GHISLAINE MAXWELL EFTA01569880

EFTA01569881

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL (Reviewed) For the Period 11/1/11 to 11/30/11 Asset Account J.P. Morgan Team Paul Morris Ian Hirschfield Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Portfolio Activity Page 2 4 16 17 24 0000005442.15.0.15.00003.MAXWE00.20111205 Page 1 of 66 EFTA01569882

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 723,367.50 51,256.00 2,603,425.93 $3,378,049.43 22,021.62 $3,400,071.05 Ending Market Value 1,631,152.30 48,724.00 3,282,112.87 $4,961,989.17 20,212.45 $4,982,201.62 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 3,378,049.43 344,458.81 (440.79) 4,432,966.90 (3,088,764.77) $1,688,220.15 8,979.21 (113,259.62) $4,961,989.17 20,212.45 $4,982,201.62 EFTA01569883

Change In Value 907,784.80 (2,532.00) 678,686.94 $1,583,939 74 (1,809.17) $1,582,130 57 Equity Year-to-Date Value 1,946,279.39 1,149,972.16 (153,417.52) 16,689,293.77 (15,138,209.44) $2,547,638.97 84,578.24 383,492.57 $4,961,989.17 20,212.45 $4,982,201.62 Estimated 52,169.67 55,587.39 $107,757.06 Current Annual Income Allocation 34% 1% 65% 100% Alternative Assets Cash & Fixed Income Asset Allocation Page 2 of 66 EFTA01569884

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Accrued Interest Current Year Taxable Income Tax-Exempt Income Bond Premium Amortization Accrued Interest Subsequent Year Tax-Exempt Income CONTINUED Current Period Value 430.00 105.77 (0.84) 8,192.33 $8,727.26 2,866.67 (17.50) (2,597.22) $251.95 Year-to-Date Value 9,649.03 105.77 17.80 83,772.06 (9,218.37) $84,326.29 2,866.67 (17.50) (2,597.22) $251.95 Unrealized Gain/Loss To-Date Value ($253,087.31) ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value (97,962.97) ($97,962.97) Year-to-Date Value 19,728.75 EFTA01569885

(63,328.29) ($43,599.54) Cost Summary Equity Cash & Fixed Income Total 3,252,334.96 Cost 780,736.45 $4,033,071.41 Page 3 of 66 EFTA01569886

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Unclassified Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 58,286.00 7,050.00 32,320.00 422,405.00 203,306.50 0.00 $723,367.50 Ending Market Value 283,435.07 5,010.00 501,612.46 404,636.00 192,845.50 243,613.27 $1,631,152 30 Current Period Value 1,631,152.30 780,736.45 (113,198.95) 52,169.67 2,995.61 3.18% US Large Cap Equity Equity as a percentage of your portfolio - 34 % Change In Value 225,149.07 (2,040.00) 469,292.46 EFTA01569887

(17,769.00) (10,461.00) 243,613.27 $907,784.80 Current Allocation 6% 1% 10% 8% 4% 5% 34% Preferred Stocks Unclassified Concentrated & Other Equity US Small/Mid Cap Equity Non-US Equity Asset Categories Page 4 of 66 EFTA01569888

GHISL LL ACCT. For the Period 11/1/11 to 11/30/11 Note: P ** indicates position adjusted for Pending Trade Activity. Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Equity Detail Price US Large Cap Equity APACHE CORP AT&T INC 00206R-10-2 T P AUTOZONE INC 053332-10-2 AZO BANK OF AMERICA CORP BB & T CORP BROADCOM CORP 060505-10-4 BAC 23.17 054937-10-7 BBT 30.35 CL A 111320-10-7 BRCM CAPITAL ONE FINANCIAL CORP CHEVRON CORP CITIGROUP INC NEW 14040H-10-5 COF 102.82 166764-10-0 CVX 27.48 172967-42-4 C 358.000 9,837.84 N/A ** N/A 116.000 11,927.12 N/A ** N/A 44.66 114.000 5,091.24 N/A ** N/A 22.80 5.70 EFTA01569889

375.84 93.96 14.32 0.45% 3.15% 0. 15% 250.000 7,586.25 N/A ** N/A 90.00 1.19% 309.000 7,159.53 N/A ** N/A 328.38 5.44 944.000 5,135.36 N/A ** N/A ** N/A N/A 37.76 9.44 197.76 0.74% 2.76% 99.44 037411-10-5 APA 28.98 1,000.000 28,980.00 31,610.00 (2,630.00) 1,720.00 5.94% 95.000 9,446.80 N/A ** N/A 57.00 0.60% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. EFTA01569890

Accrued Div. Yield Page 5 of 66 EFTA01569891

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Large Cap Equity COCA-COLA CO 191216-10-0 KO COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A P P 192446-10-2 CTSH COMCAST CORP CL A 20030N-10-1 CMCS A P DOMINION RESOURCES INC VA E I DU PONT DE NEMOURS & CO E M C CORP MASS EXXON MOBIL CORP HUMANA INC 25746U-10-9 D 47.72 263534-10-9 DD 23.01 268648-10-2 EMC 80.44 30231G-10-2 XOM 88.68 444859-10-2 HUM P JOHNSON CONTROLS INC KROGER CO NIKE INC B 478366-10-7 JCI 23.18 501044-10-1 KR 96.18 654106-10-3 NKE OCCIDENTAL PETROLEUM CORP 674599-10-5 OXY 98.90 144.000 14,241.60 N/A ** N/A 264.96 1.86% N/A ** N/A 265.000 EFTA01569892

6,142.70 N/A ** N/A 121.90 30.48 1.98% 1.50% 31.48 301.000 9,475.48 N/A ** N/A 216.72 2.29% N/A ** N/A 1.13% 190.000 15,283.60 N/A ** N/A 357.20 2.34% 468.000 10,768.68 N/A ** N/A 224.000 10,689.28 N/A ** N/A 51.62 N/A ** N/A 89.64 367.36 91.84 3.44% 3.82% 67.35 22.67 102.000 6,869.70 N/A ** N/A ** N/A N/A 1.99% Quantity Value Adjusted Tax Cost EFTA01569893

Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 67.23 204.000 13,714.92 N/A ** N/A 383.52 95.88 2.80% Page 6 of 66 EFTA01569894

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Large Cap Equity P ORACLE CORP 68389X-10-5 ORCL PROSHARES ULTRASHORT S&P 500 PROSHARES TRUST QUALCOMM INC SCHLUMBERGER LTD TIME WARNER INC 74347R-88-3 SDS 45.01 74347X-23-7 QID 54.80 747525-10-3 QCOM 75.33 806857-10-8 SLB 34.82 NEW 887317-30-3 TWX P UNION PACIFIC CORP UNITEDHEALTH GROUP INC UNITED TECHNOLOGIES CORP VERIZON COMMUNICATIONS INC WALT DISNEY CO 907818-10-8 UNP 48.77 91324P-10-2 UNH 76.60 913017-10-9 UTX 37.73 92343V-10-4 VZ 35.85 254687-10-6 DIS 229.000 8,209.65 N/A ** N/A 91.60 1.12% N/A ** N/A 162.000 12,409.20 N/A ** N/A 311.04 77.76 EFTA01569895

2.51% 5.30% 198.000 9,656.46 N/A ** N/A 103.41 109.000 11,271.69 N/A ** N/A 261.60 65.40 128.70 2.32% 1.33% 290.000 10,097.80 N/A ** N/A 113.000 8,512.29 N/A ** N/A 176.000 9,644.80 N/A ** N/A 151.36 37.84 113.00 28.25 272.60 68.15 1.57% 1.33% 2.70% 200.000 9,002.00 26,203.50 (17,201.50) 19.92 1,000.000 19,920.00 44,809.50 (24,889.50) 31.35 N/A ** N/A 0.77% Quantity EFTA01569896

Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Page 7 of 66 EFTA01569897

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Large Cap Equity WELLS FARGO & CO Total US Large Cap Equity 949746-10-1 WFC $283,435.07 $102,623.00 ($44,721.00) $5,786.48 $694.34 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity P P ACCENTURE PLC-CL A ACE LTD NEW AKZO NOBEL N V G1151C-10-1 ACN 69.53 H0023R-10-5 ACE 50.51 ISIN NL0000009132/SEDOL 5458314 N01803-90-2 EUR ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 D03080-90-6 EUR ATLAS COPCO AB-A SHS ISIN SE0000101032 SEDOL B1QGR41 W10020-92-8 SEK 21.43 442.000 9,470.63 N/A ** N/A 102.59 77.000 7,899.44 N/A ** N/A 149.000 7,525.62 N/A ** N/A N/A ** N/A 2.01% EFTA01569898

57.93 N/A ** N/A 2.33% 2.04% 25.86 478.000 12,361.08 N/A ** N/A 229.44 1.86% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 1.67 3,000.000 5,010.00 18,129.32 (13,119.32) Page 8 of 66 EFTA01569899

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity AVIVA PLC ISIN GB0002162385 SEDOL 0216238 G2307K-92-2 GBP BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 072733-91-8 EUR BRITISH AMERICAN TOBACCO PLC ISIN GB0002875804 SEDOL 0287580 G1510J-91-2 GBP CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 F13587-92-2 EUR CENTRICA ISIN GB00B033F229 SEDOL B033F22 15639K-90-4 GBP CINEWORLD GROUP PLC ISIN GBOOB15FWH70 SEDOL Bl5FWH7 172145-91-4 GBP COVIDIEN PLC NEW CREDIT SUISSE GROUP AG G2554F-11-3 COV 24.13 ISIN CH0012138530 SEDOL 7171589 H3698D-93-0 CHF DRAX GROUP PLC ISIN GBOOB1VNSX38 SEDOL BlVNSX3 G2904K-92-9 GBP ERICSSON LM-B SHS ISIN SE0000108656 SEDOL 5959378 W26049-91-1 SEK Page 9 of 66 10.73 793.000 8,507.47 N/A ** N/A 8.80 5,300.000 46,639.02 N/A ** N/A 230.000 5,549.41 N/A ** N/A 45.55 236.000 EFTA01569900

10,749.80 N/A ** N/A 212.40 1.98% 3.19 4,500.000 14,349.83 N/A ** N/A 4.75 1,556.000 7,385.88 N/A ** N/A 37.82 217.000 8,206.96 N/A ** N/A 46.32 293.000 13,571.45 N/A ** N/A 65.52 163.000 10,679.29 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 4.90 6,000.000 29,414.50 N/A ** N/A EFTA01569901

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 36827E-91-4 EUR P GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 G3910J-90-6 GBP JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 J27869-91-6 JPY JFE HOLDINGS INC ISIN JP3386030005 SEDOL 6543792 476990-91-6 JPY MARINE HARVEST ASA ISIN N00003054108 SEDOL B02L486 693045-91-6 NOK MARKS & SPENCER PLC - GBP ISIN GB0031274896 SEDOL 3127489 G5824M-92-5 GBP MARSTON'S PLC ISIN GBOOB1JODM80 SEDOL B1JQDM8 G58512-91-7 GBP MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 J44497-92-3 JPY MITSUI & CO ISIN JP3893600001 SEDOL 6597302 J43787-91-0 JPY 15.23 500.000 7,613.04 N/A ** N/A 4.23 1,400.000 5,915.24 N/A ** N/A 5.19 1.51 4,350.000 30,000.000 22,591.22 45,202.26 N/A ** N/A ** N/A EFTA01569902

426.54 N/A 0.43 25,000.000 10,825.85 N/A ** N/A 17.89 200.000 3,578.51 N/A ** N/A 4,695.35 2.000 9,390.70 N/A ** N/A 22.07 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 27.98 289.000 8,086.14 N/A ** N/A Page 10 of 66 EFTA01569903

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity NESTLE SA-REG ISIN CH0038863350 SEDOL 7123870 H57312-92-0 CHF NISSAN MOTOR CO LTD ISIN JP3672400003 SEDOL 6642860 J57160-91-3 JPY PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 F72027-91-9 EUR PHILIPS ELECTRONICS N.V. ISIN NL0000009538 SEDOL 5986622 N6983Q-91-5 EUR PPR SA ISIN FR0000121485 SEDOL 5505072 F74953-93-0 EUR QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 Q78063-91-6 AUD P RESEARCH IN MOTION LIMITED RIO TINTO PLC 760975-10-2 RIMM 52.52 ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP P P ROCHE HOLDINGS AG-GENUSSS ISIN CH0012032048 SEDOL 7110388 H69293-93-6 CHF ROYAL DUTCH SHELL PLC - A ISIN GBOOB03MLX29 SEDOL BO3MLX2 G7690A-91-0 GBP Page 11 of 66 34.98 N/A ** N/A 159.31 N/A ** N/A 191.000 10,030.52 N/A ** N/A 17.86 400.000 EFTA01569904

7,144.00 29,496.00 (22,352.00) 13.83 400.000 5,530.98 N/A ** N/A 149.69 38.000 5,688.29 N/A ** N/A 20.26 337.000 6,827.47 N/A ** N/A 340.23 3.70% 94.28 102.000 9,617.00 N/A ** N/A 8.89 1,200.000 10,665.98 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 56.20 186.000 10,453.11 N/A ** N/A 378.06 3.29% EFTA01569905

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity P ROYAL DUTCH SHELL PLC -A ISIN GBOOB03MLX29 SEDOL BO9CBL4 780259-99-0 EUR RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 G8566X-91-9 GBP SANOFI ISIN FR0000120578 SEDOL 5671735 F5548N-91-1 EUR SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 F86921-91-7 EUR SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 824841-91-0 JPY SODEXHO ISIN FR0000121220/SEDOL 7062713 F84941-91-7 EUR SOLVAY SA ISIN BE0003470755 SEDOL 4821100 834437-91-5 EUR STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 G84228-92-6 GBP STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 X21349-90-1 EUR Page 12 of 66 6.23 933.000 5,812.57 N/A ** N/A 21.77 555.000 12,080.99 N/A ** N/A 93.77 77.000 7,220.51 N/A ** N/A 72.58 EFTA01569906

175.000 12,702.27 N/A ** N/A 18.25 400.000 7,301.30 N/A ** N/A 56.54 164.000 9,272.28 N/A ** N/A 70.12 156.000 10,938.87 N/A ** N/A 1.70 23,800.000 40,502.10 N/A ** N/A 34.84 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01569907

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Equity SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 Y82594-12-1 SHKP HKD UNILEVER PLC ISIN GBOOB1ORZP78 SEDOL B1ORZP7 904767-91-0 GBP VODAFONE GROUP PLC ISIN GBOOB16GWD56 SEDOL B16GWD5 92857W-92-8 GBP Total Non-US Equity $501,612.46 $29,496.00 ($22,352.00) 2.71 5,404.000 14,635.98 N/A ** N/A 260.68 $930.69 $687.22 Emerging Market Equity P SHIRE PLC ISIN JEO0B2OKY057 SEDOL B2OKY05 G8124V-91-8 GBP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 20.08 4,200.000 84,336.00 98,778.96 (14,442.96) 7,350.00 8.72% 33.53 N/A ** N/A 0.16% 33.61 299.000 10,049.61 EFTA01569908

N/A ** N/A 11.99 1,000.000 11,986.37 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 25.67 10,000.000 256,700.00 261,300.00 (4,600.00) 19,690.00 7.67% Page 13 of 66 EFTA01569909

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Preferred Stocks 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.44 2,500.000 63,600.00 $404,636.00 62,500.00 $422,578.96 1,100.00 ($17,942.96) 4,187.50 $31,227.50 6.58% 7.72% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Concentrated & Other Equity GENERAL MOTORS CO 34.18 CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA Total Concentrated & Other Equity $192,845.50 $207,909.17 ($15,063.67) $14,225.00 $1,614.05 Unclassified DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 892352-91-5 ETFS METAL SECURITIES LTD ISIN 3E00B1VS3770 SEDOL BlVS377 131994-91-5 EFTA01569910

171.36 301.000 51,577.86 N/A ** N/A 7.35% 105.78 150,000.000 158,665.50 157,909.17 756.33 11,850.00 1,020.30 7.44% 1,000.000 34,180.00 50,000.00 (15,820.00) 2,375.00 593.75 6.95% 42.82 2,058.000 88,113.27 N/A ** N/A Page 14 of 66 EFTA01569911

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Unclassified ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 GBP Total Unclassified $243,613.27 $0.00 $0.00 $0.00 0.00% 19.44 4,361.513 84,786.97 N/A ** N/A 182.24 105.000 19,135.17 N/A ** N/A Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Page 15 of 66 EFTA01569912

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 51,256.00 Alternative Assets Detail Price Hard Assets BARC CALLABLE PALLDIUM CP NT 05/14/12 LNKD TO PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 05/03/2011 06738K-JA-0 ISHARES SILVER TRUST Total Hard Assets 46428Q-10-9 SLV $48,724.00 $64,010.03 32.00 1,000.000 32,000.00 44,010.03 83.62 20,000.000 16,724.00 20,000.00 Quantity Estimated Value Cost Ending Estimated Value 48,724.00 Change In Value (2,532.00) Current Allocation 1% Page 16 of 66 EFTA01569913

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Complementary Structured Strategies Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 561,111.85 776,606.24 53,169.02 630,092.50 438,785.32 143,661.00 $2,603,425 93 Ending Market Value 1,001,899.23 124,902.80 792,795.70 624,354.50 603,783.14 134,377.50 $3,282,112.87 Current Period Value 3,282,112.87 3,252,334.96 (124,602.33) 55,587.39 17,216.84 1.98% US Fixed Income Cash & Fixed Income as a percentage of your portfolio 65 % Change In Value 440,787.38 (651,703.44) 739,626.68 EFTA01569914

(5,738.00) 164,997.82 (9,283.50) $678,686.94 Current Allocation 18% Cash 3% 16% 13% 12% 3% 65% Non-US Fixed Income Non-USD Cash Complementary Structured Strategies Non-USD Short Term Asset Categories Page 17 of 66 EFTA01569915

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 6-12 months, 1-5 years, 5-10 years, 10+ years, Total Value 1 SUMMARY BY TYPE Market Value 2,100,083.14 50,229.21 643,193.52 269,077.50 219,529.50 $3,282,112.87 % of Bond Portfolio 66% 1% 19% 8% 6% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: P indicates position adjusted for Pending Trade Activity. * * A - Bonds purchased at a premium show amortization. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Cash & Fixed Income Detail Price Cash US DOLLAR PROCEEDS FROM PENDING SALES 1.00 EFTA01569916

1.00 909,572.47 92,325.76 909,572.47 92,325.76 909,572.47 92,325.76 272.87 19.79 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Complementary Structure Total Value Market Value 1,001,899.23 124,902.80 270,125.00 219,529.50 1,531,278.84 134,377.50 $3,282,112 87 % of Bond Portfolio 30% 3% 8% 6% 49% 4% 100% Page 18 of 66 EFTA01569917

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Cash JPM NY MUNI MM FD - MORGAN Total Cash 1.00 1.00 1.00 $1,001,899 23 1.00 $1,001,899.23 $0.00 $272.87 $19.79 P P P Non-USD Cash SWISS FRANC EURO PRINCIPAL CURRENCY POUND STERLING NORWEGIAN KRONE TURKISH LIRA NEW PRINCIPAL CURRENCY Total Non-USD Cash 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 1.10 1.35 1.57 0.17 0.55 5,466.95 43,378.82 30,044.28 14,769.57 19,500.00 6,006.65 58,394.36 47,253.61 2,560.33 EFTA01569918

10,687.85 $124,902.80 5,926.23 58,474.53 46,728.91 2,548.90 11,816.03 $125,494.60 80.42 (80.17) 524.70 11.43 (1,128.18) ($591.80) $0.00 0.00% Non-USD Short Term JP MORGAN CHASE BANK - CAD 98.35 LONDON TIME DEPOSITS 0.6600% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9J-8 CAD 114,959.75 113,065.90 112,569.43 496.47 746.23 12.43 0.70% Page 19 of 66 EFTA01569919

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-USD Short Term JP MORGAN CHASE BANK - GBP LONDON TIME DEPOSITS 0.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9R-0 GBP JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526E9-9V-1 NOK JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.3000% DATED 11/30/2011 MATURITY 12/07/2011 HELD BY LONDON TREASURY SERVICES Bearer 2526H9-9S-5 NOK INTL BK RECON & DEVELOP - BRL 8.75% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN XS0446421157 SEDOL B435Z93 459058-96-1 NA /AAA BRL Total Non-USD Short Term $792,795.70 $801,613.03 ($8,817.33) $9,124.56 $2,077.00 1.11% 55.81 90,000.00 50,229.21 50,106.74 122.47 4,369.53 2,017.62 7.46% 17.34 631,661.39 109,499.94 103,545.12 5,954.82 1,423.49 3.94 1.31% EFTA01569920

17.34 591,468.05 102,532.34 102,844.87 (312.53) 1,332.91 22.14 1.37% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 157.28 265,430.01 417,468.31 432,546.87 (15,078.56) 1,252.40 20.87 0.34% Page 20 of 66 EFTA01569921

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /AA2 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 06740P-VG-8 NA /AA3 A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA 110.26 100,000.00 110,258.00 110,436.27 110,503.00 (178.27) 5,000.00 1,472.20 4.16% 109.86 50,000.00 54,928.00 55,418.16 55,424.00 (490.16) 2,500.00 416.65 EFTA01569922

4.11% 89.80 150,000.00 134,700.00 150,000.00 (15,300.00) 3,750.00 427.05 4.49% 86.89 150,000.00 130,329.00 150,000.00 (19,671.00) 5,400.00 240.00 6.76% 91.35 50,000.00 45,676.00 45,394.50 281.50 326.39 17.40 2.72% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 94.12 100,000.00 94,120.00 100,000.00 (5,880.00) 2,900.00 370.50 4.57% Page 21 of 66 EFTA01569923

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price US Fixed Income A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $624,354.50 $665,283.09 $665,361.50 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 GBP JPM MANAGED RESERVES C ISHARES BARCLAYS CAPITAL 051398-91-5 GBP 20.86 ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 GBP KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY 55.78 200,000.00 111,553.85 135,555.56 (24,001.71) 10,687.85 4,029.81 8.48% 5,790.00 120,752.34 N/A ** N/A 10,130.64 7.54 76,334.38 79,145.17 (2,810.79) 178.97 187.90 33,627.90 EFTA01569924

N/A ** N/A ($40,928.59) $22,376.39 $3,888.20 4.74% 108.69 50,000.00 54,343.50 54,034.16 54,040.00 309.34 2,500.00 944.40 4.36% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 22 of 66 EFTA01569925

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Price Non-US Fixed Income INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN XS0513770957 SEDOL B4YWHCO 45818W-9K-4 AAA /AAA IDR Total Non-US Fixed Income $603,783.14 $508,045.01 ($58,642.11) $23,813.57 $11,231.85 Complementary Structured Strategies MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 61745E-6Q-9 A- /A2 4.39% 0.01 1,300,000,000.00 139,399.00 150,112.11 (10,713.11) 9,275.52 4,561.70 7.61% 1.82 6,700,000.00 122,115.67 143,232.17 (21,116.50) 3,850.20 2,640.34 5.27% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income EFTA01569926

Accrued Interest Yield 89.59 150,000.00 134,377.50 150,000.00 (15,622.50) Page 23 of 66 EFTA01569927

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS 7,911.27 Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Withdrawals Interest Purchased Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 214,555.00 (219,967.00) ($5,412.00) $909,572.47 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 576,179.13 (371,487.00) $204,692.13 -$0.00 $0.00 $0.00 -(2,597.22) ($2,597.22) 298,152.58 50,406.99 $356,470.84 58,572.18 671,428.31 69,708.35 $799,708.84 (150,000.00) (2,597.22) (144,773.93) ($297,371.15) $0.00 $0.00 EFTA01569928

$0.00 $0.00 Period Value 561,110 85 Year-To-Date Value* -INCOME Current Period Value 0.00 Year-To-Date Value* -Page 24 of 66 EFTA01569929

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - U S Dollar Current Cost Adjustments Amortization Cost Adjustments Total Cost Adjustments ($17.50) * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/1 11/1 11/1 11/2 11/2 11/14 Div Domest Interest Income Interest Income Spot FX Spot FX Corporate Interest Description AT&T INC @ 0.43 PER SHARE (ID: 00206R-10-2) DEPOSIT SWEEP INTEREST FOR OCT. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $548,648.75 AS OF 11/01/11 COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE (ID: 222388-20-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 860.090000000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 884.000001000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 AS OF 11/11/11 (ID: 36962G-2V-5) Page 25 of 66 50,000.000 0.001 63.12 (419,625,000.000 ) (47,183.34) 47,233.79 4,200.000 (28,114,875.000 ) EFTA01569930

(3,161.28) 0.438 1,837.50 3,173.20 Quantity Cost 1,000.000 Per Unit Amount 0.43 PRINCIPAL Amount 430.00 13.98 INCOME Amount Period Value (17.50) Year-To-Date Value* (17.50) 889,679.04 $889,661.54 EFTA01569931

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Description BROADCOM CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 111320-10-7) COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 192446-10-2) ORACLE CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 68389X-10-5) QUALCOMM INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 747525-10-3) COMCAST CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 20030N-10-1) CAPITAL ONE FINANCIAL CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 14040H-10-5) SCHLUMBERGER LTD JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 806857-10-8) BB & T CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 054937-10-7) BANK OF AMERICA CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 060505-10-4) EFTA01569932

EXXON MOBIL CORP JPMO 11/15/11 (ID: 30231G- APACHE CORP JPMORGAN 11/15/11 (ID: 037411- AUTOZONE INC JPMORGAN 11/15/11 (ID: 053332- COCA-COLA CO JPMORGAN 11/15/11 (ID: 191216- 237.000 0.00 176.000 0.00 360.000 0.00 114.000 0.00 113.000 0.00 309.000 0.00 944.000 0.00 190.000 0.00 95.000 0.00 22.000 0.00 204.000 0.00 Page 26 of 66 Quantity Cost Per Unit Amount 250.000 0.00 102.000 0.00 PRINCIPAL Amount INCOME Amount RGAN CHASE BANK TRADE DATE 10-2) CHASE BANK TRADE DATE 10-5) CHASE BANK TRADE DATE 10-2) CHASE BANK TRADE DATE 10-0) EFTA01569933

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Description E M C CORP MASS JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 268648-10-2) E I DU PONT DE NEMOURS & CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 263534-10-9) HUMANA INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 444859-10-2) JOHNSON CONTROLS INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 478366-10-7) KROGER CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 501044-10-1) NIKE INC B JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 654106-10-3) OCCIDENTAL PETROLEUM CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 674599-10-5) WELLS FARGO & CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 949746-10-1) UNION PACIFIC CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 907818-10-8) UNITED TECHNOLOGIES CORP JPMORGAN CHASE BANK EFTA01569934

TRADE DATE 11/15/11 (ID: 913017-10-9) WALT DISNEY CO JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 254687-10-6) DOMINION RESOURCES INC VA JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 25746U-10-9) UNITEDHEALTH GROUP INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 91324P-10-2) Quantity Cost Per Unit Amount 468.000 0.00 224.000 0.00 63.000 0.00 301.000 0.00 265.000 0.00 116.000 0.00 144.000 0.00 478.000 0.00 109.000 0.00 162.000 0.00 229.000 0.00 182.000 0.00 198.000 0.00 PRINCIPAL Amount INCOME Amount Page 27 of 66 EFTA01569935

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/15 11/16 11/16 11/16 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Corporate Interest Receipt of Assets Receipt of Assets Misc Credit Description VERIZON COMMUNICATIONS INC JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 92343V-10-4) CHEVRON CORP JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 166764-10-0) CITIGROUP INC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 172967-42-4) TIME WARNER INC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 887317-30-3) ACCENTURE PLC-CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: G1151C-10-1) COVIDIEN PLC NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: G2554F-11-3) ACE LTD NEW JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: H0023R-10-5) BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 (ID: 06050W-DW-2) DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 JP MORGAN CHASE BANK LONDON TRADE DATE 11/14/11 (ID: 892352-91-5) ETFS METAL SECURITIES LTD ISIN JEO0B1VS3770 SEDOL BlVS377 JP MORGAN CHASE BANK LONDON TRADE DATE 11/14/11 (ID: 131994-91-5) BOOK TRANSFER CREDIT B/0: JP MORGAN INT'L BANK EFTA01569936

