GHISLAINE MAXWELL 1000 VENETIAN WAY APT 801 MIAMI FL 33139-1043 EFTA01566688

EFTA01566689

For the Period 10/1/13 to 10/31/13 Account Summary Account Number Investment Account(s) GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Beginning Net Market Value 5,186,365.84 430.00 1,851,249.95 1,011,717.77 993,184.92 $9,042,948.48 Ending Net Market Value 5,218,128.72 430.00 1,917,781.95 1,027,149.23 999,650.02 $9,163,139.92 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). EFTA01566690

Change In Value 31,762.88 0.00 66,532.00 15,431.46 6,465.10 $120,191.44 Start on Page 4 35 39 52 67 Client News If you plan to make gifts of securities this year, please notify your Client Service Representative before December 1, 2013. This will allow us to process your request before year-end and meet the deadline for tax filing purposes. 0000037072.00.0.9E.00001.MAXWE04.20131104 Consolidated Statement Page 1 EFTA01566691

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For the Period 10/1/13 to 10/31/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 2,949,585.43 632,005.08 5,283,906.66 158,652.35 $9,024,149.52 18,798.96 $9,042,948.48 Ending Market Value 3,038,569.66 680,268.99 5,273,033.37 158,958.51 $9,150,830.53 12,309.39 $9,163,139.92 Change In Value 88,984.23 48,263.91 (10,873.29) 306.16 $126,681.01 (6,489.57) $120,191.44 $201,912.00 Estimated 121,359.28 14,033.97 66,518.75 Current Annual Income Allocation 33% 7% 58% 2% 100% Equity EFTA01566693

Alternative Assets Asset Allocation Other Cash & Fixed Income Current Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Income & Distributions Change in Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 9,024,149.52 (8,929.91) 26,110.14 109,500.78 $9,150,830.53 12,309.39 $9,163,139.92 Year-to-Date Value 8,349,688.16 (306,947.05) 73,387.23 1,034,702.19 $9,150,830.53 12,309.39 $9,163,139.92 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01566694

For the Period 10/1/13 to 10/31/13 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Tax Summary GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Account Account Number IIIIIIIIIII Beginning Market Value 8,349,258.16 430.00 0.00 0.00 0.00 $8,349,688.16 Taxable Income (20,119.51) 46,525.71 24,104.55 14,707.32 $65,218.07 Net Contributions/ Withdrawals (4,031,823.69) 1,733,663.15 995,069.57 996,143.92 ($306,947.05) EFTA01566695

Tax-Exempt Income 5,895.16 1,108.27 1,165.73 $8,169.16 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. (21,672.27) (5,497.85) (4,262.78) ($31,432.90) Other Income & Receipts Income & Distributions (14,224.35) 46,525.71 25,212.82 15,873.05 $73,387.23 Change in Investment Value 906,689.55 134,318.12 6,643.50 (12,948.98) $1,034,702.19 Realized Gain/Loss Short-term Long-term (70,239.07) 4.44 30.78 ($70,203.85) Ending Market Value with Accruals 5,218,128.72 430.00 1,917,781.95 1,027,149.23 999,650.02 $9,163,139.92 Unrealized Gain/Loss' 48,092.78 155,985.95 12,110.57 (8,686.20) $207,503.10 CONTINUED EFTA01566696

Consolidated Statement Page 3 EFTA01566697

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 10/1/13 to 10/31/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 212/464-1536 212/464-2084 800/634-1318 Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Page 2 5 8 9 14 16 Accounts Page 1 of 31 Consolidated Statement Page 4 EFTA01566698

GHISLAINE MAXWELL Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 969,621.57 63,386.38 3,980,583.81 158,652.35 $5,172,244.11 14,121.73 $5,186,365.84 Ending Market Value 986,618.54 63,084.55 4,001,238.07 158,958.51 $5,209,899.67 8,229.05 $5,218,128.72 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (248.53) 1,607,746.17 (1,607,497.61) $0.03 17,145.01 20,510.52 $5,209,899.67 8,229.05 $5,218,128.72 Period Value EFTA01566699

5,172,244.11 Change In Value 16,996.97 (301.83) 20,654.26 306.16 $37,655.56 (5,892.68) $31,762.88 Year-to-Date Value 8,349,258.16 849,480.50 (4,002,239.16) 13,360,849.93 (14,239,914.96) ($4,031,823.69) (14,224.35) 906,689.55 $5,209,899.67 8,229.05 $5,218,128.72 Estimated 50,794.36 21,388.24 $72,182.60 Current Annual Income Allocation 21% 1% 75% 3% 100% Cash & Fixed Income Equity Other Alternative Assets Asse ACCT For the Period 10 1/13 to 10/31/13 Accoun Page 2 of 31 Consolidated Statement Page 5 EFTA01566700

GHISLAINE MAXWELL Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 7,177.74 1,575.88 7,689.48 $16,443.10 1,250.00 (548.09) $701.91 Year-to-Date Value 14,977.20 9,766.51 (107,915.84) 63,052.62 ($20,119.51) 10,000.00 (4,104.84) $5,895.16 Unrealized Gain/Loss To-Date Value $48,092.78 LT Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value (70,239.07) ($70,239.07 ACCT. For the Period 10/1/13 to 10/31/13 Note: * This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities; Please consult your tax advisor for tax implications. 1 Other category combines all the remaining Tax Exempt Income generated by EFTA01566701

securities in the account which may not have a state affiliation. Tax-Exempt Income Summary by State* MA MI Current Period Value 701.91 Year-to-Date Value 1,410.07 1,410.85 Tax-Exempt Income Summary by State* TX Tax-Exempt Income $701.91 Current Period Value Year-to-Date Value 3,074.24 $5,895. Account Page 3 of 31 Consolidated Statement Page 6 EFTA01566702

