: Tuesday, October 06, 2015 1:04 AM To: Manish-m Gupta; Gaurav Bhargava Subject: FW: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For Internal use only To AOG Team

From: Gaurav Bhargava Sent: Monday, October 05 2015 3:35 PM To: Halina Laczny; Manish-m Gu to Subject: RE: URGENT: Account Re-opening - ref. urgent [I] AOG part to provide approval was completed. Thank you. Kind regards, Gaurav B

Mort, Inc Demand Deposit Account Account Identification . Mort, Inc 6100 Red Hook Quarter, B3 St. Thomas 00802 United States Virgin Islands Manish-m Gupta urgent (1) I; Action Admin . Window Help 2:46:04 PM CDT Show More Home: 000-000-0000 Tax ID: Work: Last deposit: 210,000.00, 0

sh-m Gupta; PWM AOG Cc: Daphne Cales• Litchford Subject: ref. - reopen a, - urgent [I] Importance: High Classification: For Internal use only Manish, A and n/o Mort, Inc is currently closed and FO working (KYC) on the re-op( these accounts. FO is asking : We have to confirm these accounts wo

h Deutsche Bank Securities, Inc From: Bhavesh Chandani Sent: Friday, October 02, 2015 5:07 PM To: Halina Laczny Cc: Gaurav Bhargava; Anil Tewani; Manish-m Gupta Subject: RE: ref. case#1469681 - reopen a/c#42959017 - urgent [I] Classification: For Internal use only Hi Halina, I have confirmed with

4:28 PM To: Manish-m Gupta; PWM AOG Cc: Daphne I • Li hf d Subject: ref. - reopen a1 Importance: High Classification: For Internal use only Manish, - urgent [I] A, and a, n/o Mort, Inc is currently closed and FO working (KYC) on the re-op( these accounts. FO is asking : We have to confirm

[email protected]' Subject: FW: ref. case# 1469681 - reopen Importance: High - urgent [I] - urgent [I] Classification: For Intone] U80 only In Manish absence please read below and advise, thank you. Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Inv

Approvers: LGuiana, Shanu (Publisher) -Laczny, Halina • (Onshore Approver) denotes mandatory reviewer) AVP: ewani, Anil VP: Motwani, Manish Cluster Head: Petzi, Christian Additional Contacts: Thukral, Kanshma Chandwani, Reena Parashar. Shreya Geographic Applicability: USA USA - Othe

From: Sent: To: CC: Subject: Manish-m Gupta 2/21/2017 1:28:22 PM USPWM KYC [USPWM KYC-2@db tom Cynthia Rodriguez Volker covered fund : Southern Financial LLC [I) Classification: Fo

hivanilCacholia — Original Message — From: Shivani Kacholia Sent: 12/13/2013 06:24 PM EST To: PWM AOG; Paul Morris; Amanda Kirby Cc: Kusam Saini; Manish-m Gupta; PWM AOG Bub eat: Re: Fw: New Banking Account:- (1) Classification: For intemal use only Hi All. The account has been opened. Please let

ivani Kacholia original Message From: Shivani Kacholia Sent: 12/13/2013 06:24 PM EST To: PWM AOG; Paul Morris; Amanda Kirby Cc: Kusam Saini; Manish-m Gupta; PWM A Subject: Re: Fw: New Banking Account:- and Karyna Shuliak acc#35267258, 37993173 [I] Classification: For internal use only Hi All

on Wednesday (3:30PM EST) and Thursday (2PM EST) to clarify any questions you may have on how to fill out the template. Details to follow. Thanks, Manish Manish Pahlajani Wealth Management Americas 345 P rk Avenue New York. NY. USA Tel. Fax Mobi Emai Rani trz"--irr Peeftrewt. CONFIDENTIAL - PU

on Wednesday (3:30PM EST) and Thursday (2PM EST) to clarify any questions you may have on how to fill out the template. Details to follow. Thanks, Manish Manish Pahlajani Wealth Management Americas 345 Park Avenue. New York. NY. USA Tel Fax Mobile Email Ptasria►%fr Peeporm, CONFIDENTIAL - PURS

a world City - SEZ,302029 Jaipur, India PWM AOG---1311212013 16:31:41---Classification: For internal use only Thanks. From: PWM AOG/db/dbcom To: Manish-m Gupta/db/dbcorn@DBAPAC, Shivani Kacholia/db/dbcom@PDAPAC, Cc: PWM AOG/db/dbcom@DBAMERICAS Date: 13/12/2013 16:31 Subject: Fw: New Banking Acco

uliak 42 PM EST Original Message -- From: Shivani Kacholia Sent: 12/13/2013 06:24 PM EST To: PWM AOG; Paul Morris; Amanda Kirby Cc: Kusam Saini; Manish-m Gupta; PWM AOG CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0057695 CONFIDENTIAL SONY GM_00203879 EFTA01366179

Managing Director Deutsche Bank Private Bank From: Jj Litchford Sent: Monday, October 05, 2015 3:50 PM To: Halina Laczny Cc: Gaurav Bhargava; Manish-m Gupta; Daphne Cales; Paul Morris Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] Classification: For Internal use only T

ish-m Gupta; PWM AOG Cc: Daphne Cales; 3j Litchford Subject: ref. case#1469681 - reopen a Importance: High Classification: For Intel-al use only Manish, - urgent [I] A, and n/o Mort, Inc is currently closed and FO working (KYC) on the re-opc these accounts. FO is asking : We have to confirm th