LTD-BRUSSBRUSSELS BELGIUM B-121-0 ORG:/BE48945944120000 GHISLAINE MAXWELL STREOGB: JP MORGAN INT'L BANK LTD-BRUSSJPM INTERNATIONAL BANK BRUSSELS REF: PMT FROM JPMORGAN/OCMT/USD298152,58/ TRN: 5912000320JS Page 28 of 66 301.000 0.00 298,152.58 Quantity Cost Per Unit Amount 283.000 0.00 116.000 0.00 358.000 0.00 290.000 0.00 123.000 0.00 236.000 0.00 113.000 0.00 150,000.000 2,058.000 0.00 0.018 2,700.00 PRINCIPAL Amount INCOME Amount EFTA01569937

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/17 Accrued Int Paid Description BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 @ 110.503 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/14/11 (ID: 090874-FV-5) 11/17 Accrued Int Recd STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY (ID: 649903-B4-2) 11/17 Accrued Int Recd STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY (ID: 649903-F5-5) 11/28 Accrued Int Paid MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 @ 108.08 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/22/11 (ID: 57586C-FW-0) 11/28 Accrued Int Paid MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 @ 110.848 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/22/11 (ID: 59455T-PF-3) Total Inflows & Outflows $353,873.62 50,000.000 0.00 0.008 (395.83) 50,000.000 0.00 0.018 (923.61) 100,000.000 0.014 EFTA01569938

1,355.56 100,000.000 0.015 1,511.11 Quantity Cost Per Unit Amount 100,000.000 0.00 0.013 PRINCIPAL Amount (1,277.78) INCOME Amount Page 29 of 66 EFTA01569939

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 TRADE ACTIVITY Note: Trade Date Settle Date 11/14 11/17 L indicates Long Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY @ 108.375 JP MORGAN SECURITIES LLC (BIDL) (ID: 649903-B4-2) 11/14 11/17 Sale High Cost STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY @ 106.18 JP MORGAN SECURITIES LLC (BIDL) (ID: 649903-F5-5) Total Settled Sales/Maturities/Redemptions $214,555.00 ($200,310.44) $14,244.56 L (100,000.000) 106.20 106,180.00 (100,224.86) 5,955.14 L Quantity (100,000.000) Per Unit Amount 108.40 Proceeds 108,375.00 Tax Cost (100,085.58) Realized Gain/Loss 8,289.42 L Trade Date Settle Date EFTA01569940

Type Description Settled Securities Purchased 11/14 Purchase 11/17 BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 @ 110.503 JP MORGAN SECURITIES LLC (BIDL) (ID: 090874-FV-5) 11/22 11/28 Purchase MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 @ 108.08 JP MORGAN SECURITIES LLC (BIDL) (ID: 57586C-FW-0) Page 30 of 66 50,000.000 108.10 (54,040.00) Quantity 100,000.000 Per Unit Amount 110.50 Market Cost (110,503.00) EFTA01569941

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Trade Date Settle Date Type Settled Securities Purchased 11/22 Purchase 11/28 Description MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 @ 110.848 JP MORGAN SECURITIES LLC (BIDL) (ID: 59455T-PF-3) Total Settled Securities Purchased Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 11/28 12/1 Page 31 of 66 Sale Sale Sale Sale Sale Sale Sale ACCENTURE PLC-CL A (ID: G1151C-10-1) ACE LTD NEW (ID: H0023R-10-5) AUTOZONE INC (ID: 053332-10-2) COMCAST CORP CL A (ID: 20030N-10-1) NIKE INC B (ID: 654106-10-3) ORACLE CORP (ID: 68389X-10-5) EFTA01569942

RESEARCH IN MOTION LIMITED (ID: 760975-10-2) VERIZON COMMUNICATIONS INC (ID: 92343V-10-4) Quantity (123.000) (113.000) (22.000) (360.000) (116.000) (237.000) (400.000) (283.000) Per Unit Amount 55.12 65.92 320.00 21.72 94.79 29.78 16.40 36.29 ($219,967.00) Proceeds 6,772.24 7,442.08 7,038.54 7,797.47 10,988.46 7,043.57 6,459.87 10,252.89 (46,102.00) (39,642.13) L Tax Cost Realized Gain/Loss Quantity 50,000.000 Per Unit Amount 110.80 Market Cost (55,424.00) EFTA01569943

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 11/28 12/1 11/29 12/2 11/30 12/5 11/30 12/5 Total Pending Sales, Maturities, Redemptions $92,325.76 ($130,792.72) ($110,621.12) L Sale Sale Sale RESEARCH IN MOTION LIMITED (ID: 760975-10-2) HUMANA INC (ID: 444859-10-2) DOMINION RESOURCES INC VA (ID: 25746U-10-9) RESEARCH IN MOTION LIMITED (ID: 760975-10-2) Quantity (400.000) (63.000) (182.000) (400.000) Per Unit Amount 16.40 86.45 51.58 18.00 Proceeds 6,535.87 5,442.46 9,376.45 7,175.86 (40,329.00) (33,153.14) L Tax Cost (44,361.72) Realized Gain/Loss (37,825.85) L COST ADJUSTMENTS Settle Date EFTA01569944

11/17 Type Amortization Description STATE OF NEW YORK DORMITORY AUTH REVS NON ST SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 649903-B4-2) 11/17 Amortization STATE OF NEW YORK DORMITORY AUTH REVS NONST SUPPORTED DEBT MUN HLTH FACS LEASE 4% SUB 2-1 JAN 15 2017 DTD 12/21/2001 HELD BY DTC BOOK ENTRY ONLY MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 649903-F5-5) Total Cost Adjustments ($17.50) 100,000.000 (13.28) Quantity 100,000.000 Cost Basis Adjustments (4.22) Page 32 of 66 EFTA01569945

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/17 Receipt of Assets Description QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 (ID: Q78063-91-6) Quantity 400.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Year-To-Date Value --Local Value Current Period Value 0.00 0.00 EFTA01569946

Year-To-Date Value --Local Value Current Period Value 0.00 0.00 Year-To-Date Value --Page 33 of 66 EFTA01569947

