UBS Business Services Account October 2 )'6 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some ones, income and current va ueS shown May be EpprOxiMale. AS a reSUll. OM at IOSSes May nol be accurately reflected. See 'wort:tot infosmabon about your statement a the end of the ctcurneM far role infoirmaon. Cash Cash and money balances Cash and money balances may include. avalaole cash balances, UBS Bar* USA deroat account balances, UBS AG Stariord Branch depout account balances and money make mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the (DC vAl h n applicable limits, but are not peotected by SIPC 085 AG Stanford Brant h deposit scour balances an not insured by FDIC and se not protected by StliC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the rmportant information about your statement a the end of this document for details about those balances. sicking I,€S BANK USA BUS ACCT 323824 3238.24 250.000.00 Openng balance Cowinbalance Price per share Average on Oct I (1) on Oct 31 (S) on Oct 31 (S) ralo Onidencl Interest parted Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Oafs period Cap atonal (S) Your total assets value on Oct 31 (5) (*Xenia?? Of Cost ESkmated your account oasis (5) annual income (5) Unreatted gain or loss (5) Cash Total $3,238.24 100.00% $3,238.24 Cash a ad money balances 3,23814 100.00% 323824 SDNY GM 00025308 ANP7C003003919861 NP700015.3196 00031 1016 01279633S Y123661SS00000C0 Page 5 of 6 CONFIDENTIAL EFTA_00135928 EFTA01277161
*UBS Your notes ... ,...,...no.. ,.......”,,,,,m ,.....,,, Gm.o.z... 6 el 6 End ot ............1. CONFIDENTIAL EFT,00135929 EFTA01277162
important information about your statement CBS Inancial Services Pc. (the Firm a UM Farad Sets), is a member of all principal %dewily, ccmrrodity and &aro exchages. UBS Fisancial Semler, and 1.85 Balk USA ere i-diect subsidiaries of UPS AG and affiliates of U3S Seattle, LLC. The Fein's Inanoal state ere is available upon regtest The FiMs tango& offices re at LOS Finricel SenteS 1200 Harbor Boulevard Weehawken, NJ 07086 This Statement represents the only off icial reccrd of par CBS Filancial Semites account. Other reccrds, tape official ts.dxunents. contanng cordliceng data 'head not be relied Lore II you bane thee h an erne a omission. please report it immediately n stew to the Brandt Manager of the office servig your accomt. • a litres shown re Mended to be accurate. statement elite take not be wed fa lam purposes Rely scheY on yerend tax forms, (Le , Form 1099. 5498, 10425. etc ) when prepamo your tax return. The Fim requited by law to reign to the IRS all taxable addends, mportabb rontarable datable* and tarble niereu end as steatite held issue scara nee amends on see tramactire, rd cos* basisn certain cased sorties. CaramasBoallans with the Wan • Pleaseremain, rem oral conerestations in wiling tofurther protect your rishtt inducing your rktitS ender the Seculies Investor Protecnon Act (SEAT • t the financial iatitution cn thie top let of tx herd of this steams snot U36 F mecca Servtret LEG Finncial Saran carries war =aunt as clearing broker by arra-gement eveth the tdcated instiadon We informed ya of this relatranShia when you opened this axon. h that cast your kits and barites re located a LOS financial Serests and rot the texactg broker, ad you nut make a mpart of any err or omission to bode firm. As described he account agreements, you must M* 1/5 a ani errors or fraud twang chedcs reflected al your statement wthii 30 cbys alter k was mailed or made available. A II Pawners shall be deemed comae* and accurate n all other respects if not obis led to in wing within 60 dory. • Please dhect customer complants or rgines to tee Fames C lent Reborn (Seaman at 201-352.1699 a tolarm It 903.354-9I03, 8:03 et M. to 603 P.M FT Monday through Friday, or in writ -g to LES Financial Seraces Ix., Client Relaticns Depalment, P.O. Box 766 Union Coy, NJ 07039 • In case of errors or qatiorn about a electronic fu-de tranefer (61), BS Votckbit card transactions, call ce write to UBS Financial Senices Ire., Na Id, 6h floor, Weehawken NI 07086, Mtn ITIAAreSA Sears. Caller mite as soon as yea can, if you hi* you Statement a receipt k wrong or t you need more Mutation air a transfer on the statement or receipt. The Firm or Card tear (as applicable)must her from you no later thin CO days slier the km sent yOu the tint statement on which the eta or problem *pored. - Prorde your rare rd score number Crf any) - Decal:* to era Or tie transfer you are inure about, indeplain as <bay as yea cal why ycu believe a is sierra a why you need more tifermatim - Pros:dethe tax arrant it the suspected Pros The Firm or Card Issuer vii barrio% your compaht and real correct sy error prompty. For alleged emus Mang UBS Vest debit cad tramaci km, if we take more than 10 Wstinsdays to &this, we will credit dos accord for the amain wouthisk is in error, so tat you w I lave the use of the money durng tie time it lakes us to templete our mestgetion. Please mire all checks swab to the hen or tie *uncial insteria nitrated on he front of this statement In addition to regular start fees, accounts may be abject to mantenarce Ina changes for be parish kr securities purchases and charges kr unpaid amoists n cash acacia. Accosts that re transferred to other inaienirs may be subject to a tangier be UBS Sweep Options LES offers options for swain cash balances. balances to bat deposits at UBS Bark USA and 1185 AG Stankrd trench (Bak Sweep Pro:fano), moneymate mutual ands (Money knot) at the International Depose Accord ODATIorcustances with an Migrational Roane Llanarrnint Account. Though the Bats Sweep Programs, cash bairices re swept to LES Bank USA la to an estabashed knit a-d then to UPS AG Stanford Branch, or a Money Fund. Deposits at U26 Bank USA are FDIC insured in accorda-ce with FCC Nies. Format Maria :in please Mit wwwidic Deposes