GHISLAINE MAXWELL- OAP FDG For the Period 11/1/12 to 11/30/12 TRADE ACTIVITY Note L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gaintoss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized GairvLoss Settle Date Selection Method Settled Sales/Maturities/Redemptions 10/31 11/5 Sale High Cost RAYTHEON CO a M. BROKERAGE 0.04 TAX 8/OR SEC .01 GOLDMAN SACHS 8 CO. (ID: 755111-50-7) (2000) 56.385 112.77 (83.70) 29.07 L' 10/31 115 Sale High Cost RAYTHEON CO BROKERAGE 0.14 TAX 8/OR SEC .01 UQUIDNET INC (ID: 75511140-7) (7000) 56.557 395.90 (292.93) 102.97 L" 11/1 11/6 Sale High Cost RAYTHEON CO 4) fillnilliBROKERAGE 0.14 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER 8 SMIT (ID: 755111-50-7) (7.000) 57.197 400.38 (292.93) 107.45 L 11/1 11/6 Sale High Cost RAYTHEON CO a BROKERAGE 0.15 TAX 8/OR SEC .01 PERSHING 8 COMPANY (ID: 755111-50-7) (5.000) 57.146 285.73 (209.24) 76.49 L 1111 114 Sale High Cost RAYTHEON CO BROKERAGE 0.12 TAX 8/OR SEC .01 LIQUIDNET INC (ID: 75511140-7) (MO) 57.283 343.70 (251.09) 92.61 11/2 11/7 Sale High Cost RAYTHEON CO•ROKERAGE 0.16 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER 6 SMIT (ID: 755111-50-7) (8.000) 57.248 457.97 (334.78) 123.19 L 115 11/8 Sale High Cost RAYTHEON COO IIIIINIIMIROKERAGE 0.22 TAX 8/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 755111-50-7) (11.000) 56.476 621.24 (460.32) 160.92 L 11/6 11/9 Sale High Cost RAYTHEON CO C 3ROKERAGE 0.38 TAX 8/OR SEC .02 MERRILL LYNCH PIERCE FENNER 8 SMIT (ID: 755111-50-7) (19.000) 57.525 1,09297 (795.11) 297.86 L 11/8 11/9 Sale High Cost RAYTHEON COQ BROKERAGE 0.02 TAX 8/OR SEC .01 UQUIDNET INC (ID: 755111-50-7) (1.000) 57.17 57.17 (41.85) 15.32 L J.P.Morgan Page 11 of 17 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049822 SDNY_GM_00319020 EFTA01522303