From: Cherie Quigley Sent: 6/23/2017 11:36:15 AM To: Ying-A Wang I CC: Rob Wang Subject RE: Jeffrey Epstein Transactions [SC] ll] Thanks let's talk on Monday. Cherie From: Ying-A Wang Sent: Friday, June 23, 2017 11:29 AM

From: Nicole Perskawiec I Sent: 6/23/2017 10:54:44 AM To: Am!compliance Inquiries I CC: Cherie Quigley Rob Wang ; Ying-A Wang TheBranch Staff ; Carmen A Ayala I Subject: Jeffrey Epstein Transactions (SC] Classification: Strictly Confidential Hello All,

From: Cherie Quigley Sent: 7/13/2017 10:22:43 AM To: Ying-A Wan CC: Rob Wang Subject: RE: Jeffrey Epstein Transactions (Sc! — account is for Darren K Indyke not Epstein Cherie From: Cherie Quigley Sent: Friday, June 23,

lue too low to hit? We might want to revisit this rule if he is not hitting. Cherie From: Cherie Quigley Sent: Friday, June 23, 2017 11:06 AM To: Rob Wang . ,•; Ying-A Wang < Subject: RE: Jeffrey Epstein Transactions (SC] Ying Did we file a SAIF on him recently? I think we need to file another and ra

From: Cherie Quigley Sent: 6/23/2017 11:10:26 AM To: Ying-A Wan CC: Rob Wang Subject FW: Jeffrey Epstein Transactions [SC] Ying I don't see any Cash Alerts for this. Am I missing them. For CustCash, is his dollar value to

$22K an no CTR filed. Cherie From: Nicole Perskawiec Sent: Friday, June 23, 2017 10:55 AM To: Amlcompliance Inquiries < Cc: Cherie Quigley < >; Rob Wang < TheBranch Staff < >; Carmen A Ayala < Subject: Jeffrey Epstein Transactions [SC] Classification: Strictly Confidential Hello All, >; Ying-A W

Subject: RE: Jeffrey Epstein Transactions [SC] [I] From: Cherie Quigley Date: Fri, 23 Jun 2017 11:36:15 -0400 To: Ying-A Wan Cc: Rob Wang Thanks Let's talk on Monday. Cherie From: Ying-A Wang Sent: Friday, June 23 2017 11:29 AM To: Cherie Qui le Cc: Rob Wang Subject: RE: Jeffrey

Subject: RE: Jeffl ons [SC] [I] From: Ying-A Wang Date: Fri, 23 Jun To: Cherie Qui le Cc: Rob Wang Classification: For internal use only It looks like the transactions (7.5k and 6.6k) in have not been uploaded into prime yet. For the AFEX somet

Subject: FW: Jeffrey Epstein Transactions [SC] From: Cherie Quigley <IMI > Date: Fri, 23 Jun 2017 11:10:26 -0400 To: Ying-A Wan Cc: Rob Wang Ying I don't see any Cash Alerts for this. Am I missing them. For CustCash, is his dollar value too low to hit? We might want to revisit this rule

Subject: RE: Jeffrey Epstein Transactions [SC] From: Cherie Quigley e > Date: Thu, 13 Jul 2017 10:22:43 -0400 To: Ying-A Wan Cc: Rob Wang — account is for Darren K Indyke not Epstein Cherie From: Cherie Quigley Sent: Friday, June 23, 2017 11:10 AM To: Ying-A Wan Cc: Rob Wang Subj

From: Rob Wang Sent: 9/21/2017 1:00:16 PM To: Andrew Viloria CC: An eli ue Shin ; Ying-A Wang ; Cherie Quigley Subject: SBERBANK sanction III Attachments

t Vice President Deutsche Bank Wealth Management Dutische Bank Sot:unties, Inc From: Trey Jackson Sent: Wednesday, October 17, 2018 10:18 AM To: Rob Wang <fl Cc: Ashvinkumar Chougule <ala; Ronny Fung Subject: RE: New Client Risk rating for WM clients [Il I will check into the request and see how so

From: Sent: To: Subject: Attachments Rob Wang 10/19/2018 11:52:34 AM Kshitij Golani FW: New Client Risk rating for WM clients [I] New Client RR Methodology Analysis as of 10.19.2018.xlsx Cla

Trcyvon Jackson Assistant Vice President Deutsche Bank Wealth Management I kitl, clu; flank Sxitnitc-. tile. 11 32256 WM Mercury on myDB From: Rob Wang Sent: Tuesday, October 16, 2018 9:42 AM To: Trey Jackson < Cc: Ashvinkumar Chougule < >; Ronny Fung < Subject: RE: New Client Risk rating for WM

Assistant Vice President Deutsche Bank Wealth Management uctii3ow bank Scumtics. Inc 4122O nap€:.Fi 'Cnt Tel. WM Mercury on myDB From: Rob Wang Sent: Wednesday, October 17, 2018 9:23 AM To: Trey Jackson < Cc: Ashvinkumar Chougule c aMIS; Ronny Fung Subject: RE: New Client Risk rating for

From: Trey Jackson Sent: Tuesday, October 16, 2018 11:05 AM To: Rob Wang < Cc: Ashvinkumar Chougule < >; Ronny Fung < MI> Subject: RE: New Client Risk rating for WM clients ill H Rob- Let me check and get back to you s

X1:3 tiers PaikwayJecksonvilk. FL 32256 Tel: +1 (904)645-4481 WM Mercury on myDB From: Rob Wang Sent: Monday, October 15, 2018 5:50 PM To: Trey Jackson < Cc: Ashvinkumar Chougule < >; Ronny Fung Subject: New Client Risk rating for WM client

From: Rob Wang on behalf of Amlcompliance Inquiries Sent: 4/5/2018 11:04:26 AM To: Hildegarde Berrios ; Michele-M Quattrocchi CC: Stewart Oldfield ; Amlco

2018 [I] Classification: For Internal use only Hi Hildegarde, Michele, Please assist as Cynthia is no longer at the firm. Thanks, Robert From: Rob Wang On Behalf Of Amlcompliance Inquiries Sent: Thursday, April 05, 2018 11:01 AM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071003 CON

From: Stewart Oldfield Sent: 4/5/2018 11:01:30 AM To: Rob Wang I Subject: Automatic reply: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 (I) I will be out of the office unt