PAGE BREAK --- FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) today announced an assessment against UBS Financial Services, Inc. (UBSFS) for willful violations of the Bank Secrecy Act (BSA).. FinCEN a

g of our Intelligence Division, with whom you can liaise directly if necessary. Best, EFTA00020178 --- PAGE BREAK --- Assistant Chief Counsel Financial Crimes Enforcement Network This e-mail message and any attachments from the United States Department of the Treasury/Financial Crimes Enforcement Network is for the exclusive

you need. To that end, I'm copying • of our Intelligence Division, with whom you can liaise directly if necessary. Best, Assistant Chief Counsel Financial Crimes Enforcement Network This e-mail message and any attachments from the United States Department of the Treasury/Financial Crimes Enforcement Network is for the exclusive