0.030 0.594 593.75 (ID: 37045V-20-9) 9/12 Receipt of Assets BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 150,000.000 15 2016 DTD 11/04/2010 MERRILL LYNCH PIERCE 0.00 FENNER & SMIT TRADE DATE 09/12/11 (ID: 03050W-DW-2) 9/12 Receipt of Assets STATE OF NEW YORK DORMITORY AUTH REVS NON ST 100,000.000 SUPP

/Redemptions 7/17 Sale INTEL CORP 61 25.2905 784.01 BROKERAGE 0.82 TAX (31.000) 25.27 783.37 0358.31) 127.08 S 7/20 High Cost 8/OR SEC .02 MERRILL LYNCH PIERCE FENNER S SMIT (ID: 458140-10-0) Trade Date Settle Date Type Description Quantity Amount Market Cost Per Unit Settled Securities Purchased

.01 LIQUIDNET INC (ID: 75511140-7) (MO) 57.283 343.70 (251.09) 92.61 11/2 11/7 Sale High Cost RAYTHEON CO•ROKERAGE 0.16 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER 6 SMIT (ID: 755111-50-7) (8.000) 57.248 457.97 (334.78) 123.19 L 115 11/8 Sale High Cost RAYTHEON COO IIIIINIIMIROKERAGE 0.22 TAX

09/01/11 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 06050W-DW-2) 9/12 Receipt of Assets STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOA

01572895 CATERPILLAR INC @ 84.6987 1.44 SJ LEVINSON & SONS L CATERPILLAR INC @ 83.1217 2.42 JEFFERIES & COMPANY CATERPILLAR INC @ 83.0107 1.56 MERRILL LYNCH PIERCE (ID: 149123-10-1) CATERPILLAR INC @ 82.8841 4.08 MORGAN STANLEY & CO. CATERPILLAR INC @ 81.4977 2.22 UBS SECURITIES LLC CATERPILLAR INC @ 82.334

R SHARE (ID: 37045V-20-9) 1,000.000 0.594 593.75 9/12 Receipt of Assets BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 06050W-DW-2) 150,000.000 0.00 9/12 Receipt of Assets STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPP