itled Financial 2.11.1.47.1Magla EFTA00316015 Trust Company, Inc., et al. v. The Bear Stearns Companies Inc., et at, FINRA-DR Case No. 09- 00979 (the "Arbitration"), and (b) an action that FTC commenced before the United States District Court for the District of the Virgin Islands (St. Thomas Division), that wa

010 in an arbitration proceeding before the Hon. Anthony J. Carpinello (Ret.) at the New York, New York office of JAMS, reference number 1425006537 (the "Arbitration"); WHEREAS, the Parties subsequently agreed to the terms of a settlement, which were incorporated into the record of the Arbitration on July 25, 201

Inc. ("FINRA"), entitled Financial EFTA00615375 Trust Company, Inc., et at v. The Bear Stearns Companies Inc., et at, FINRA-DR Case No. 09- 00979 (the "Arbitration"), and (b) an action that FTC commenced before the United States District Court for the District of the Virgin Islands (St. Thomas Division), that wa