Stearns Companies Inc., Bear, Steams & Co. Inc. and Bear Stearns Asset Management Inc. - 2 - EFTA00283111 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Street New York, New York 10019 (212) 403-1000 Counsel for Warren Spector - 3 - EFTA00283112 Exhibit B UNITED STATES DISTRICT C

th day of September, 2009, on: Gabrielle Gould KRAMER LEVIN NAFTAILIS & FRANKEL LLP 1177 Avenue of the Americas New York New York 10036 E-mail: David B. Anders Meredith L. Turner WACHTELL, LIPTON, ROSEN & KATZ 51 West 52nd Street New York New York 10019 E-mail: E-mail: Stephen D. Susman 968107 20 E

Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. - 2- KL3 , . 1. 1C7-2211112.1 EFTA00316036 Wachtell, Lipton, Rosen & Katz By: David B. Anders Counsel for Warren Spector - 3- I KL32*,1.1‘2.3aallatil EFTA00316037 Exhibit B UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK x

Stearns Companies Inc., Bear, Stearns & Co. Inc. and Bear Steams Asset Management Inc. - 2 - EFTA00284610 Wachtel!, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Street New York, Ncw York 10019 Counsel for Warren Spector - 3 - EFTA00284611 FINRA-DR Case No. 09-00979 FINRA DISPUTE RESOLUTIO

s, fees and expenses incurred in connection with this prorPnding. Dated: New York, New York WACHTELL, LIPTON, ROSEN & KATZ December 4, 2009 By: David B. Anders Meredith L. Turner 51 West 52nd Street New York. New York 10019 Attorneys for Respondent Warren Spector -30- EFTA00314519

ME SECURITY ACT (ERISA) LITIGATION PANEL SERVICE LIST (CTO-3) George C. Aguilar ROBBINS UMEDA LLP 600 B Street Suite 1900 San Diego, CA 92101 David B. Anders WACHTELL LIPTON ROSEN & KATZ 51 West 52nd Street New York, NY 10019 David A.P. Brower BROWER PIVEN APC 488 Madison Avenue New York, NY 10022

_th day of May, 2010, on: Gabrielle Gould KRAMER LEVIN NAFTAILIS & FRANKEL LLP 1177 Avenue of the Americas New York, New York 10036 E-mail: 21 David B. Anders Meredith L. Turner WACHTELL, LIPTON, ROSEN & ICATz. 51 West 52nd Street New York, New York 10019 E-mail: E-mail: Stephen D. Susman 997243v110

s Inc., Bear, Steams & Co. Inc. and Bear Stearns Asset Management Inc. KU " 1' 1 c.1=2•2 - 2- EFTA00615396 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Street New York, New York 10019 (212) 403-1000 Counsel for Warren Spector - 3- I KU ' .1.1. " 6=1= EFTA00615397 Exhibit B UNITE

ies Inc., Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. KU 23311357i - 2 - EFTA00586194 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Street New York, New York 10019 (212) 403-1000 Counsel for Warren Spector - 3 - KU 23311357i EFTA00586195 Exhibit B UNITED STA