From: Kusam Saini on behalf of PWM AOG Opapiellal Sent: 8/21/2013 2:04:14 PM To: Amanda Kirby CC: PWM AOG Subject: (Discrepancy) Case# 01115904: Southern Tru

From: Kusam Saini [ Sent: 10/23/2013 11:11:24 AM To: Amanda Kirb Subject: The following case that you have created has been closed. The following case that you

us virgin Islands). 3. For online banking, only online banking application is missing. Please provide us the online banking application. Thanks, Kusam Saini PWM AOG DBOI Global services Private Limited Email : From: To: Cc: Date: 21-08-2013 13:04 Subject: Re: (Banking Account) Case/ 01115904 and

From: Amanda Kirby Sent: 8/27/2013 9:48:34 AM To: PWM AOG CC: Kusam Saini PWM AOG Subject: Re: (Discrepancy) Case# 01115904: Southern Trust Company, Inc. Ii] Attachments: pic25766.gif; 2658_001.pdf Classification: For

US Virgin Islands). 3. For online banking, only online banking application is missing. Please provide us the online banking application. Thanks, Kusam Saini PWM AOG DSOI Global services Private Limited Email From: Amanda Kirby/db To: PWM AOG/db Cc: PWM AOG/db Date: 21-08-2013 13:04 subject: R

a, KYC # 01082293 is not has been approved yet. Please notify us via email, once the KYC will approve so that we can review the accounts. Thanks, Kusam Saini PWM AOG DBOI Gl 1 rvi Private Limited Email : CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050800 CONFIDENTIAL SDNY_GM_0019698

From: Kusam Saini on behalf of PWM A0G Sent: 8/21/2013 4:31:02 PM To: Amanda Kirby CC: PWM AOG Armen Brash Subject: DB Force Case# 01115904: Southern Trust

achment.gif>ShivanilCacholia — Original Message — From: Shivani Kacholia Sent: 12/13/2013 06:24 PM EST To: PWM AOG; Paul Morris; Amanda Kirby Cc: Kusam Saini; Manish-m Gupta; PWM AOG Bub eat: Re: Fw: New Banking Account:- (1) Classification: For intemal use only Hi All. The account has been opened. Pl

DBOI Global Services Private Limited Email : Forwarded by Kusam Saini/db/dbcom on 13-12-2013 16:31 — <Mail <Mail Attachment.gif> Attachment.gif> PWM AOG/db/dbcom From- <Mail <Mail Attachment.gif> Attachment.gif> K

ni KacholiaShivani Kacholia original Message From: Shivani Kacholia Sent: 12/13/2013 06:24 PM EST To: PWM AOG; Paul Morris; Amanda Kirby Cc: Kusam Saini; Manish-m Gupta; PWM A Subject: Re: Fw: New Banking Account:- and Karyna Shuliak acc#35267258, 37993173 [I] Classification: For internal use only

- Jennifer Kahn and Karyna Shulialc Classification: For internal use only Thanks. PWM AOG DBOI I aI rvi Priv Limited Email : — Forwarded by Kusam Saini/db/dbcom on 13-12-2013 16:31 — Front PWM AOG/db/dbcom To: Kusam Saini/db/dbcom@DBAMERICAS. Prashant Mahendru/db/dbcorrODBAPAC. Simranjit Singh/d

nd Karyna Shuliak 42 PM EST Original Message -- From: Shivani Kacholia Sent: 12/13/2013 06:24 PM EST To: PWM AOG; Paul Morris; Amanda Kirby Cc: Kusam Saini; Manish-m Gupta; PWM AOG CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0057695 CONFIDENTIAL SONY GM_00203879 EFTA01366179

Subject: The folliiiistaisiassi d has been closed. From: Kusam Saini Date: Wed, 28 Aug 2013 10:49:26 -0400 To: Amanda Kirby The following case that you have created has been closed. Case Number: 01115904 Customer:

Created By Amanda Kirby, 9/5/2014 11:53 AM AIS Requests AIS-00003326 EFTA01402650 revised first page of application.pdf Type Attachment Owner Kusam Saini Description View file Related To 01115898 W-9 ST and SF.pdf Type Attachment Owner Amanda Kirby Description View file Related To 01115898 ht

: Re: (Discrepancy) Case# 01115904: Southern Trust Company, Inc. [i] From: Amanda Kirby < Date: Mon, 26 Aug 2013 16:24:20 -0400 To: PWM AOG < Cc: Kusam Saini PWM AOG < Classification: For internal use only Hi Kusam, Apologies. I was out of the office last week and am only just getting to this. I am a

US Virgin Islands). 3. For online banking, only online banking application is missing. Please provide us the online banking application. Thanks, Kusam Saini PWM AOG DBOI Global Services Private Limited Email : From: Amanda To: PWM Cc: Date: PWM 21-08-2013 13:04 Subject: Re: (Banking Account)

Re: (Discrepancy) Case% 01115904: Southern Trust Company, Inc. [i] From: PWM AOG Date: Tue, 27 Aug 2013 09:42:50 -0400 To: Amanda Kirby < M> Cc: Kusam Saini >, PWM AOG < Classification: For internal use only Hi As you confirmed that we need to disregard the on-line banking request. So, please remove

Subject: The followin case that ou have created has been closed. From: Kusam Saini Date: Wed, 11 Sep 2013 16:00:04 -0400 To: Amanda Kirby The following case that you have created has been closed. Case Number: Customer: Account

From: Kusam Saini Sent: To: Subject: Your lead has been successfully converted into a Customer-Prospect 2/10/201510:22:56 AM ***YOUR LEAD HAS BEEN SUCCESSFULLY C

sk to 'Completed' when the KYC Update is Submitted. Notes & Attachments 0858_001.pdf revised first page of application.pdf Type Attachment Owner Kusam Saini Description View file Related To Type Attachment Owner Jj Litchford Description View file Related To W-9.pdf Type Attachment Owner Kusam S