at LEG AG Stamford Brat. ad shares of Money Firds are rot Oared by the FDIC. Through the DA, tmeilable to cash balaxes are swept to depose scants at UBS AG New Yak Branch and LE6 AG Carman Ranch Thew deposits arena Muted by to FCC. Baines held at the LES AG Cadman Brandi are tempi:sty emoted to the sovereign mar of the Carmen lira, and there is no guaraniee or other obligation of UBS AG to rag to Saxes whitsasThe LEG Cayman's Brach's books. Deposal at LES Bark USA and each UBS AG Branch are not protected by SOC. Money Fund shaves are protected by SIPC. See -1_65 Financial Service. Accra, Protection' below. Limnyour request balsas in to Bank Sweep Program or DA may be withdram-c and shres of a Mcney Furd may be liquidated, and the proceeds returned to you or your zeniths Stara Rate tdormalon about available sweep seem, nclackg cement it and rads, it available at ism ubscomfsweeppela from your Frontal Advise or by calling 800 7621000. UPS Financial Services ecomint protection the Porn e. a rnrrive rf ti-A rows I, •eottn, rePPnre. Corporation (WC), what protects worries accostsof its renters up to $9:4000 (nclicling 1250,003 lee dains for cased. She Slit net protection limn alley to all accosts that you hold is a particar csacity. the Fan, togethr wit certainaffiliates, has also purchased appkenental protection. The madmen amount paiabee to al agar. diet, CON Klink crickn this protection is ZOO minions of Docents 10, 2015. Subject to the poky orditons ad limitations, cash a the km is further protected fa up to 14 .9 million n the aggregate for all your accounts held n apse:Wet opacity. A fa copy of the poky wordi-g h salable uson request. The Slit proles-lien and the suppkmental protection both do not may to • Cretin truncial assets controlled by (and tasted n your account value) but held away from UBSFina-ehl Services (e.g., certain() cash at UPS Bat LGA. 00 cash at (.85 AG U.S.Sanrhes, (10 reurante poises, including eatable annuals, Ind (iv) tares of itutuil funds when such shags ay moistened dusty it the name of the arrant holier on the books ad records of the applicable Suer a trader agent), • Certain rnmb-nent contracts a ineesiment interests (e.g., lirrhed partnerships al abate placements) that are rot repaired ender tie Securities Act of 1933; ad • Commodities OritaCIS (e.g, foreign excha-ge and pastry, metal contracts), includirg futures contacts ad commodity option contract lh•SIPC protection and the supplemental protection do not apply so these assets nen if they otherwise appear on yea statements, The WC protection aid the otiolernental protection do not protect aghast changes in the market vale of you internments (whether as result of market morenwm, issuer bats a otherwise) More Monnation is salable upon request. mums cbtan more inform:tonal:cue Slit, including the Slit Brodare by or:nixing SIPC at 202-37143CP or by visitig the SIPC mbar. at wmestx.ow Dividend Renvestment Program (COP) The peke reflected h an average price. You may obtain the /dual price km war F remise Advixr.Ony whole shares are purchased under DRIP: prat shags will be sold ad the cash wl be deposited is your account The &NSA renvestment price applied byte ester may • efer Iran the market price at Mach Pre partial shires se sold Cadendieu Cny whole unts may be held a you' accost If ytru ere entitled to a petal int a s nesuh of a chidend paemerd or OhliVrin, the Firm will either sell partial rig at nutlet price a accept an /mare determined by a registered agency. ad credit wor accord. Investment °bailing Thr ilonlnIal objectives and risk profile are spec as to each account and mai may between you accords Please advise the Firm recopy in wining of any smidicant change in pas Ina-trial situation or investment objectives For eachscam held you choose or* of the folowig inst.-Trost objectives. CONFIDENTIAL • produce Cuneneincome: hveslments seeking dx generation of income ony. • Achaie Cepa., approcrarion. Immo-nem% seeing /math of misdeal rather than the gerersaia of ttram. • Produce Congautran of Wane and Capital Apprecraton. twearments seeking both the geniman of name ad growth of prixput Overall risk profiles • Constant Seeks to mantan initial pi-cipa with low risk and volatility to the acorn owral. even if that means the accost does not generate signdean, Mane ce Mum' and may rot Iteep pa with 'nation. • Moderate. Wang to accept sane risk to pincial and egoism some ',Meaty to seek hirer returns. • Aggresses: Wiling to accept high n* to peincpal and high ,ode lily to tea high returns Owe time. • Memnon! 6100* Conseletation:t selected, a Pcrt on of the porelok f or tut account may ixIsle complex stages, fatted lisitity and rater Statement •htemwholdiar We may <cootie* a related account statements with the same aims in the sore envetpe, e.g. because gay have owners who a10 maintain pre account red grebes well other dents ea the same address. If you peeler lo ramie individual statements mailed in separate ensdePet you mat date hice,eholdno by calling wet( (hearth Achhor Friendly semen name The hurclia account name is a custanc*lo • rocknime chosen der au to assist you with your reccedeeePte2 has no legal elks on air account You can change war inendy scorn names. through Ontne Services a by centre rig your FiVnual Admsor. Account overview • Vase of par accantgonToto. Net of ssets and • Asset trclaes availed* cash balances, vaes restrkted secure, test), and Global Tim Deposit, trreazed marks to ma-ket, and erten assets not held by the Fine. Does roe include unpriced seositiedassets at tie end ot the prior arrant statement palOdi, or pritate heasenents untested stock options and earcarible stock options • Lothian Inducts debit balaxet cutstarding 'ma* loans, credit lire, that errant balances. • Cas&eoney balances, Tarok unimested wadable cash balinces, plus deporttetras al UB5 Bank USA, LITS AG U.S Branches ad money make mutual fund sweep Wares at the cease of tie statement period Nen-ciontredity free creck valances in yes account are rot sec/egad from other balances and the Fins mai ear of these finis VI the Ordinay course of is basins,. These funds are parka won your darned. This total is ncluded in to anent period closing Vale Landing Worm/Ake Fp detared information on the Fern's Isclig practices and dockaree. refer to you Client Rations/lip SDNY_GM_00025310 EFTA_00135930 EFTA01277163
Important information about your statement (PM8IMINT) Aged/went or ACCO-nt Agf terraria and the General Tams Ltd Conditions U3S Statement of Credit Practices mailable in Agreement and OS:sures at mop ea< ronsfewnionfekrinv eat Yew sets Your statement itemises *Cunt*, and other assets hell lets award at the end of to elsemrs period. You may wk for dewery of full/ paid semeties al anytime. You may receive securities seed as loin collateral alter paying any balance dR on them. Any securities translated to to Firm Clang the Statement period ale listed at market value as of the end of the statement period. • Cast beim h deterining the cost basis of the securities inebded en this statement, where indicated wih the number " l, • .55 F minces' Services has feted al information obtained from sources other than LES Pi-uncial Senices, including information from another rim a that sum* have provided to yes finmxial Adam The Firth does not indeperantly verty sante* the aco_racy a vastly of ary inomnation provided by scuts, Car than LES tiencial Senices ▪ xkltiors *though UPS Pinned Smokes general& Lmodates this Horatian as t is teemed, the ferns does not provide any assuurces that the illennalian Lahr 'Cost beta^ and *Unrealized god lose is accurate as of tie date of fhb statement. As such please do not rekes on this Marmtion to make psi:Motor sale decisions for tax puposes a otherwise. Accounts widowed to the Fin may refleci gall loss infamatim only for Me period ci tine they are held at the fink More hiaorical rformatcre <abbe added by you' Friaxial Advisor. • Unrealised ganstlostes %teen data n minuted LITOalia4 gsindlouet are cactialod Ice hlostigul sea* lots. The transaction data for relevilial lots may or my not rhea cartnissions. rZ dor security reorganization events an d and °ter reinvestmeni lots ad systematk puchas• loll art each combined Iodinate, or* awraged lot The 'Tuck date' coUnn presents the aging Vansachon trade date. • Callable securities Bonds and dithered stock that the ewer cats for eat redenplem will be selected rroa-boy by lot from arrang all smuts of ha nsue held in our name a en nominee nem for ox <lents Call teatime nlarnatim is obtained from third parties and es accuracy is not 9a:ranked. Other tall foaans may omt wench mid Mort mkt compete intormatim will be provided upon request • Certificates of deposit COX. Cos are FDIC sued cep to $293,000 in principal and /coved intense per depositor and per depaitory inoibmixs in accordance win MK man • Price value. Prices desplawd for securities and other proctsts may be higher or lower than the price that wu would &Maly wain in he maker. fetes av obtained from anis hid party sources white we Meng to be relable, but we donor 9-era-tee ther accurmy. - We gems* use the closing price when smith* a the mean of the bid and ask ponces for listed martin and ophore or only bid prices for OTC seardies. - Less 3Ctereir traded securities may be priced usig a valuation model ate moss recent prce we obtained and may not riled an actual market price a v-atie - Certain positions may apex vigho_t a price aryl will tow vice was not avatlatee• it we ae unable to obtan a pace fora secusy - Deposal a securities denominated ilCUITOWCin other than U.S doll.. NO reflected at the ochry rate as of the Patellent date. - fa eirtain seariles rains) in non-tont ormrig dmornnstions, puce and quality (face salsa) may haw been adjured to beilits peeper valuatim To cbuin dunem gintaiore, when available. contact Frai-ctal Adencr • Private inveaUnenla and structured product. roV)10 ',anima.* wig t as (mixing (Wed participation program ad real mute investment rust soothes) and struclued proixts are gmeralko highly Miesed. Celan stns-timed protest have not been regotered with the Relent'', and EMI Common, cc under ay slate securtie,ram. We cronde estrnated values for pinte investment searges irddnictured products for igamatimul purposes cry. Asarary is 0:4 gumanteed. - These sabies may differ akota-diaty kin prices, il any. at which a Prate ilonirogoll riy structured product maybe bought or sold and dos rot necessztiy represent the sate you may teethe spas liquidator. - Third party *strums of vain are as ascertain date and We Supplied to UBS fnaxis Services on a regiaar basis by an independent satiation firm. - bsier. general paint. or sponsor estimated satin. any, are "abed tote Fern by the issuer, general partner or came and may be calculated based on Menne information from tut used by third pities to delve their estimated values. - You can obtain additoral Normation regardrg the metccblogy used to determine the estimate of value and the dale of tht Hamblinthat is the basis fa the estimate by contanig your Financial Advisor - Third party 'singed vales may be reflected as 'Not priced in several situations when an 1dependent valuation Inn has not smppMda is imealote to amigos a vat*. when we become ware that a matenal event has charred that may call a piteous), reported value no question, or when a value would be highy speculone due to tree nature c4 the security. - When neither an Muer, general partner a WOntOr estkruted value nor a third-paly Minuted vale is wooded, the auk* et the mosey wilt* diberent ban its sachem price. - •Deeributiens to date' may indude Mtn of capita( income orboth. - 'Original unit size' represents to NMI aiming peeper snit Kelm./ not relled sots con bast - DIP and unlisted REP mattes are not listed on a national securities exchange. and are germ* liquid and own if they can be sod fee prke received may be ea than tee per dare estimated vitae provided n the accost statement • Restricted securities. Resin-led servility generals, av rat tummy elcble to public sale. U8S Financial Service: tor. tie mane primal the unrestricted stook of the sane issuer as an imputed value for the resthcted stack toroomoses olden statement orgy To the extent tut resticled seorities are elgbb to sale, the value received may be sebstanualy less than the imbued who town • Ect. (estinoted) income, anent yields and rates. M minute of annual income is based on current Siberia ad interest rates, assailing tie textiles will be held for one yew from testament date or until maturity This estimate bony a gudelne; accuracy ad continued income are not gowarted - Estimated anal kerne and current yield to certain types of leashes could rickede a retun of pencils:dor capital gahs in which use the est income (and currert yell would be ownlated. - Estimated anal income and anent yield ard the actual icon* and yield might be lower°, higher than the estimated mmums. - Are messing* of atrualized income (dredend ander interest) divided by the current market validaverage balance is based on the Inv dndend or interest payment made by tie isaier and amines tee searnegdepmes will be held for ore year Iran thr statement date or until movie), Accuracy and continued yell me not guaranteed • Assets not held bytes Financial Services. Cenah assets se not held by the Fran mod not *whin the terms possession or control. These assets we &spewed on leer statement for informational purposes only Positions and values presented at roweled by te Psu'rg fern. UBS Financial Services is not resemble for the information and does not guarantee es accuracy. lb's, assets aro not protected by SRC or the Fires SUpPlemental5K coverage. • Reviews sharing and additional compunratices. — In ackftien to commissions on sites and I.M.1 lees received m 0:erectionwith the distribution d rrulual funds to our dents we anchor our affAate receive revenuer h8TP•1 Payments Iran distributors ado adsisas of the natal funds that we sell. These among are based on two cMermi corrponents (t the &moat of isles by UBS of a Pa-limiter mutual fund famiY to our clients: and fog the asset value of a particular rrutual fund fanny's shires held a the horn — We and du allaute abo receive networking and orrnbus precasting fees n consideration for transfer agent woven that we monde to the mutual knob. These fees generally are pad from investor astern the. mutua I lured and are a toed digs amount bated an the madam of accounts at the broker.elealer holing mutual funds of that fund family CONFIDENTIAL — h adoltion to commissions received n connection with the sale or cittributiOn 01 arruey contracts endue investment that snits tom dents. we andor our affiliate recce* revenue Mating compensation Itormmany of the insuance companies undertone.; the annuity COMMIS, affixes of the insurance carpages or manors of tie use in.-amine outs we distrtute. - Our afftiales abo receive trading gommoskins rd other conpensateretran nasal Volt and insane companies whose products we &imbue. - We receive an areal he from UBS Bat USA and LI85 AG Stanford Ranch Of Ilato $25 per admix sweeping to the barks under the UBS Bank Sweep Program. Activity hkinnahon rezoning commksbns and otter charges land ei hannedion with be execulOn of trades, &sting option transactions has Men indad on eon{ imencre prevousy lambed to you. and will be provided to you promptly on repast. Short selling II you ate engaged en short selling a smutty, you ma/ ha-r a charse dye to certain boonowig costs for that partkulir enmity. Open seders Regirding open or • goccItilkancelled° adem that wove not executed by the stateniere date open buy and sell slop orders are waxed by the mount of dinderds or rktitscn an ex-divide its or er-retrls date unless retnxted ocheravise bypi. You are responsbk for orders Batare executed da to ;Oa failure to cancel wising open orders. Odium To obtain a copy of ccr current Client Pr cyNage. please contact >Ott F nanual Meta or net our welysik at mow rnm/egiva•vmirev UE6 Financid ScroMes n not a bank The PM A, Business Services Account BSA and IRMA are betkerage accounts which provide woe's so banking services and stolid. Mixt* yerangements with all Axed bales and other Ihniparty banks, and provides aeCeiStO roisace and antmotY Proodido twed by malt il4ed thid-paMy Murat, companies through insurance agency subsdianes of UBS Financial Services Inc. Sionmene, imura-ce. and aruity products, Not FDIC ensued • No bank guaantew May lose vat* RMA. Resource Management Arm nt, Business Services Amount BSA, IRMA and intonational Resource Management Accost re registered service maks of UBS Preened Services he WS Signalise e a registered service meek of Viso human:nal IRS visa Senatw credit cards and UBS Wu debt cards are issued by UBS Bank USA with permssion from Visa USA Incorpaated. UM Pi/uncial Saivism Inc Rev. 201604 SONY_GM_00025311 EFTA 00135931 EFTA01277164
*UBS U85 fewncial Stokes tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 aNe70036075671116X5 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Business Services Account November 2016 MAX FOUNDATION PO BOX 308 TEANECK N107666-0308 Questions about your statemeat? Value of your account Call your Financial Advisor or the Resourceline at on October 31 In on November 30 (1) account Msit our website: Www.ubs.comainanciaisennces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepottcom. Your assets 3,238.24 3238.24 Your liabilities 0.00 0.00 Value of your account 33,238.24 $3238.24 Tracking the value of your account sources of your account growth during 2016 Value of your account at year end 2015 $5238.24 Net deposits and withdraaats -52,000.00 x.239 2 Your investment return Change in 3,7302 3.238 2 market value $0.00 Value of your OCCOtre on Nov30,2016 $3236.24 Dec 2014 Dec 2015 Oct 2016 Nov 2016 SDNY GM 00025312 Member SIPC ANP700020C0637567NP7000059195 00001 1116 000030000 V123661550000010 Page 1 of 6 CONFIDENTIAL EFTA_00135932 EFTA01277165