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Account Summary Cost Summary Equity Cash & Fixed Income Other Total CONTINUED Cost 944,362.24 3,984,388.10 92,027.29 $5,020,777.63 Account 052167006 Page 4 of 31 Consolidated Statement Page 7 EFTA01566703

GHISLAINE MAXWELL Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 299,641.71 10,050.00 146.86 444,174.00 215,609.00 $969,621.57 Ending Market Value 363,803.33 11,850.00 152.21 444,460.00 166,353.00 $986,618.54 Current Period Value 986,618.54 944,362.24 42,256.30 50,794.36 1,892.93 5.13% US Large Cap Equity Equity as a percentage of your portfolio - 21 % Change In Value 64,161.62 1,800.00 5.35 286.00 (49,256 00) $16,996 97 Current EFTA01566704

Allocation 7% 1% 1% 9% 3% 21% Preferred Stocks US Small/Mid Cap Equity Non-US Equity Concentrated & Other Equity Asset Cate ories ACCT For the Period 10/1/13 to 10/31/13 Account Q52167006 Page 5 of 31 Consolidated Statement Page 8 EFTA01566705

GHISL LL ACCT. For the Period 10/1/13 to 10/31/13 Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA BANK OF AMERICA CORP CITIGROUP INC NEW GENERAL MOTORS CO 060505-10-4 BAC 48.78 172967-42-4 C 51.32 CV PFD B 37045V-20-9 GM PB SCHLUMBERGER LTD SPDR S&P 500 ETF TRUST Total US Large Cap Equity 806857-10-8 SLB 175.79 78462F-10-3 SPY $363,803.33 $345,532.56 $18,270.77 $7,716.86 $22.58 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN 2.12% 1,495.000 262,806.05 250,407.85 12,398.20 5,072.53 1.93% 93.72 113.000 10,590.36 9,524.04 1,066.32 141.25 1.33% 1,000.000 51,320.00 50,000.00 1,320.00 358.000 17,463.24 EFTA01566706

14,048.52 3,414.72 14.32 3.58 2,375.00 0.08% 4.63% 13.97 944.000 13,187.68 10,148.85 3,038.83 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 88.80 95.000 8,436.00 11,403.30 (2,967.30) 76.00 19.00 37.76 0.90% 0.29% 3.95 3,000.000 11,850.00 18,129.32 (6,279.32) Account Q52167006 Page 6 of 31 Consolidated Statement Page 9 EFTA01566707

GHISLAINE MAXWELL ACCT For the Period 10/1/13 to 10/31/13 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PN NA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.70 2,500.000 64,250.00 $444,460.00 62,500.00 $422,578.96 1,750.00 $21,881.04 4,187.50 $31,227.50 $1,837.50 Concentrated & Other Equity JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 6.52% 7.03% 25.05 4,200.000 105,210.00 98,778.96 6,431.04 7,350.00 1,837.50 6.99% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. EFTA01566708

Accrued Div. Yield 50.74 3.000 152.21 212.23 (60.02) 27.50 10,000.000 275,000.00 261,300.00 13,700.00 19,690.00 7.16% 110.90 150,000.000 166,353.00 157,909.17 8,443.83 11,850.00 32.85 7.06% Account Page 7 of 31 Consoliin.ement Page 10 EFTA01566709

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 63,386.38 Alternative Assets Detail Price Hard Assets ETFS METAL SECURITIES LTD ISIN JEO0B1VS3770 SEDOL BlVS377 131994-91-5 SPDR GOLD TRUST Total Hard Assets 78463V-10-7 GLD $63,084.55 $76,999.78 127.74 190.000 24,270.60 31,931.40 128.95 301.000 38,813.95 45,068.38 Quantity Estimated Value Cost Ending Estimated Value 63,084.55 Change In Value (301.83) Current Allocation 1% Accounil. Page 8 of 31 Console a e a ement Page 11 EFTA01566710

GHISLAINE MAXWELL ACCT For the Period 10/1/13 to 10/31/13 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 2,740,074.68 132,277.29 319,883.17 626,655.93 161,692.74 $3,980,583.81 Ending Market Value 2,755,978.68 135,516.25 320,822.19 627,441.39 161,479.56 $4,001,238.07 Current Period Value 4,001,238.07 3,984,388.10 16,849.97 21,388.24 6,336.12 0.41% US Fixed Income Change In Value 15,904.00 3,238.96 939.02 785.46 (213.18) $20,654.26 Current EFTA01566711

Allocation 51% 3% 6% 12% 3% 75% Non-USD Short Term Non-US Fixed Income Non-USD Cash Cash Asset Categories Cash & Fixed Income as a percentage of your portfolio 75 % Account Q52167006 Page 9 of 31 Consolidated Statement Page 12 EFTA01566712

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years, 10+ years, Total Value 1 SUMMARY BY TYPE Market Value 3,474,647.07 310,483.50 216,107.50 $4,001,238.07 % of Bond Portfolio 88% 7% 5% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: A - Bonds purchased at a premium show amortization. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM TR I NY MUNI MM FD - MORGAN FUND 3 7-Day Annualized Yield: .01% Total Cash 1.00 1.00 2,755,977.68 1.00 2,755,977.68 1.00 $2,755,978.68 2,755,977.68 1.00 $2,755,978.68 $0.00 $275.59 $22.94 0.01% EFTA01566713

275.59 22.94 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Mutual Funds Total Value Market Value 2,755,978.68 135,516.25 310,483.50 216,107.50 561,495.33 21,656.81 $4,001,238.07 % of Bond Portfolio 70% 3% 7% 5% 14% 1% 100% This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left • ount. Account Page 10 of 31 Consolidated Statement Page 13 EFTA01566714