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Total Outflows Withdrawals TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position $0.00 -51,742.94 (112,433.39) ($60,690.45) -0.00 0.00 50,731.37 (114,820.48) (64,089.11) -Period Value Beginning Cash Balance -60.68 $60.68 (60.68) ($60.68) Year-To-Date Value* -136.04 $136.04 (136.04) ($136.04) Local Value Current Period Value 0.00 62.22 62.22 (62.22) EFTA01569948

(62.22) Year-To-Date Value* -139.27 139.27 (139.27) (139.27) Page 34 of 66 EFTA01569949

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Canadian Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/3 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.7100% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525P9-9D-1) 11/3 11/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.7100% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-9D-1) (15.860) (114,897.530) (15.66) (15.86) Quantity 114,897.530 Amount USD Local Value PRINCIPAL Amount USD Local Value 15.66 15.86 INCOME Amount USD Local Value Currency EFTA01569950

Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 35 of 66 EFTA01569951

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/3 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9C-9) 11/10 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525T9-9C-9) 11/10 11/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 11/10 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9C-9) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525W9-9X-9) 11/17 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525W9-9X-9) 11/17 11/17 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/10/2011 MATURITY 11/17/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525W9-9X-9) EFTA01569952

(14.750) (114,928.140) (14.43) (14.75) 114,928.140 14.43 14.75 114,928.140 (14.750) (114,913.390) (14.48) (14.75) 114,913.390 14.48 14.75 Quantity 114,913.390 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 36 of 66 EFTA01569953

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/17 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9Q-6) 11/25 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES (ID: 2526A9-9Q-6) 11/25 11/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 11/25 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/17/2011 MATURITY 11/25/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526A9-9Q-6) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6600% DATED 11/25/2011 MATURITY 12/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2526E9-9J-8) Total Inflows & Outflows $0.00 114,959.750 (16.860) (114,942.890) (16.11) (16.86) 114,942.890 16.11 16.86 Quantity 114,942.890 Amount USD Local Value PRINCIPAL Amount USD EFTA01569954

Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 37 of 66 EFTA01569955

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Euro PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Total Outflows Tax Payments Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value Beginning Cash Balance INFLOWS -105.77 42,204.13 $42,309.90 (27.33) ($27.33) -Year-To-Date Value* -105.77 42,204.13 $42,309.90 (27.33) ($27.33) -Local Value Current Period Value 0.00 78.54 31,193.03 31,271.57 (20.20) (20.20) 31,251.37 Year-To-Date Value* -78.54 31,193.03 31,271.57 (20.20) (20.20) -Page EFTA01569956

38 of 66 EFTA01569957

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Euro INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Euro INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 11/16 11/16 11/16 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Description PHILIPS ELECTRONICS N.V. ISIN NL0000009538 SEDOL 5986622 (ID: N6983Q-91-5) ROYAL DUTCH SHELL PLC -A ISIN GBOOB03MLX29 SEDOL BO9CBL4 (ID: 780259-99-0) AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 (ID: N01803-90-2) SOLVAY SA ISIN BE0003470755 SEDOL 4821100 (ID: 834437-91-5) SANOFI ISIN FR0000120578 SEDOL 5671735 (ID: F5548N-91-1) Quantity 337.000 488.000 149.000 77.000 156.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD EFTA01569958

Local Value Currency Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 39 of 66 EFTA01569959

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/16 11/17 11/17 11/22 11/22 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Misc Receipt Misc Receipt Foreign Dividend FGN Tax Withheld Description GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 (ID: 36827E-91-4) PPR SA ISIN FR0000121485 SEDOL 5505072 (ID: F74953-93-0) CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 (ID: F13587-92-2) PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 (ID: F72027-91-9) SODEXHO ISIN FR0000121220/SEDOL 7062713 (ID: F84941-91-7) SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 (ID: F86921-91-7) STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 (ID: X21349-90-1) BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 (ID: 072733-91-8) ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 (ID: D03080-90-6) EFTA01569960

REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) REP: EUR RECEIVED FROM GHISLAINE MAXWELL EURO PRINCIPAL CURRENCY (ID: OEURPR-AA-9) PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 @ 0.77 PER SHARE (ID: F72027-91-9) PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 TAX WITHHELD FRANCE 25.00% (ID: OEURPR-AA-9) Page 40 of 66 Quantity 289.000 38.000 217.000 102.000 175.000 164.000 933.000 163.000 77.000 190.790 31,000.000 102.000 (19.640) 1.037 0.77 258.14 190.79 41,943.00 31,000.00 105.77 78.54 (26.57) (19.64) Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01569961

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/23 Misc Receipt Description PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 FRENCH ADDITIONAL TAX CREDIT PAYMENT FOR 11/22/11 DIVIDEND AS OF 11/22/11 (ID: F72027-91-9) 11/23 FGN Tax Withheld Total Inflows & Outflows TRADE ACTIVITY - Euro Per Unit Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 11/29 12/2 ROYAL DUTCH SHELL PLC -A ISIN GB00603MLX29 SEDOL 60903L4 (ID: 780259-99-0) Quantity (488.000) Amount USD Local Value 33.238 24.926 Proceeds USD Local Value 16,191.96 12,127.45 Tax Cost USD Realized Local Value Gain/Loss USD PERNOD-RICARD SA ISIN FR0000120693 SEDOL 4682329 TAX WITHHELD FRANCE 25.00% AS OF 11/22/11 (ID: OEURPR-AA-9) $42,282.57 $0.00 (0.560) (0.76) (0.56) Quantity 102.000 Amount USD EFTA01569962

Local Value PRINCIPAL Amount USD Local Value 2.99 2.24 INCOME Amount USD Local Value Currency Gain/Loss USD Page 41 of 66 EFTA01569963

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Hong Kong Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --Portfolio Activity Detail - Hong Kong Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 Receipt of Assets Description SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 (ID: Y82594-12-1) Quantity 1,000.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Local Value Current Period Value 0.00 0.00 Year-To-Date EFTA01569964