SUBS Business Services Account November 2016 Your account balance sheet Summary of your assets Value on November 30 (I) Percentage of your account A Cash and money balances 3,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.C0 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $3,238.24 $3,238.24 100.00% Account name: Friendly account name: /L • Account number: Your current asset allocation A Eye on the markets Index Percentage change November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Your Financial Advisor Kr" - CASRIEL • Cash and money balances may include available cash balances. clEIS Bank USA deposit account balances, Q85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% AMP 70302003607‘,6$ Nn000069195 COCOI 1116 000036000 Y1 23661SSOCONNW_Gm_000253%e 2 of 6 CONFIDENTIAL EFTA_D0135933 EFTA01277166
;It UBS Business Services Account November 2016 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. November 2016(S1 Year to date (S) Opening account value $3,238.24 WithcfraWaIS and fees, including investments transferred cut 0 00 $5,238.24 -2,000.00 Closing account value Cash activity summary $3,238.24 $3,238.24 See Account activity thi month for deli It &lances in your Sweep Options are indudedin the operirq and closing balances wive. FDK insurance applies only to deposits at UBS Bank USA, not to deposits at 085 AG. stanfold Branch or bank deposits Plated through vie LIBS Intemati0na DeP0S4 Account pr0qam. SIPC 0r0teCti0n applies lo money market sweep land hddIngS but ml bank deposits. See ImporUnt ingoonoton abOot yeti, Stetmert Cl' the at two pages of this document tor detals. November 2016 (d) Year to date (1) Opening balances $3,238.24 $5,238.24 Subtracbons Checks and bill payments 0 00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $3,238.24 $3,238.24 Your Financial Advisor: SCOTT ST ACKMAN LYLE CASBIEL UBS Bank USA Business Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Business balance Oct 7 $3,238.24 Closing UBS Bank USA Business balance Nov 6 $3,238.24 Number of days in nterest period 31 Average daily balance $3,238.24 Interest earned $0 .00 Annual percentaoe yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Nhoderate Investment ehgibihty consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025314 ANP7C00701:0607569 NP700:1059195 C0M 1116 00f:O30000 V123661SS0ODG010 Page 3 of 6 CONFIDENTIAL EFTA 00135934 EFTA01277167
*UBS Your notes .0,0,....,......6.60,..,,,.....y,n66,......,_,,,,,m.• a 6 CONFIDENTIAL EFT,00133935 EFTA01277168
*UBS Business Services Account November 2016 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. some pries, interne and Current vóues shown may be approximene. AS a ref I.M. Gains and lOsses may nol be aCCuraldy reflected. See importorinkateson Mai:your statement a the end of tos document for more informanon. Cash Cash and money balances Cash ancl money balances may ind e avalkie cash balances, UBS Bank USA chroat account bilances, UK AG Stareord Branch deposit account balances and money market mutual fund sweep balances. UBS Bent USA deposit account balances are Insured by the FDC WIN n applicable limits, but are not protected by SIPC. UBS AG Stamford Brant hdeppot account blaren an not insured by FDIC and are not protected by SIPC Money plukt sweep balances are protected by SPC but are not insured by the FDIC. Ste the Important information stout your statement a the end of this decorent for details tout those balances. Openng Want* Cloung Nitric* ence per share Average itching on Noe 1 (S) on Nov 30 (S) on Nov 30 (S) rate UBS BANK USA BUS ACCT 3238.24 3238.24 250,000.00 Your Pi nodal Advisor: SCOTT STACKMAULYIE CAMEL Ceridend Interest Day n period period Cap amount 0) Your total assets value on Nod 30 I» veKentege of COP EStra3ted your account IMPS (S) annual Infant (SI UnfeaSZed gan or ID% (S) Cash Cash sad money Wanes Total $3,238.24 100.00% $3,238.24 323024 100.00% 323524 SONY GM 00025316 ANP7COCR000607S71 Nn7003069196 COCOI 1116 000030000 Y123661550000010 Page Sof 6 CONFIDENTIAL EFTA_00135936 EFTA01277169
*UBS Your notes ANP70302000697572 NP7000.6i 66 .001 1116 00CC00000 YI 23661,50 cesSMYGM00025A9e b of 6 End of statement for account number - CONFIDENTIAL EFTA_00 I 35937 EFTA01277170
Important information about your statement U35 thencial Services ex. (the Firma UPS Firma( Sets). is a menthe' of all principal warty, ccmrroday and options isthmus. UPS Financial Semler, and U65 Bank USA ere i-diect subsidenes of UPS AG and affiliates of UBS Stevens U.C. The Fein's Thema' statement is available upon recesest The Finis nano& elks are at LOS Financial Sente, It. 1200 Harbor Boulevard Weehawken, NJ 07086 This seaman represents the one/ officialrecord of you' LBS Fiuncial Sinews account. Other records, exept official ts.dwunents. contanng conflictingdata should not be relied Lys II youbeers there is an toot a Omi990n pease report it immediately n wrheg to the Branch Manager of the office straw your accost Althea:ft ale lives shown re Mended to be accurate. statement ciao thiculd not be wed fa to purposes Rely week on yeaend tax forms, fie , Form 1099. 