GHISLAINE MAXWELL ACCT For the Period 10/1/13 to 10/31/13 Price Non-USD Cash AUSTRALIAN DOLLAR POUND STERLING HONG KONG DOLLAR TURKISH LIRA NEW PRINCIPAL CURRENCY Total Non-USD Cash 0.95 1.61 0.13 0.50 100.00 9,544.49 950.00 239,000.00 94.69 15,334.17 122.53 119,964.86 $135,516.25 103.25 15,050.86 122.44 124,045.53 $139,322.08 (8.56) 283.31 0.09 (4,080.67) ($3,805.83) $0.00 0.00% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Non-USD Short Term JP MORGAN CHASE BANK - CAD 95.89 LONDON TIME DEPOSITS 0.6200% DATED 10/30/2013 MATURITY 11/06/2013 HELD BY LONDON TREASURY SERVICES Bearer EFTA01566715

2537L9-9L-2 AD JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 10/30/2013 MATURITY 11/06/2013 HELD BY LONDON TREASURY SERVICES Bearer 2537L9-9V-0 OK Total Non-USD Short Term $320,822.19 $324,019.75 ($3,197.56) $2,575.10 $14.25 0.83% 16.81 1,244,815.97 209,291.90 210,116.64 (824.74) 1,883.62 10.46 0.94% 116,309.36 111,530.29 113,903.11 (2,372.82) 691.48 3.79 0.63% Account.. Page 11 of 31 Consoli a e a ement Page 14 EFTA01566716

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Price US Fixed Income 3PM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 051398-91-5 BP ISHARES GBP CORPORATE BOND UCITS ETF ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 BP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA 110.31 50,000.00 55,152.50 53,348.92 55,424.00 1,803.58 2,500.00 208.30 3.97% 105.27 150,000.00 157,911.00 150,000.00 7,911.00 5,400.00 2,490.00 1.81% 99.41 50,000.00 49,704.50 45,394.50 EFTA01566717

4,310.00 237.55 54.10 0.71% 102.87 100,000.00 102,868.00 100,000.00 2,868.00 2,900.00 128.80 1.41% 206.26 105.00 21,656.81 19,023.08 2,633.73 10,235.70 7.74 79,193.58 81,082.31 (1,888.73) Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account 052167006 Page 12 of 31 Consolidated Statement Page 15 EFTA01566718

GHISLAINE MAXWELL ACCT For the Period 10/1/13 to 10/31/13 Price US Fixed Income A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $627,441.39 $607,562.27 $615,466.89 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 BP ISHARES GBP INDEX-LINKED GILTS UCITS ETF ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 BP Total Non-US Fixed Income $161,479.56 $157,505.32 $3,974.24 $0.00 $1,626.13 0.00% 21.20 5,790.00 122,742.71 118,212.32 4,530.39 1,626.13 206.16 187.90 38,736.85 39,293.00 (556.15) $19,879.12 $18,537.55 $4,672.80 2.21% EFTA01566719

104.57 50,000.00 52,283.00 51,945.91 54,040.00 337.09 2,500.00 736.10 4.63% 108.67 100,000.00 108,672.00 106,767.55 110,503.00 1,904.45 5,000.00 1,055.50 4.22% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 13 of 31 Consolidated Statement Page 16 EFTA01566720

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Other Summary Asset Categories Balanced Beginning Estimated Value 158,652.35 Ending Estimated Value 158,958.51 Change In Value 306.16 Current Allocation 3% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Note: ** Period Value 158,958.51 92,027.29 2,901.74 Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Other Detail Price Balanced JPM INC OPP FD - GBP - A - DIST(HDG) ISIN LU0323456201 287991-93-9 BP 145.90 450.272 65,692.59 1,663.11 ** N/A Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Account Page 14 of 31 EFTA01566721

Consolidated Statement Page 17 EFTA01566722

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 BP Total Balanced $158,958.51 $92,027.29 $2,901.74 21.38 4,361.513 93,265.92 90,364.18 2,901.74 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accrua Accoun Page 15 of 31 Consolidated Statement Page 18 EFTA01566723

GHISLAINE MAXWELL ACCT For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions INFLOWS Income Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Total Outflows Withdrawals $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance $0.00 $2,755,977.68 17,190.60 (250,407.85) ($233,217.25) -$0.00 $0.00 $0.00 -$15,904.00 Period Value 2,740,073.68 15,904.00 Year-To-Date Value* -74,446.28 849,480.50 204,459.12 $1,128,385.90 (4,000,000.00) ($4,000,000.00) $0.00 $0.00 INCOME Current Period Value 0.00 Year-To-Date Value* EFTA01566724

-$0.00 $0.00 Current Cost Adjustments Amortization Total Cost Adjustments Period Value (548.09) ($548.09) Year-To-Date Value* (4,104.84) ($4,104. Account Page 16 of 31 Consolidated Statement Page 19 EFTA01566725

GHISLAINE MAXWELL ACCT . For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - U S Dollar * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 10/1 Municipal Interest Description MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 (ID: 59455T-PF-3) 10/1 10/2 10/11 10/15 10/30 10/30 10/31 Interest Income Interest Income Foreign Dividend Corporate Interest Div Domest Interest Income Div Domest Total Inflows & Outflows Account Q52167006 Page 17 of 31 DEPOSIT SWEEP INTEREST FOR 09/01/13 - 09/30/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $2,740,025.91 AS OF 10/01/13 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.3125 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04/23/2008 (ID: 46625H-HA-1) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492187 PER SHARE (ID: 173080-20-1) SPDR S&P 500 ETF TRUST @ 0.83795 PER SHARE (ID: 78462F-10-3) 2,500.000 113.000 EFTA01566726

100,000.000 150,000.000 10,000.000 1,495.000 0.419 0.312 0.015 0.04 0.492 0.838 1,046.88 35.31 1,450.00 5,925.00 4,921.87 1,252.74 $15,904.00 Consolidated Statement Page 20 22.20 Quantity Cost 50,000.000 Per Unit Amount 0.025 PRINCIPAL Amount 1,250.00 INCOME Amount EFTA01566727

GHISLAINE MAXWELL ACCT- For the Period 10/1/13 to 10/31/13 COST ADJUSTMENTS Settle Date 10/1 Type Amortization Description MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 59455T-PF-3) Quantity 50,000.000 Cost Basis Adjustments (548.09 Account Page 18 of 31 Consolidated Statement Page 21 EFTA01566728

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -65.51 $65.51 (65.51) ($65.51) -Year-To-Date Value* -572.70 $572.70 (572.70) ($572.70) -Local Value Current Period Value 0.00 67.82 67.82 (67.82) (67.82) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01566729

Year-To-Date Value* --Year-To-Date Value* -587.01 587.01 (587.01) (587.01) -Account Page 19 of 31 Consolidated Statement Page 22 EFTA01566730

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary Canadian Dollar Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 561,740.35 (561,674.81) Year-To-Date Value* 4,412,785.59 (4,867,076.81) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 10/2 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/25/2013 MATURITY 10/02/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537A9-9S-9) 10/2 10/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 10/02/2013 MATURITY 10/09/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537C9-9P-3) 10/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) (12.880) (12.47) (12.88) Account Q52167006 Page 20 of 31 Consolidated Statement Page 23 (12.880) 116,254.420 (12.47) (12.88) EFTA01566731

12.47 12.88 Quantity 116,241.540 Amount USD Local Value PRINCIPAL Amount USD Local Value 12.47 12.88 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01566732

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 10/16 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/09/2013 MATURITY 10/16/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537E9-9H-9) 10/16 10/23 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/16/2013 MATURITY 10/23/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537G9-9D-6) 10/23 10/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/23/2013 MATURITY 10/30/2013 HELD BY LONDON TREASURY SERVICES (ID: 253739-9C-5) 10/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Total Inflows & Outflows (14.020) (13.42) (14.02) $0.00 (14.020) 116,295.340 (13.63) (14.02) 13.42 14.02 (14.020) 116,281.320 (13.52) (14.02) 13.63 14.02 EFTA01566733

Quantity 116,267.300 Amount USD Local Value PRINCIPAL Amount USD Local Value 13.52 14.02 INCOME Amount USD Local Value Currency Gain/Los Account Page 21 of 31 Consolidated Statement Page 24 EFTA01566734

GHISLAINE MAXWELL ACCT. 1 For the Period 10/1/13 to 10/31/13 SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 10/2 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 10/02/2013 MATURITY 10/09/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537C9-9P-3) 10/9 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/09/2013 MATURITY 10/16/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537E9-9H-9) 10/16 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/16/2013 MATURITY 10/23/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537G9-9D-6) 10/23 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/23/2013 MATURITY 10/30/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253739-9C-5) 10/30 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/30/2013 MATURITY 11/06/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537L9-9L-2) Total Securities Transferred In $561,740.35 116,309.360 113,903.11 111,338.11 116,295.340 113,889.69 113,072.77 116,281.320 113,876.06 112,148.64 116,267.300 113,862.54 112,591.20 EFTA01566735

* Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 116,254.420 113,850.07 Transaction Market Value * 112,589. Account Page 22 of 31 Consolidated Statement Page 25 EFTA01566736

GHISLAINE MAXWELL ACCT For the Period 10/1/13 to 10/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 10/2 Free Delivery Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/25/2013 MATURITY 10/02/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537A9-9S-9) 10/9 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 10/02/2013 MATURITY 10/09/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537C9-9P-3) 10/16 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/09/2013 MATURITY 10/16/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537E9-9H-9) 10/23 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/16/2013 MATURITY 10/23/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537G9-9D-6) 10/30 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/23/2013 MATURITY 10/30/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537J9-9C-5) Total Securities Transferred Out ($561,674.81) (116,295.340) 113,889.69 (111,324.69) (116,281.320) 113,876.06 (113,059.13) (116,267.300) 113,862.54 EFTA01566737

(112,135.12) (116,254.420) 113,850.07 (112,578.72) Quantity Cost (116,241.540) 113,837.60 Transaction Market Value * (112,57 Account Page 23 of 31 Consolidated Statement Page 26 EFTA01566738

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -183.02 $183.02 (183.02) ($183.02) -Year-To-Date Value* -1,645.11 $1,645.11 (1,645.11) ($1,645.11) -Local Value Current Period Value 0.00 1,088.64 1,088.64 (1,088.64) (1,088.64) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01566739

Year-To-Date Value* --Year-To-Date Value* -9,580.00 9,580.00 (9,580.00) (9,580.00) Page 24 of 31 Consolidated Statement Page 27 EFTA01566740

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - Norwegian Krone Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 1,046,005.82 (1,045,822.80) Year-To-Date Value* 8,948,064.34 (9,372,838.15) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 10/2 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2537B9-9B-5) 10/2 10/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2537C9-9V-0) 10/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (217.690) (36.56) (217.69) Account 052167006 Page 25 of 31 Consolidated Statement Page 28 (217.650) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,243,944.980 0.9000% DATED 10/02/2013 MATURITY 10/09/2013 (36.33) (217.65) 36.56 217.69 Quantity EFTA01566741

JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,243,727.330 0.9000% DATED 09/25/2013 MATURITY 10/02/2013 Amount USD Local Value PRINCIPAL Amount USD Local Value 36.33 217.65 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01566742

