16
Total Mentions
16
Documents
76
Connected Entities
Organization referenced in documents
EFTA01282752
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(18XA)5(i)of the CEA and CFTC Regulation 1.3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA01282547
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(18XA)5(i)of the CFA and CFTC Regulation 1.3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA00169502
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(18)(A)5(i)of the CEA and CFTC Regulation 1.3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA00169707
n which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section la(18XA)5(i)of the CEA and CFTC Regulation 1.3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA01353334
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(I SXA)5(i)of the CEA and CFTC Regulation 1.3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA01353653
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(I SXA)5(i)of the CEA and CFTC Regulation 1.3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA01353705
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(18)(A)5(i)of the CEA and CFTC Regulation I .3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA00641183
_NoticeJ07_20).pdf Classification: Public Dear Valued Client, Please review the attached notice, which Deutsche Bank AG is sending you pursuant to CFTC Regulation 23.704. You are not required to take any action as a result of your receipt of this notice. Thank you for your consideration. Kind Regards, DeWM
EFTA00704608
-Frank_Quarterly_lnitial_Margin_Notice.pdf Dear Valued Client, Please review the attached notice, which Deutsche Bank AG is sending you pursuant to CFTC Regulation 23.704. You are not required to take any action as a result of your receipt of this notice. Thank you for your consideration. Kind Regards, DeWM
EFTA00314334
Internal Revenue Service ("IRS") purposes. The General Partner has filed for an exemption from registration as a commodity pool operator pursuant to CFTC Regulation 4.13(a)(3). The General Partner has the right to delegate its responsibilities hereunder, including the responsibility of providing certain invest
EFTA01368438
he Agreement or a Swap Transaction Event and (3) Swap Recommendation. "Swap Dealer" has the meaning ascribed to it in Section 1 a(49) of the CEA and CFTC Regulation 1.3(ggg)• "Swap Recommendation" means a "recommendation" (as such term is used in CFTC Regulations 23.434 and 23.440) with respect to a swap or tr
EFTA01368435
invests in the entity), provided that all the owners of the entity are ECPs and that the swaps entered into qualify as bona fide hedges pursuant to CFTC Regulation l.3(kkk). An individual owner of the entity may qualify as an ECP for this purpose only if the individual: (I) has an active role in operating a bus
EFTA01376709
DB and Clientegree that this Addendum modifies the Agreement solely with respect to "swaps,". as such term is defined in Section la(47) oldie CEA and CFTC Regulation 13(xxx). 17.2 This Addendum constitutes the entire agreement and understanding of the parties with respect to the subject matter thereof. 17.3 O
EFTA01383378
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(I SXA)5(i)of the CEA and CFTC Regulation 1.3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA01383550
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(18)(A)5(i)of the CEA and CFTC Regulation I .3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.
EFTA01390642
which a Transaction is entered into between them it is an "eligible contract participant" within the meaning of Section 1 a(I SXA)5(i)of the CEA and CFTC Regulation 1.3(m). (iii) Each party agrees to promptly notify the other party in writing of any material changes to its representation(s) in this provision.

Commodity Futures Trading Commission
OrganizationGovernment agency
Designated Fiduciary
OrganizationOrganization referenced in documents
Designated Evaluation Agents
OrganizationOrganization referenced in documents
DF Schedules 3 and
OrganizationOrganization referenced in documents
Party A
OrganizationParty in a legal or financial agreement

Wales
LocationCountry in north-west Europe, part of the United Kingdom

Sydney
LocationCapital city of New South Wales, Australia

Vienna
LocationCapital of and state in Austria

Amsterdam
LocationCapital and most populous city of the Netherlands

Tokyo
LocationCapital and largest city of Japan

New Zealand
LocationIsland country in the southwest Pacific Ocean

Andrew Cuomo
PersonGovernor of New York from 2011 to 2021

Force
OrganizationOrganization referenced in documents

Auckland
LocationCity on the North Island, New Zealand

Jeffrey Epstein
PersonAmerican sex offender and financier (1953–2019)

United States
LocationCountry located primarily in North America

Frankfurt
LocationCity in Hesse, Germany
Darren Indyke
PersonAmerican lawyer, longtime personal attorney and co-executor of Jeffrey Epstein's estate

Toronto
LocationCapital and largest city of the province of Ontario, Canada
Emerging Markets Traders Association
OrganizationOrganization referenced in documents