5498, 10425, etc) when prepamg your tax return. The Fern required by law to refxn to the IRS all taxable dividends, mportabb rents able deticend and arable isierea emed en senates held rimy acorn, nee stash on see traeadixo, aid cost basins certain entered seculies. Carnmwdoolkau with to Nn • Pleaseremain, ran oral corrrramkations in sting tofurther protect your darts. inducing Ma rkintS trader the Searles 'mega Protection Act (SON • II thefinancial iateution on the top leit of die hat of this stammer* is not U36 f naiad Sersiket LBS Financial Sanas carries yoke =ant as clearing broker by arra-gerrent wth the Skated nsittion We inforrradyw of this relatr,S5hts Wien Sr opened this accost h the cast your kits and warties ate boated a LOS financial Services and rot die imcd.kkg broker, and you nut make arms of ay err or emission to bode firm. As described in the account agreements, Wu must he* US of ani errors or Vaud twokkg chedcs reflected al your statement wear 30 drys alter d was mailed or made available. A II stamen% shall be dewed comples and accurate in all other respects if not objected to ventiw within 60 dots • Please deed cuRomer complaint or thotnes to tee Fiers C lent Relaters Depatnent at 201.352.1699 a tonne* m 903.354-NO3, 8'03 A M. to 6A0 P.M FT Monday through Friday, or in writ -g to LES Financial Senices Fax., Client Relations Department, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or panthers about al electronic knob transfer (61), BS Voaeckbil card vantactions, call cc who to UBS Femoral Senices Vt., Na led, 6th floor, Weehawken NI 07086, Mn RMASGA Sakes. Calor write as soon as can, if you hit yin Thrterntrit cr receipt is wog or if you need more Maceration tout a transfer on the statement or receipt The Firm or Card ester (as appleable)must he. from you no later then CO days slier the Fern sent yOu the int statemm on which the era Or problem xpered. - horde your name rd seam number (4 any) - Decal:* tie error Or the transfer you nirsure about, ind spleen as <ea* as you cal why you believe a is as error a why you need more iesnation. - Pros:dethe doter arrant of tiro suspected Kra. The Firm or Card Issuer vii hoestigate your comodaht and mil correct aw error prompty. For alleged emus knotring UBS Via* debit cad bansi km, if we take may than 10 busemsdays to dallies, we will credit your accord for the anoint youthisk is in error, so that you teat have the use of tau money clang tee time it lakes us to complele our rwestiption. Please mire all checks parble to the km or the theocrat inatution related on he front of the its/anent In addition to regdar soon fees, accounts may be orskict to maivanarke fen, charges for late paned kr securities purchases and charges kr unpaid amarts n cash acmes. Accounts that re transferred to other instatirs may be subject to a Rangier fee UBS Sweep 001one LES Offen options for sweeping cash Waxes. balances to bat deposits at UBS Bak USA and WS AG Banks/ Watch (Bak Sweep Propars4 moneymeta mutual kr& (Money Fang red the internetional Deposit Cement 004for customs with in Interrutional Rescue? tlanagernerd Account. Though the Bak Sweep Programs, cash balms we swept to LES Bank USA to to an estabashed Irk ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UB6 Bank USA an FDIC insured in actorda-ce with FCC Formore Mamatim please Mit wwwfdic Deposes at LEG AG Stamford Brach ad shares of Money Ards are rot hared by the FDIC. Through the DA, (mailable to cash telexes are swept to depose &costs at UBS AG New Yak Branch and LBS AG Carman Ranch Thew deposits arena itured by the FCC Baines held at the UBS AG Cadman Brands are tempi:reedy reposed to the sovereign ink of the Cayman Wads, and there is no guarantee or other obWation of UBS AG to rent: te biros whilea,the LEG Cayman's Brach's books. Deposes at LES Bark USA and each UBS AG Branch are not protected by SEC Monet Fund chres are protected by SIPC. See 'LOS Financial Services Accost Protection' below. Uponyour request, bahron in the Bank Sweep Program or DA may be withdrawn and shires of a Money Furd may be liquidated, ad the proceeds returned to you or your seartiesiaalli. Plater Monads about available sweep optorn, nekadrw current Merest rates and yields, it available at wmeubs comfsereepsekk from your F rennet Advert a by telling EON762-1000. UN Financial Senior eeecont protection The Finn re a rrontor ef the Ton r due hnono• Protarte", Corporation (51K), white protects le0-rlieS WSW% 01 its minters up to $505,000 thckding 1250,003 kr dains for caste. The Slit asset protection limit, aelahr to all accosts *et you had n a particar cesacky. She Fern, togethee web, certainaffiliates, has also purchased applallentalthantiOn. The madman amount payabei to at Sable diet, colitchroh undoe this erasion is GOO milion as of Docents 10, 2015. Stbra to the poky ordrIons ad linelaticen, cash a the firm is further protected fa up to SI .9 million n the aggregate for all your accounts held n apsikuOr paucity. A ha copy of thepoky wading is salable upon request. The Slit protection ad the suppkmental protection both do not apply to • Colin Inmaia assets controlled by (and Mixed n your account value) but held away from WSFinned Services (e.g., certain() cash at UPS Bat 1_64. 00 cash at Les AG U.S.Sanrhes, (4 reurarce proixes, including valtbh annuitee, Ind fie than of Maud funds when such thins re rogistived dent& n the name of the accost hobs on the bocks ad records of the applied* thus a trawler agent), • Certain nwstrnert contracts a iniesement interests (e.g., laded partnerships ad what plawrronts) that are rot reek-toned stew ter Securities Act of 1933; ad • Commodities contals (e.g toeign eschew? and preccus metal contracts), includerg futures contacts aid commodity option contract. The SIPC protection and the suppamentel protection do not apply to these assets ewe, if they otherwise appear on yea statements. The StC protection aid the 9410Innental protection do not protect against changes as the market vain of jar imestments (whether as 4 result of market moverrem, issue brisruptcy or othenke) More Memnon is amiable upon request. rot may titan mote intarnahon Aka SIN, including the SIN Brahee. by contacting UPC at 202.371 -$300O or by danrg the SIPC webUte at wantecorg Dividend Reimestment Brogues (DRIP) the tyke reflected