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 10/16 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2537E9-9S-5) 10/16 10/23 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2537G9-9P-9) 10/23 10/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 253739-9U-5) 10/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Total Inflows & Outflows (217.800) (37.00) (217.80) $0.00 (217.770) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,244,598.170 0.9000% DATED 10/23/2013 MATURITY 10/30/2013 (36.95) (217.77) 37.00 217.80 (217.730) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,244,380.400 0.9000% DATED 10/16/2013 MATURITY 10/23/2013 (36.18) (217.73) 36.95 217.77 Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,244,162.670 0.9000% DATED 10/09/2013 MATURITY 10/16/2013 Amount USD EFTA01566743

Local Value PRINCIPAL Amount USD Local Value 36.18 217.73 INCOME Amount USD Local Value Currency Gain/Loss USD Account Page 26 of 31 Consolidated Statement Page 29 EFTA01566744

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/1 SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 10/2 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON 0.9000% DATED 10/02/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2537C9-9V-0) 10/9 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON 0.9000% DATED 10/09/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2537E9-9S-5) 10/16 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON 0.9000% DATED 10/16/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2537G9-9P-9) 10/23 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON 0.9000% DATED 10/23/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 253739-9U-5) 10/30 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON 0.9000% DATED 10/30/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2537L9-9V-0) Total Securities Transferred In $1,046,005.82 1,244,815.970 210,116.64 211,448.08 1,244,598.170 210,079.64 211,181.49 1,244,380.400 210,042.69 206,778.12 1,244,162.670 210,006.51 208,965.99 3 TIME DEPOSITS 10/09/2013 CLIENT REF FTD TIME DEPOSITS 10/16/2013 CLIENT REF FTD TIME DEPOSITS 10/23/2013 CLIENT REF FTD TIME DEPOSITS 10/30/2013 CLIENT REF FTD TIME DEPOSITS 11/06/2013 CLIENT REF FTD EFTA01566745

* Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,243,944.980 209,969.95 Transaction Market Value * 207,632. Account iiiIIIIIIIIPage 27 of 31 Consolidated Statement Page 30 EFTA01566746

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 10/2 Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/25/2013 MATURITY 10/02/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253769-9B-5) 10/9 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 10/02/2013 MATURITY 10/09/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537C9-9V-0) 10/16 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 10/09/2013 MATURITY 10/16/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537E9-9S-5) 10/23 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 10/16/2013 MATURITY 10/23/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537G9-9P-9) 10/30 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 10/23/2013 MATURITY 10/30/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537J9-9U-5) Total Securities Transferred Out ($1,045,822.80) (1,244,598.170 ) 210,079.64 (211,411.08) (1,244,380.400 ) 210,042.69 (211,144.54) (1,244,162.670 ) 210,006.51 EFTA01566747

(206,741.94) (1,243,944.980 ) 209,969.95 (208,929.43) Quantity Cost (1,243,727.330 ) 209,933.62 Transaction Market Value * (207,595.81) Account 052167006 Page 28 of 31 Consolidated Statement Page 31 EFTA01566748

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Tax Payments $0.00 TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance (925.05) ($925.05) -Period Value -1,540.57 $1,540.57 Year-To-Date Value* -8,002.01 $8,002.01 (21.35) ($21.35) (2,588.16) ($2,588.16) -0.00 (571.23) (571.23) 9,544.49 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value EFTA01566749

0.00 0.00 Year-To-Date Value* --Local Value Current Period Value 9,161.55 954.17 954.17 Year-To-Date Value* -5,155.09 5,155.09 (13.37) (13.37) (1,666.50) (1,666.50) -Account Q52167006 Page 29 of 31 Consolidated Statement Page 32 EFTA01566750

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - Pound Sterling * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 10/1 10/7 Foreign Dividend Foreign Dividend Total Inflows & Outflows Description 3PM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 AS OF 09/30/13 (ID: 051398-91-5) BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 @ 2.038 PER SHARE CONV. @ "CONV RATE" (ID: G13289-92-4) $1,540.57 $0.00 Quantity 7.647 187.898 Amount USD Local Value 120.969 74.70 3.276 2.038 PRINCIPAL Amount USD Local Value 925.05 571.23 615.52 382.94 INCOME Amount USD Local Value Currency Gain/Loss USD Account 052167006 Page 30 of 31 Consolidated Statement Page 33 EFTA01566751

GHISLAINE MAXWELL ACCT.IIMIM For the Period 10/1/13 to 10/31/13 TRADE ACTIVITY - Pound Sterling Note: Trade Date Settle Date Type Settled Securities Purchased 9/30 Purchase 10/1 * Settled transaction was initiated in prior statement period and settled in current statement period Per Unit Description 3PM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 AS OF 09/30/13 (ID: 051398-91-5) Quantity 0.090 Amount USD Local Value 10,278.333 6,366.13 Market Cost USD Local Value (925.05) (571.23) Currency Gain/Loss USD 24.99 * Accounta Page 31 of 31 Consolidated Statement Page 34 EFTA01566752

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J.P. Morgan Securities LLC GHISLAINE MAXWELL 383 Madison Avenue, New York, NY 10179 ACCT. 24155873 For the Period 10/1/13 to 10/31/13 Margin Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, (347) 643-2578 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 212/464-1536 212/464-2084 800/634-1318 Table of Contents Account Summary Portfolio Activity Page 2 4 Account 'age 1 of 4 Consolidated Statement Page 35 EFTA01566754

GHISLAINE MAXWELL Account Summary MARGIN Cash Asset Allocation Cash & Fixed Income Market Value Market Value 0.00 $0.00 Margin Market Value 430.00 $430.00 Current Portfolio Activity Beginning Market Value Ending Market Value Period Value 430.00 $430.00 Short Market Value 0.00 $0.00 Year-to-Date Value 430.00 $430.00 Total 430.00 $430.00 Estimated $0.00 Current Market Value Annual Income Allocation 100% 100% ACCT. For the Period 10/1/13 to 10/31/13 Account 24155873 Page 2 of 4 Consolidated Statement Page 36 EFTA01566755

