Statistics BOE: Bank of England BOJ: Bank of Japan CAGR: compound annual growth rate CDS: credit default swap CFO: chief financial officer CFTC: Commodity Futures Trading Commission CPI: consumer price index EAFE: Europe, Australasia and the Far East ECB: European Central Bank EM: emerging market EMD: emerging market dollar de

ground with federal and state secutities laws and the rules, regulations and customary practices of the SEC, Financial Industry Regulatory Authority, Commodity Futures Trading Commission and various other regulatory bodies enables him to provide strategic guidance to a diverse clientele. He provides legal services to hundreds of hedge

s of securities exchanges, securities brokers and dealers, investment advisers and investment companies, and self-regulatory organizations (SROs). e Commodity Futures Trading Commission (CFTC): The CFTC is the federal regulator of U.S. commodity futures and options markets in the United States. It administers and enforces the federal

a Climate Resilient America: Strengthening the U.S. Financial System and Expanding Economic Opportunity', held via Cisco Webex, with testimony from Commodity Futures Trading Commission Commissioner Rostin Behnam; Fermat Capital Management Senior Underwriter and Director of New Markets Joanna Syroka; Environmental Defense Fund Direc

a Climate Resilient America: Strengthening the U.S. Financial System and Expanding Economic Opportunity', held via Cisco Webex, with testimony from Commodity Futures Trading Commission Commissioner Rostin Behnam; Fermat Capital Management Senior Underwriter and Director of New Markets Joanna Syroka; Environmental Defense Fund Dire

nomic Policy Subcommittee remote hearing on 'US-China: Winning the Economic Competition', with testimony from professor Walter Russell Mead; former Commodity Futures Trading Commission Chairman Chris Giancarlo; Hudson Institute Senior Fellow Tim Morrison; Michigan State University Professor of Economics and International Relations

tion is entered into between them that (a) it is a "swap dealer" as defined in Section la(49) of the Commodity Exchange Act, as amended ("CEA") and Commodity Futures Trading Commission ("CFTC") Regulation 1.3(ggg) and (b) it is an "eligible contract participant" within the meaning of Section 1 gi8XAXv)(1) of the CEA and CFTC Regul

tion is entered into between them that (a) it is a "swap dealer" as defined in Section 1a(49) of the Commodity Exchange Act, as amended ("CEA") and Commodity Futures Trading Commission ("CFTC") Regulation 1.3(ggg) and (b) it is an "eligible contract participant" within the meaning of Section la(18XAXv)(1) of the CEA and CFTC Regul

a Climate Resilient America: Strengthening the U.S. Financial System and Expanding Economic Opportunity, held via Cisco Webex, with testimony from Commodity Futures Trading Commission Commissioner Rostin Behnam; Fermat Capital Management Senior Underwriter and Director of New Markets Joanna Syroka; Environmental Defense Fund Dire

tion is entered into between them that (a) it is a "swap dealer" as defused in Section la(49) of the Commodity Exchange Act, as amended ("CEA") and Commodity Futures Trading Commission ("CFTC") Regulation I .3(ggg) and (b) it is an "eligible contract participant" within the meaning of Section la(18XAXvX1) of the CEA and CFTC Regul

tion is entered into between them that (a) it is a "swap dealer" as defined in Section la(49) of the Commodity Exchange Act, as amended ("CEA") and Commodity Futures Trading Commission ("CFTC") Regulation I.3(ggg) and (b) it is an "eligible contract participant" within the meaning of Section I a( ISXAXv)(1) of the CEA and CFTC Reg

tion is entered into between them that (a) it is a "swap dealer" as defined in Section 18(49) of the Commodity Exchange Act, as amended ("CEA") and Commodity Futures Trading Commission ("CFTC") Regulation 1.3(ggg) and (b) it is an "eligible contract participant" within the meaning of Section la(18XAXv)(1) of the CEA and CFTC Regul

tion is entered into between them that (a) it is a "swap dealer" as defined in Section 18(49) of the Commodity Exchange Act, as amended ("CEA") and Commodity Futures Trading Commission ("CFTC") Regulation 1.3(ggg) and (b) it is an "eligible contract participant" within the meaning of Section la(18XAXv)(I) of the CEA and CFTC Regul

ion is entered into between them that (a) it is a "swap dealer" as defined in Section I a(49) of the Commodity Exchange Act, as amended ("CEA") and Commodity Futures Trading Commission ("CFTC") Regulation 1.3(ggg) and (b) it is an "eligible contract participant" within the meaning of Section la( I 8XAXvXI) of the CEA and CFTC Regu

(and related options) until, to the extent required by applicable regulations, the General Partner registers as a commodity pool operator with the Commodity Futures Trading Commission (the "CFTC") and the National Futures Association, or until the General Partner qualifies for an exemption from such registration under the rules of

INITIAL MARGIN Dear Sir or Madam: If you are a US Person, or a Guaranteed Affiliate or Conduit Affiliate of a US Person, each as defined by the US Commodity Futures Trading Commission ('CFTC"), CFTC rule 23.704 requires that Deutsche Bank AG, as a registered Swap Dealer, report quarterly to any counterparty that has not elected to

INITIAL MARGIN Dear Sir or Madam: If you are a US Person, or a Guaranteed Affiliate or Conduit Affiliate of a US Person, each as defined by the US Commodity Futures Trading Commission ("CFTC"), CFTC rule 23.704 requires that Deutsche Bank AG, as a registered Swap Dealer, report quarterly to any counterparty that has not elected to

INITIAL MARGIN Dear Sir or Madam: If you are a US Person, or a Guaranteed Affiliate or Conduit Affiliate of a US Person, each as defined by the US Commodity Futures Trading Commission ("CFTC"). CFTC rule 23.704 requires that Deutsche Bank AG, as a registered Swap Dealer, report quarterly to any counterparty that has not elected to

ion of, the Interest, as determined consistent with Rule 13d-3 of the U.S. Securities Exchange Act of 1934 (the "Exchange Act'). 12 EFTA00810373 Commodity Futures Trading Commission; or the National Credit Union Administration that (i) as of the date hereof, bars such person from (A) association with an entity regulated by such

es and Exchange Commission, or the CFTC, which is the Commodity Futures Trad- ing Commission. These are agencies that, although independent in