is an average paw. You may Stan the actual price banns Enema Adam. Onei. whole shares are purchased under DRIP; patted shays svill be sold ad the cash wl be deposited in your account The OSSA renvestment price applied by the tear may • ffer from the mean price at which the partial shoes re sold Cdielieu Cnheahole wets may be held n tear accort. If pin entitled to a part sit a s reset, of a ebiderd payment or etrinvile, the Firm sal ether sell partial with at owlet price a accept an /man determined by a regiaered cleirkg agency, axl credit dos accord. Investment objection The neeslmeN objectives and risk profile an spec ik to each account and mai maybetween you accords PSease advise the Firm prorosty in writing of a-y sped Rant change in met Inancial situation or investment obscures For each scant held, you choose or* of the following ins-ernes objectives CONFIDENTIAL • troatre Cunene income: hithemenes seang the generation of income any. • Achaw Capital Appnaltion. Investments seeing cromh of precise' rather than the gerersais of 'exam. • Produce Conabaunon of Mane and Capital Appian:teen. Nomura, seeking both the generation a 0%0110 ard growth of anoint Overall rids profiles • Constwatin. Seeks to mermen Seta prthcipal, with low risk and volatility to the accord cant esen if that means the acorn does not generate signelkart imam or worm and my rot Sep pa with telletion. • Moderate: Wiling to accept sane risk to pircIsai and tolerate some voatety to seek Wier returns. • Aggresses: Wiling to accept hip n* to pampa( and hip ,plat lily to sea high returns o'er time. • Imo stnacc ElOaaWa Consattation:f selected a Cali on of the porliolisf or that account may iacWe canpless strategic, feinted liquidly and rater yobliky. Statement •homeholdief We may pomades aM related account statements with the sane &Sass is the same envelope, e.g. because they have owners who a10 mantan fit account red creates well other dews a the same address. If you Feeler lo recent individual ttatmunh mailed in separate envelopes, you may decline her,eholdng by calling yew finned Cotter Friendly damn name The Thai* xecue nano is a custancale 'nickname' chosen by you to assist you with your recordteeaw has no legal effect on yea account You can lunge bar irrend9 acorn harries, though °nine Service, a by contra eg your Fisancral Athnor. Account overview • Vase of you accornWonYoko. Net of meets and 'abide Asset hckdes amid* cash balances, vdues restricted warty fast), and Global Tim Deposits, created marks to maket, and mean assets not held by the Fern. Does rot include unprked seortieeassets at the end ot the pia and anent statement penods, or pane isseenenit toasted stock options and earcsable stock options • Lis,b . Includes debit betakes, cutstarding magi, bins, credit lire, accord balances. • Cas&eoney balances. Told of uninvested available cash balences, plus deport telexes al UBS Bank USA, 1.65 AG U.S Branches ad money mallet mutual fund weep balms, at the clan? of tee statement period Non-ccearcdey free aeon balances in yes account are root secjegaled from other balances and the fimmy IA! ley of these Find is the ordinay course of as twines These funds re payable upon your downed This total is excluded in thy anent period elating Who? Landing deformation Fe' detared inf °Matron an the Firm's le drag protects and doelosues. refer to yes Chant Relationship SDNY_GM_00025318 EFTA_00135938 EFTA01277171
Important information about your statement (:0IIIIIMed) Agement or ACCO-el Agreement and the General Tams ad Conditions U3S Statement of Credit Practices available in Aram,* end Oixthatres at made red romorervinerththoiret. Your set Your statement itemizes securities ea other ends held h the accoml at the end of fir statemere period. You may ark for dekrery d seorties at aw time. You May receive securities seed as loan collateral after paying any balance de an them. Arrysecuritaes transferred to the Finn etch; the statement period ale listed at market vete as of the end of the stamina* !Mot • Cast beta h determining the cost basis of the securities incbded in this statement, where indicated wih the number " I, • .55 F mince& Services has relied VI information obtained from sources other than LES Feencial Senices, including information from another lien a that you may IldVegrovided to you finmxial Adria,. The Film does not irdeperantly verity swathe the aco_racy a vaklity of ary Mormation provided by sources Car than LESPi-uncial Simeon h media% although UPS f inricial Services gmeralU Lgidates this nIcematen as it is received, the him does not provide any assurances tut the information caller 'Cost basis" ad "Unrealized gat loos' is accurate as of to date of this steamy-It. In such please dome rem on this Manation to make rudest or sale decisions fa tax puposes a otherwise. Accounts teardayed to the FM may reflect gai loss infarratith only for the peeled c4 tine they ye held at tie FM More hiaorical erlormatith can be added by you Maxis( Advisor. • Unrealised gas/Iona Yr hen data a thailsbk, manatee moaned cuinelown are catfaied la Whilst tarry lots. The transaction data for ?Withal lots may or my not reflect ammisecns, rZ da security reorganizatcn 'wires ari d and other reinvestment lob ad systematk puichasie lots an each combined to dimity cm averaged lot IN 'Trade date' colann presents the craml transaction trade dale. • Callable securWes Bonds and palmed stock that the Mier cols for wry reclenpion wit be shifted sitalalY by la from amcrg all sauces of the bee held hour nanece n nominee name for or dents. Call tease elamaten it cbtaned horn third panics and h acCuracy is not garanteed. Other call balls may tart which could alert held compthe inkernaton will be provided upon request • Certificates of deposit (CDs). CDs are FM nsured LI, to 5280,000 in principal and accrued irtennt per depositor ad per depository