GHISLAINE MAXWELL ACCT For the Period 10/1/13 to 10/31/13 Cash & Fixed Income Detail Quantity Price Cash US DOLLAR 1.00 430.00 Margin 430.00 430.00 Account Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 3 of 4 Consolidated Statement Page 37 EFTA01566756

GHISLAINE MAXWELL Portfolio Activity Summary PRINCIPAL Current Transactions Portfolio Activity Detail Beginning Cash Balance Ending Cash Balance Period Value 430.00 $430.00 Year-To-Date Value --INCOME Current Period Value 0.00 $0.00 Year-To-Date Value --ACCT. 24155873 For the Period No Ac Accou Consolidate 10/1/13 to 10/31/13 Period Page 4 of 4 dement Page 38 EFTA01566757

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD 270 Park Avenue New York, NY 10017-2014 ACCT. For the Period 10/1/13 to 10/31/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 212/464-1536 212/464-2084 800/634-1318 Table of Contents Account Summary Page 2 Holdings Equity Portfolio Activity 4 10 Account Page 1 of 13 Consolidated Statement Page 39 EFTA01566758

GHISLAINE MAXWELL - OAP IHD Account Summary Asset Allocation Equity Market Value Accruals Market Value with Accruals Beginning Market Value 1,846,903.12 $1,846,903.12 4,346.83 $1,851,249.95 Ending Market Value 1,914,506.98 $1,914,506.98 3,274.97 $1,917,781.95 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (5,606.65) ($5,606.65) 4,602.09 68,608.42 $1,914,506.98 3,274.97 $1,917,781.95 Period Value 1,846,903.12 Change In Value 67,603.86 $67,603.86 (1,071.86) $66,532.00 Year-to-Date Value 0.00 1,750,000.00 (16,336.85) $1,733,663.15 EFTA01566759

46,525.71 134,318.12 $1,914,506.98 3,274.97 $1,917,781.95 Estimated 67,450.27 $67,450.27 Current Annual Income Allocation 100% 100% ACCT . For the P ri 10/1/13 to 10/31/13 Account Page 2 of 13 Consolidated Statement Page 40 EFTA01566760

GHISLAINE MAXWELL OAP IHD Account Summary Tax Summary Foreign Dividends Interest Income Taxable Income CONTINUED Current Period Value 4,601.75 0.34 $4,602.09 Year-to-Date Value 46,520.66 5.05 $46,525.71 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value (1,203.89) ($1,203.89) Year-to-Date Value (21,672.27) 4.44 ($21,667.83) ACCT. V49920008 For the Period 10/1/13 to 10/31/13 Unrealized Gain/Loss To-Date Value $155,985.95 Cost Summary Equity Total 1,758,521.03 Cost $1,758, AccountilliM Page 3 of 13 Consolidated Statement Page 41 EFTA01566761

GHISLAINE MAXWELL - OAP IHD Equity Summary Asset Categories EAFE Equity Beginning Market Value 1,846,903.12 Ending Market Value 1,914,506.98 Change In Value 67,603.86 Current Allocation 100% ACCT. V49920008 For the Period 10/1/13 to 10/31/13 Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Period Value 1,914,506.98 1,758,521.03 155,985.95 67,450.27 3,274.97 3.52% Account Page 4 of 13 Consolidated Statement Page 42 EFTA01566762

GHISLAINE MAXWELL - OAP IHD ACCT. For t11,111110/1/13 to 10/31/13 Note: indicates position adjusted for Pending Trade Activity. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ALSTOM ADR 021244-20-7 ALSM Y ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER A G SPONS ADR 072730-30-2 BAYR Y BHP LTD SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y 65.43 555.000 36,313.65 36,821.52 (507.87) 1,748.80 4.82% 70.69 435.000 30,750.15 32,227.68 (1,477.53) 1,009.20 3.28% 29.33 124.70 EFTA01566763

1,735.000 325.000 50,887.55 40,527.50 39,277.38 32,896.77 11,610.17 7,630.73 2,026.48 741.32 586.62 3.98% 1.45% 3.67 52.86 12,070.000 365.000 44,296.90 19,293.90 44,210.81 18,351.75 86.09 942.15 869.04 1,022.00 1.96% 5.30% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 25.47 2,200.000 56,034.00 47,460.92 8,573.08 1,548.80 2.76% Account Page 5 of 13 Consolidated Statement Page 43 EFTA01566764

GHIS OAP IHD ACCT.., - For the Period 10/1/13 to 10/31/13 Price EAFE Equity BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI DEUTSCHE TELEKOM AG SPONS ADR 251566-10-5 DTEG Y DEUTSCHE POST AG SPONS ADR 25157Y-20-2 DPSG Y GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HBC IMPERIAL TOBACCO PLC ADR 453142-10-1 ITYB Y P ISRAEL CHEMICALS LTD ADR 465036-20-0 ISCH Y KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW Y LUKOIL OAO SPONS ADR 677862-10-4 LUKO Y 65.47 1,035.000 67,761.45 64,776.1 Account Page 6 of 13 2,984.95 3,783.96 5.58% Consolidated Statement Page 44 14.70 3,010.000 44,247.00 48,510.86 (4,263.86) 824.74 1.86% 8.22 EFTA01566765

