From: Andrew Gallivan Sent: Tuesday, January 17, 2017 8:35 AM To: Mary A Coleman; Brian P Convey; Joanne Jensen; Stewart Oldfield; Elizabeth Payne; Joseph Sabbagh; Terri Sohrab; Terrence F Tangney; Rosemary Vrablic Cc: Mamie Holland Subject: [C] Classification: Confidential As you've heard Patrick say in p

From: Andrew Gallivan Sent: Tuesday, January 17, 2017 8:35 AM To: Mary A Coleman; Brian P Convey; Joanne Jensen; Stewart Oldfield; Elizabeth Payne; Joseph Sabbagh; Tern Sohrab; Terrence F Tangney; Rosemary Vrablic Cc: Mamie Holland Subject: [C] Classification: Confidential As you've heard Patrick say in pr

t of the session. Thanks From: Henry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential A

From: Andrew Gallivan Sent: Tuesday, January 17, 2017 8:35 AM To: Mary A Coleman; Brian P Convey; Joanne Jensen; Stewart Oldfield; Elizabeth Payne; Joseph Sabbagh; Terri Sohrab; Terrence F Tangney; Rosemary Vrablic Cc: Mamie Holland Subject: [C] Classification: Confidential As you've heard Patrick say in p

From: Andrew Gallivan Sent: 8/19/2016 8:22:50 AM To: Vaishali-P Mehta CC: Mark Gonzalez ; Stewart Oldfield ; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal use only Approved From: Vaishali-P M

t of the session. Thanks From: Henry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential A

Derek Diane Minarcz k • Ed Lok Edie Murphy Golden >; Eva cheletti ; Hildegarde Berrios Velasquez ; Janet A McGrath ; Joanne Jensen ; John ;Joseph Sabbagh a Frank ; Joshua Katherine O-Connor Edward Lee Hutter Lindsy Sanders • Mark Gonzalez >; Mary C Keaveney Michael King ; Oti Roberts Rachel

From: Andrew Gallivan Sent: Tuesday, January 17, 2017 8:35 AM To: Mary A Coleman; Brian P Convey; Joanne Jensen; Stewart Oldfield; Elizabeth Payne; Joseph Sabbagh; Terri Sohrab; Terrence F Tangney; Rosemary Vrablic Cc: Mamie Holland Subject: [C] Classification: Confidential As you've heard Patrick say in p

rom: Andrew Gallivan Sent: Tuesday, January 17, 2017 8:35 AM To: Mary A Coleman; Brian P Convey; Joanne Jensen; Stewart °trifleId; Elizabeth Payne; Joseph Sabbagh; Terri Sohrab; Terrence F Tangney; Rosemary Vrablic Cc: Mamie Holland Subject: [C] Classification: Confidential As you've heard Patrick say in p

t of the session. Thanks From: Henry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential A

Rosen, Roger Client N N use only * Moderate Risk Annual Customer Owner N 7/7/2017 0/2/2017 Joseph 11/3/2017 Joseph Client Update Due DaL Joseph Sabbagh Sabbagh Sabbagh EFTA01398964

22 (290,118) 106,959 11,170,381 (183,159) 98% Jensen/Shaw 44,000,000 23,490,715 46,981,429 2,981,429 601,815 47,583,244 3,583,244 108% Joseph Sabbagh 1,000,000 12,153 24,305 (975,695) - 24,305 (975,695) 2% Lisa Adelstein 1,000,000 - - (1,000,000) 5,849 5,849 (994,151) 1% Liz Payne