Y 18-Oct-17 120.000 $155.699 24,00 31.18 535.899 1011017 MOSAIC ACOUISMON CORP 6000 V 19-0N-17 60.000 560.900 1900 10.15 1980 1019'17 PATTERN ENERGY GROUP INC 5.000 Y 20-0317 117,000 3118.181 23,40 23.54 14.181 10/1017 1.6DNGODD INC 1.000 V 19-0N-17 24.000 531.150 24.00 31.18 57.158 1019'1

17 $ 537,882 $570.798 53.79 57.08 $32.916 10/4/17 NEWLINK GENETICS CORP 1,000 Y 5.Oct-17 $ 10.250 $11.258 10.25 11.26 $1.008 10/19/17 PATTERN ENERGY GROUP INC 5,000 Y 20-Oct-17 $ 117,000 $118.181 23.40 23.64 $1.181 10/26(17 ALLISON TRANSMISSION HOLDING 10,000 N 30-Oct-17 $ 408,814 S431.400 40