Value --Local Value Current Period Value 0.00 0.00 Year-To-Date Value --Page 42 of 66 EFTA01569965

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Indonesian Rupia PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value Beginning Cash Balance -3,161.28 $3,161.28 (50,406.99) ($50,406.99) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 47,183.34 $47,183.34 -Year-To-Date Value* -13,093.69 $13,093.69 (60,272.72) ($60,272.72) 47,183.34 $47,183.34 -Local Value Current Period Value 0.00 28,114,875.00 28,114,875.00 (447,739,875.00) (447,739,875.00) 419,625,000.00 419,625,000.00 0.00 Year-To-Date Value* EFTA01569966

-112,614,875.00 112,614,875.00 (532,239,875.00) (532,239,875.00) 419,625,000.00 419,625,000.00 -Page 43 of 66 EFTA01569967

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Indonesian Rupia INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Indonesian Rupia INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/2 Foreign Interest Description INTER AMERICAN DEVEL BANK - IDR 6.7% OCT 31 2011 DTD 10/30/2009 HELD BY EUROCLEAR ISIN XS0459432679 SEDOL 8575633 AS OF 10/31/11 (ID: 458183-9K-8) 11/2 11/2 Spot FX Spot FX Total Inflows & Outflows SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 860.090000000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL IDR EXCHANGE RATE 884.000001000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) ($47,245.71) Page 44 of 66 $62.37 47,233.790 (47,233.79) (419,625,000.00) 50.45 3,173.200 (3,173.20) (28,114,875.00) 11.92 Quantity 419,625,000.000 0.067 Amount USD Local Value EFTA01569968

PRINCIPAL Amount USD Local Value 3,161.28 28,114,875.00 INCOME Amount USD Local Value Currency Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* EFTA01569969

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 TRADE ACTIVITY - Indonesian Rupia L indicates Long Term Realized Gain/Loss Note: Per Unit Trade Date Settle Date Type Selection Method Description Settled Sales/Maturities/Redemptions 11/2 11/2 Redemption Pro Rata INTER AMERICAN DEVEL BANK - IDR 6.7% OCT 31 2011 DTD 10/30/2009 HELD BY EUROCLEAR ISIN XS0459432679 SEDOL 8575633 TO REDEMPTION AS OF 10/31/11 (ID: 458183-9K-8) Quantity (419,625,000.000 ) 100.00 Amount USD Local Value Proceeds USD Local Value 47,183.34 419,625,000.00 Tax Cost USD Realized Local Value Gain/Loss USD (48,769.75) (438,927,750.00) (1,586.41) L Page 45 of 66 EFTA01569970

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Japanese Yen PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value --INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Portfolio Activity Detail - Japanese Yen INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 Receipt of Assets Receipt of Assets Description JAPAN TOBACCO INC ISIN JP3726800000 SEDOL 6474535 (ID: J27869-91-6) MITSUI & CO ISIN JP3893600001 SEDOL 6597302 (ID: J43787-91-0) Quantity 2.000 500.000 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Year-To-Date Value --Local EFTA01569971

Value Current Period Value 0.00 0.00 Year-To-Date Value --Local Value Current Period Value 0.00 0.00 Year-To-Date Value --Page 46 of 66 EFTA01569972

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/16 11/16 11/16 11/16 Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Total Inflows & Outflows Description NISSAN MOTOR CO LTD ISIN J193672400003 SEDOL 6642860 (ID: J57160-91-3) SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 (ID: 824841-91-0) MITSUBISHI UFJ FINANCIAL GROUP ISIN 3P3902900004 SEDOL 6335171 (ID: J44497-92-3) JFE HOLDINGS INC ISIN 3P3386030005 SEDOL 6543792 (ID: 476990-91-6) Quantity 1,200.000 400.000 1,400.000 200.000 $0.00 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 47 of 66 EFTA01569973

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value Beginning Cash Balance INFLOWS -268.03 2,549.27 $2,817.30 (268.03) ($268.03) -Year-To-Date Value* -3,101.43 2,549.27 $5,650.70 (3,101.43) ($3,101.43) -Local Value Current Period Value 0.00 1,536.64 14,769.57 16,306.21 (1,536.64) (1,536.64) 14,769.57 Year-To-Date Value* -17,245.09 14,769.57 32,014.66 (17,245.09) (17,245.09) -Page EFTA01569974

48 of 66 EFTA01569975

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 Portfolio Activity Summary - Norwegian Krone INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/2 Foreign Interest Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/26/2011 MATURITY 11/02/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525N9-9T-8) 11/2 11/2 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/26/2011 MATURITY 11/02/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525N9-9T-8) (190.110) (630,783.940) (33.53) (190.11) Quantity 630,783.940 Amount USD Local Value PRINCIPAL Amount USD Local Value 33.53 190.11 INCOME Amount USD Local Value Currency EFTA01569976

Gain/Loss USD Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 49 of 66 EFTA01569977

GHISLAINE MAXWELL ACCT. For the Period 11/1/11 to 11/30/11 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/2 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 11/02/2011 MATURITY 11/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525S9-9S-5) 11/3 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525P9-9U-3) 11/3 11/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost 11/3 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 10/27/2011 MATURITY 11/03/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525P9-9U-3) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.2500% DATED 11/03/2011 MATURITY 11/10/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525T9-9P-0) 11/9 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 11/02/2011 MATURITY 11/09/2011 HELD BY LONDON TREASURY SERVICES (ID: 2525S9-9S-5) 11/9 11/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Free Delivery High Cost JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.5500% DATED 11/02/2011 MATURITY 11/09/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2525S9-9S-5) EFTA01569978

(190.170) (630,974.050) (33.95) (190.17) 630,974.050 33.95 190.17 590,986.920 (178.060) (590,808.860) (31.54) (178.06) 590,808.860 31.54 178.06 Quantity 630,974.050 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 50 of 66 EFTA01569979