1,390.000 11,425.80 17,118.82 (5,693.02) 740.87 6.48% 74.99 515.000 38,619.85 36,270.85 2,349.00 1,739.15 4.50% 55.04 1,145.000 63,020.80 62,810.83 209.97 2,748.00 4.36% 52.63 1,015.000 53,419.45 48,412.36 5,007.09 2,445.13 4.58% 25.02 1,980.000 49,539.60 42,100.10 7,439.50 2,665.08 5.38% 15.79 33.89 4,270.000 2,015.000 67,423.30 68,288.35 58,928.15 47,293.82 8,495.15 20,994.53 3,825.92 1,787.30 5.67% 2.62% 110.49 590.000 65,189.10 EFTA01566766

62,046.30 3,142.80 2,552.34 3.92% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01566767

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 10/1/13 to 10/31/13 Price EAFE Equity MTN GROUP LTD SPONS ADR 62474M-10-8 MTNO Y MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL & TEL CORP ADR 654624-10-5 NTT NOVARTIS A G ADR 66987V-10-9 NVS PROCEEDS FROM PENDING SALES RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY Account V49920008 Page 7 of 13 Consolidated Statement Page 45 69.52 53.48 400.000 1,195.000 27,808.00 63,908.60 27,957.37 60,068.51 (149.37) 3,840.09 1,440.00 1,499.72 5.18% 2.35% 69.34 700.000 48,538.00 EFTA01566768

39,379.81 9,158.19 1,136.80 2.34% 1.00 15.56 2,126.340 3,540.000 2,126.34 55,082.40 2,126.34 48,749.99 6,332.41 1,454.94 2.64% 26.10 77.55 2,210.000 975.000 57,681.00 75,611.25 58,374.87 68,101.01 (693.87) 7,510.24 1,818.83 839.88 2,005.57 3.15% 2.65% 72.41 1,055.000 76,392.55 73,413.83 2,978.72 1,915.88 2.51% 20.95 2,610.000 54,679.50 48,665.02 6,014.48 1,618.20 2.96% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. EFTA01566769

Accrued Div. Yield 19.86 2,625.000 52,132.50 49,970.21 2,162.29 1,929.37 3.70% EFTA01566770

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 10/1/13 to 10/31/1 Price EAFE Equity SIEMENS A G SPONS ADR 826197-50-1 SI SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP Y SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ Y STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM TELEKOMUNIKASI IND SPONS ADR 715684-10-6 TLK TESCO PLC SPONS ADR 881575-30-2 TSCD Y TOTAL SA SPONS ADR 89151E-10-9 TOT UNILEVER N V 904784-70-9 UN 39.72 1,630.000 64,743.60 66,467.39 (1,723.79) 1,933.18 2.99% 17.72 61.18 1,520.000 1,070.000 26,932.88 65,462.60 25,456.73 54,046.70 1,476.15 11,415.90 977.36 342.00 2,809.82 EFTA01566771

3.63% 4.29% 40.76 690.000 28,124.40 27,215.25 909.15 841.11 2.99% 18.41 830.000 15,280.30 14,793.04 487.26 332.83 2.18% 23.63 1,450.000 34,263.50 35,974.62 (1,711.12) 30.45 23.18 1,765.000 1,685.000 53,744.25 39,058.30 51,172.92 33,034.06 2,571.33 6,024.24 2,285.67 1,017.74 1,351.46 1,245.55 4.25% 2.61% 3.64% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 128.01 500.000 64,005.00 52,917.17 EFTA01566772

11,087.83 1,471.00 2C 30% cr A una Page 8 of 13 Consolidated Statement Page 46 EFTA01566773

GHISLAINE MAXWELL - OAP IHD ACCT. I For the Period 10/1/13 to 10/31/13 Price EAFE Equity UNITED OVERSEAS BANK LTD SPONS ADR 911271-30-2 UOVE Y US DOLLAR VODAFONE GROUP PLC SPONS ADR 92857W-20-9 VOD ZURICH INSURANCE GROUP-ADR Total EAFE Equity 989825-10-4 ZURV Y $1,914,506.98 $1,758,521.03 $155,985.95 $67,450.27 $3,274.97 3.52% 27.74 2,025.000 56,173.50 55,630.28 543.22 3,649.05 6.50% 33.77 1.00 36.86 1,250.000 33,298.880 1,905.000 42,212.50 33,298.88 70,208.78 39,130.24 33,298.88 53,061.37 17,147.41 3,082.26 1,186.25 3.32 0.31 2,954.65 2.81% 0.01% 4.21% Quantity Value Adjusted Tax Cost EFTA01566774

Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Accouni.I.Page 9 of 13 Consoli ate tatement Page 47 EFTA01566775

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Withdrawals Fees & Commissions Tax Payments Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 185,513.36 (13,236.68) ($13,236.68) $33,298.88 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position (1,932,403.34) ($1,746,889.98) -Current Period Value 47,540.12 4,602.09 $4,602.09 (83.05) (5,225.06) (298.54) ($5,606.65) Year-To-Date Value* -46,525.71 1,750,000.00 $1,796,525.71 (864.56) (11,346.81) (4,125.48) ($16,336.85) Current Cost Adjustments EFTA01566776

Cost Adjustments Total Cost Adjustments Period Value $0.00 Year-To-Date Value* 2,151.19 $2,151. Account Page 10 of 13 Consolidated Statement Page 48 EFTA01566777

