Back to People & Entities
U.S. Securities and Exchange
Organization
11
Total Mentions
11
Documents
273
Connected Entities
The U.S. Securities and Exchange Commission (SEC) appears in the documents, with one article suggesting they were investigating Jeffrey Epstein for potentially failing to register as an investment advisor. However, the investigation may have been cut short due to Epstein's death.
The SEC is mentioned in several documents, often in lists alongside other government agencies and courts. A recent news article indicates that the SEC was potentially investigating Epstein for failing to register as an investment advisor, but the investigation's outcome is unclear.
Key Highlights
- •The SEC was potentially investigating Epstein for failing to register as an investment advisor.
- •The investigation may have been cut short due to Epstein's death.
- •The SEC appears in lists alongside other government agencies and courts.
Frequently Asked Questions
Related Links
Books for Further Reading
Perversion of Justice: The Jeffrey Epstein Story
Julie K. Brown
Investigative journalism that broke the Epstein case open
Filthy Rich: The Jeffrey Epstein Story
James Patterson
Bestselling account of Epstein's crimes and network
Relentless Pursuit: My Fight for the Victims of Jeffrey Epstein
Bradley J. Edwards
Victims' attorney's firsthand account
Document Mentions (11)
1 mention
lawyers. Read full article » JOBS Search full listings or advertise your job opening U.S. District Court for the Western District of Washington U.S. Securities and Exchange Commission U.S. Supreme Court United Nations United States District Court for the District of Colorado World Bank Group World Health Organizatio
Page: EFTA00019091 →1 mention
as shed pounds. Read full article » EXPERT ANALYSIS New Circuit Split Complicates Domestic Securities Test The First Circuit's recent holding in U.S. Securities and Exchange Commission v. Morrone cements a new circuit split over when a securities transaction is considered domestic, introducing new wrinkles to the already-
Page: EFTA00025234 →1 mention
the Southern District of Florida U.S. District Court for the Southern District of New York U.S. Patent and Trademark Office U.S. Postal Service U.S. Securities and Exchange Commission U.S. Supreme Court United States District Court for the Southern District of Ohio EFTA00025261 --- PAGE BREAK --- Read full articl
Page: EFTA00025261 →Sponsored
1 mention
ss action against TD Ameritrade Inc. and has refused to respond to a demand for arbitration, according to a suit filed in Connecticut state court. U.S. Securities and Exchange Commission U.S. Supreme Court United States District Court for the District of Montana EFTA00025396 --- PAGE BREAK --- Read full article » E
Page: EFTA00025396 →1 mention
r the Western District of Michigan U.S. Environmental Protection Agency U.S. House of Representatives U.S. Immigration and Customs Enforcement U.S. Securities and Exchange Commission U.S. Senate U.S. Supreme Court Vermont Attorney General's Office Washington Attorney General's Office Not sure if your firm subscri
Page: EFTA00025531 →1 mention
he Northern District of Georgia U.S. District Court for the Southern District of New York U.S. District Court for the Western District of Texas U.S. Securities and Exchange Commission U.S. Supreme Court EFTA00029608 --- PAGE BREAK --- ASSOCIATE - BUSINESS LITIGATION (HARTFORD, CT) McCarter & English, LLP Hartfor
Page: EFTA00029608 →Sponsored
1 mention
outhern District of New York U.S. House Committee on Energy and Commerce U.S. House of Representatives U.S. Immigration and Customs Enforcement U.S. Securities and Exchange Commission U.S. Senate U.S. Supreme Court United States District Court for the District of Colorado United States District Court for the Weste
Page: EFTA00030771 →1 mention
tschland Servcs GmbH Berlin, Berlin White Collar Litigation — Environmental Shareholder Beveridge & Diamond, P.C. U.S. House of Representatives U.S. Securities and Exchange Commission U.S. Supreme Court World Health Organization Not suit if your film subscribes? Mk your librarian. We hope you found this message to b
Page: EFTA00032695 →1 mention
U.S. District Court for the Southern District of New York U.S. District Court for the Western District of Texas U.S. Patent and Trademark Office U.S. Securities and Exchange Commission U.S. Senate U.S. Supreme Court U.S. Uniform Law Commission EFTA00032736 --- PAGE BREAK --- Please DO NOT reply to this email. For
Page: EFTA00032736 →Sponsored
1 mention
strict Court for the Southern District of New York U.S. District Court for the Western District of Pennsylvania U.S. Patent and Trademark Office U.S. Securities and Exchange Commission U.S. Senate U.S. Supreme Court U.S. Uniform Law Commission Please DO NOT teply to this email. For customer support inquiries. please
Page: EFTA00032742 →1 mention
Nancy Gertner and Mark Bennett. Read full article » Alleged ICO Fraud Highlights Compliance Considerations Parallel U.S. Department of Justice and U.S. Securities and Exchange Commission fraud charges connected with NAC Foundation's digital currency offering draw attention to the use of undercover agents in financial crime
Page: EFTA00032953 →Sponsored
Connected Entities(20 of 273)
Law360
OrganizationSubscription-based, legal news service operated by the Portfolio Media company, a subsidiary of LexisNexis
11 docs11 co-mentions
Hogan Lovells
PersonAmerican-British law firm
10 docs10 co-mentions
U.S. Court of Appeals
Organization10 docs10 co-mentions
American Bar Association
Organization10 docs10 co-mentions
Donald Trump
PersonPresident of the United States (2017–2021, 2025–present)
9 docs9 co-mentions
Department of Justice
Organization9 docs9 co-mentions
Michael Cohen
PersonAmerican former attorney and former Republican official
8 docs8 co-mentions
Jeffrey Epstein
PersonAmerican sex offender and financier (1953–2019)
8 docs8 co-mentions
Second Circuit
Organization7 docs7 co-mentions
Jones Day
OrganizationUS international law firm
6 docs6 co-mentions
U.S. Attorney's Office
Organization6 docs6 co-mentions
Supreme Court
OrganizationHighest court of jurisdiction in the US
6 docs6 co-mentions
Morgan Lewis
Organization6 docs6 co-mentions
DLA Piper
Organization6 docs6 co-mentions
Ghislaine Maxwell
PersonBritish socialite and sex trafficker, daughter of Robert Maxwell, accomplice of Jeffrey Epstein
6 docs6 co-mentions
Latham & Watkins
OrganizationLaw firm in Los Angeles, United States
5 docs5 co-mentions
U.S. District Court
Organization5 docs5 co-mentions
AG
Ace Greenberg
Person5 docs5 co-mentions
Prince Andrew
PersonThird child of Queen Elizabeth II and Prince Philip, Duke of Edinburgh (born 1960)
5 docs5 co-mentions
Chevron Corp.
OrganizationAmerican multinational energy corporation
5 docs5 co-mentions