ent Dutische Bank Sot:unties, Inc From: Trey Jackson Sent: Wednesday, October 17, 2018 10:18 AM To: Rob Wang <fl Cc: Ashvinkumar Chougule <ala; Ronny Fung Subject: RE: New Client Risk rating for WM clients [Il I will check into the request and see how soon we can get that done. As for client data that

nkumar Chougule < Subject: RE: New Client Risk rating for WM clients [I] Hi Rob- This report should be complete by EOD tomorrow. Thanks, Trey >; Ronny Fung < > Ronny Fung < E> CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063854 CONFIDENTIAL SDNY_GM_00210038 EFTA01370811

tc-. tile. 11 32256 WM Mercury on myDB From: Rob Wang Sent: Tuesday, October 16, 2018 9:42 AM To: Trey Jackson < Cc: Ashvinkumar Chougule < >; Ronny Fung < Subject: RE: New Client Risk rating for WM clients [II Classification: For Infernal use only Hi Trey, As discussed it would be a good start if

:.Fi 'Cnt Tel. WM Mercury on myDB From: Rob Wang Sent: Wednesday, October 17, 2018 9:23 AM To: Trey Jackson < Cc: Ashvinkumar Chougule c aMIS; Ronny Fung Subject: RE: New Client Risk rating for WM clients II] Classification: For Internal use only Trey, Yes, it would also be good to know the clients

Cc: Ashvinkumar Chougule < >; Ronny Fung < > Subject: RE: New Client Risk rating for WM clients Ill Sounds good I will include current client risk rating as part of the request. When do yo

From: Trey Jackson Sent: Tuesday, October 16, 2018 11:05 AM To: Rob Wang < Cc: Ashvinkumar Chougule < >; Ronny Fung < MI> Subject: RE: New Client Risk rating for WM clients ill H Rob- Let me check and get back to you shortly. Thanks, Trey Trcyvon Jackson Assi

Tel: +1 (904)645-4481 WM Mercury on myDB From: Rob Wang Sent: Monday, October 15, 2018 5:50 PM To: Trey Jackson < Cc: Ashvinkumar Chougule < >; Ronny Fung Subject: New Client Risk rating for WM clients [I] Classification: For internal use only Hi Trey, I was given your contact by Kshitij Golani in r