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 10/1 10/1 10/1 10/1 10/3 10/3 10/3 10/3 10/3 10/4 10/4 Foreign Dividend Expenses FGN Tax Withheld Interest Income Foreign Dividend Foreign Dividend Expenses Foreign Dividend Expenses Foreign Dividend Expenses Description ISRAEL CHEMICALS LTD ADR @ 0.179901 PER SHARE (ID: 465036-20-0) ISRAEL CHEMICALS LTD ADR REPRESENTS @ .015 DEPOSITORY FEE (ID: 465036-20-0) ISRAEL CHEMICALS LTD ADR TAX WITHHELD ISRAEL 14.50% (ID: 465036-20-0) DEPOSIT SWEEP INTEREST FOR 09/01/13 - 09/30/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $47,160.58 AS OF 10/01/13 GLAXOSMITHKLINE PLC SPONS ADR @ 0.553212 PER SHARE (ID: 37733W-10-5) RECKITT BENCKISER GROUP PLC SPONSORED ADR @ 0.192 PER SHARE (ID: 756255-20-4) RECKITT BENCKISER GROUP PLC SPONSORED ADR REPRESENTS @ .012 DEPOSITORY FEE (ID: 756255-20-4) BRITISH AMERICAN TOBACCO PLC SPONS ADR @ 1.45629 PER SHARE (ID: 110448-10-7) BRITISH AMERICAN TOBACCO PLC SPONS ADR REPRESENTS @ .005 DEPOSITORY FEE (ID: 110448-10-7) BOC HONG KONG HOLDINGS LTD SPONS ADR @ 1.405653 EFTA01566778

PER SHARE (ID: 096813-20-9) BOC HONG KONG HOLDINGS LTD SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 096813-20-9) 555.000 555.000 1.406 780.14 (11.10) 590.000 590.000 1.456 859.21 (2.95) 1,015.000 3,540.000 3,540.000 0.553 0.192 561.51 679.68 (44.25) Quantity Cost 1,650.000 1,650.000 1,650.000 Per Unit Amount 0.18 Amount 296.84 (24.75) (42.98) 0.34 Accounln. Page 11 of 13 Console a e a ement Page 49 EFTA01566779

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 10/1/13 to 10/31/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 10/15 10/15 10/15 10/18 10/18 Foreign Dividend FGN Tax Withheld Foreign Dividend Description TOTAL SA SPONS ADR @ 0.796143 PER SHARE (ID: 89151E-10-9) TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: 89151E-10-9) HSBC HOLDINGS PLC SPONS ADR @ 0.50 PER SHARE AS OF 10/09/13 (ID: 404280-40-6) Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR THE PERIOD 07-01-2013 TO 09-30-2013 Fees & Commissions SCHAFER CULLEN CAPITAL MANAGEMENT MANAGEMENT FEE FOR 07-01-2013 TO 09-30-2013 Total Inflows & Outflows TRADE ACTIVITY Note: Trade Date Settle Date Type Settled Securities Purchased 10/10 Purchase 10/16 Quantity Cost Per Unit Amount 1,070.000 1,070.000 1,145.000 0.50 0.796 Amount 851.87 (255.56) 572.50 (3,373.81) (1,851.25) ($1,004.56) S indicates Short Term Realized Gain/Loss EFTA01566780

Description DEUTSCHE TELEKOM AG SPONS ADR @ 15.4515 13,211.03 BROKERAGE 25.65 ESI SECURITIES COMPANY (ID: 251566-10-5) Quantity 855.000 Per Unit Amount 15.482 Market Cost (13,236.68) Account Page 12 of 13 Consolidated Statement Page 50 EFTA01566781

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 10/1/13 to 10/31/13 Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 10/31 11/5 ISRAEL CHEMICALS LTD ADR (ID: 465036-20-0) Quantity (260.000) Per Unit Amount 8.188 Proceeds 2,126.34 Tax Cost (3,330.23) Realized Gain/Loss (1,203.89) S Account 'age 13 of 13 Consolidated Statement Page 51 EFTA01566782

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JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP DYS 270 Park Avenue, New York, NY 10017-2014 ACCT. V49935006 For the Period 10/1/13 to 10/31/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 212/464-1536 212/464-2084 800/634-1318 Table of Contents Account Summary Page 2 Holdings Equity Alternative Assets Cash & Fixed Income Portfolio Activity 4 6 9 12 Account Page 1 of 15 ConsolWment Page 52 EFTA01566784

GHISLAINE MAXWELL - TAP DYS Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 133,060.74 208,241.14 670,352.26 $1,011,654.14 63.63 $1,011,717.77 Ending Market Value 137,444.14 211,258.95 678,222.80 $1,026,925.89 223.34 $1,027,149.23 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (1,798.16) ($1,798.16) 2,714.05 14,355.86 $1,026,925.89 223.34 $1,027,149.23 Period Value 1,011,654.14 Change In Value 4,383.40 3,017.81 7,870.54 $15,271.75 EFTA01566785

159.71 $15,431.46 Year-to-Date Value 0.00 1,000,000.00 (4,930.43) $995,069.57 25,212.82 6,643.50 $1,026,925.89 223.34 $1,027,149.23 Alternative Assets Estimated 3,114.65 5,632.51 29,637.75 Current Annual Income Allocation 13% 21% 66% $38,384.91 100% Equity Cash & Fixed Income Asset ACCT. For the Period 10/1/13 to 10/31/13 AccounlIIIIIIIIIIPage 2 of 15 Consolidated Statement Page 53 EFTA01566786

GHISLAINE MAXWELL - TAP DYS Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income Tax-Exempt Income Tax-Exempt Income CONTINUED Current Period Value 2,713.75 0.30 $2,714.05 Year-to-Date Value 24,101.60 2.95 $24,104.55 1,108.27 $1,108.27 Unrealized Gain/Loss LT Capital Gain Distributions ST Realized Gain/Loss Realized Gain/Loss Current Period Value (1,519.23) ($1,519.23) Year-to-Date Value 30.78 (5,497.85) ($5,467.07) ACCT. V49935006 For the Period 10/1/13 to 10/31/13 To-Date Value $12,110.57 Cost Summary Equity Cash & Fixed Income Total 684,571.31 Cost 125,672.00 $810,243.31 Account V49935006 Page 3 of 15 Consolidated Statement Page 54 EFTA01566787