inmituizri n mccedance with FDIC nales • Price/value Frees dithlayei f or securities and other packets my be higher or lower than the price that )0J would actually receive in the market. Fekes are obtained from varkus tad pithy sources which we laiethe to be reliable, bit we donor sparantee thek accuray. - We germs* use the cloth; price when avadathe Ow mean of the bid ri d sok poxes for listed acuities and ophcre ce only bid vices for OTC studies. - Less acterey traded secuities may be priced using a valuation model a the most recent prce we aimed ad may not reflect in actual market price a vat* - Certain positions may mow Mto_d a pice and will those as 'vice was nol available • if we ye unable to obtain a price fora seamy - Deposit a securities denominated elCUIT0-00 other than U.S dolls are reflected at the 'trim rate as of the gate-Earn date. - fa certain marks racing n non-conformrig denornmtions, price ri d quantity (face vita) may have been Awed to betas pram Muslim To obtain Meal guotalms. when available, contact you Financial Advisor. • Private inmements and 'structured products. Private rmaners smut an (ex Lairg arch pankipatith program ad real mate investment hid reaches) and structred pro:arts are goaralY highly Ai:pd. Celan stnalised tails have not been registered with the Securities and Exch Commission or under wry fate securZrans. We provide es:mated veins for private investment searites ird structured products for eilanattrul purposes my. Atarary snot gunned. - These values may differ state-di* ken prices, il any. at which a PreM itwtbneed rim Matured product maybe bought or sold and do rot necessiti8recreserd the vat* you may receive %pat liquidator. - Third party inmates of vats are as if a twain date ad we supplied to UBS fnarckl Services on a rettar basis by an independem vaLation firm. - baser. general oanna or sponsor estimated valms if ay, ate paled to the Fm by the *suer, general partner or sparvir and my be calculated bawd on afferent information fran that used by third parties to dative tea estimated values. - You can obtain aeditorel eformatein regardeg the methodology used to determine the estimate of value and the dale of the Hamelinthat is the basis fa the eflimote by contactig your fn uncial Advisor - Third party 'singed vett may be reflected as 'Not priced' in several stuatigns Mien an Meilen:lent valuation fim has not %Mikados' is unable to 'air a li mn Mame become ware that a matenal event has cared that may call a prewar* reported value rap question, or when a value would be high speculatne due to the nature et the security. - When neither an issuer, cameral partner or wonsor estkated %glue nor a third-pal/ estimated value is provided, the ain't* study will be dtherent Iran its paha* price. - • Daribution to date' may indude retun of capital, name orboth. - 'Original unit size' represents the hit& offering paper tree axial./ not reflect you cost base. - DIP ad unlisted REM studies at not listed on a rational securities exchange, and at. goner* liquid and event they can be sold, the prke received may be kW than the per share *dimmed vat* provided n the accord statement • Restricted 'Kurth's. Restated settees generalY ae not °manly eigtok for public sale. U8S Financial Service: at the motet priced the unrestricted stock of the sane issuer as an imputed value fare restricted stock itrougmes MIN; statement or* To the extent tat resented seas-des are elgbk to sale, the vale received may be sastanualy less thanthe invited vete town • Ea. (estimated) income, assent yields and rata An estimate of amual income is based on current dividend aid interest rates, assuring the sautes will be heldfor are yea from statement date or ithol maturity This Mina no* a gudolne; accuracy aid continued income are not gu fritter( - Estimated snail home and curers yield for certain types of leashes could mkt'e a retun of pastelor capital gains in which me the est income (a-dawned yell would be overstated, - li mited anal income and arrent yield and the actual axon* andyield mifit be li ma higher than the estimated marts. - An inn of arrualeed income (dividend rhea interest) divided by the current malet valeciaverage balance is based an the Imt &Mend or interest payment made by tie issuer and manes the seartUdepaUs will be held fa me year from the statement date or until ratify Accuracy ad continued mil a-e not gam-rind • Assets not held by LIES Financial Services. Cense, assets se rot held by the f ern are not %whin the Fern's 'cowmen or control. These assets me dsplayad n loos statement for informational purposes only Positions and %glues presented re provided by des Asu'rg fern. UBS Financial Sery Services is not referable for tie intimation and don not guarantee es accuracy. These met at rot pea acted loySIFC or the Fairs suPPlanatelSIPC COVerKe. • Revenue trig and additional ampensatice. - In addition to commissions on saes and Intl lees received n correctionwith the destributiai e4 mutual fads to our dents we ands our affAake receive fmnueshot9 payments from detnbutors ardor athisas of themes' funds that we sell. These anoints are based on two cMerent corrporents (a the moan of IAN by UBS of a Pathan mutual fund I amiU to our clients and 8) the asset value of a particular mutual fund tanks shares held at he fern - We and as allAate ako receive networking and orrnbus processing fees n con-ideation for transfer agent 14200e1 that we snack to the mutual lint. These fees generally are pad from investor asses n the masa 'lurid and me a lead data amount based on the limber of accounts at the brokertealer holing mutual funds of that fund family CONFIDENTIAL — h addaion to cornrnissiths received n connection with the sale or attribution of a-naryr contract endue investment that mils thou clients, we anda our affiliate recta* rimy' twig compensation from math of the insuance companies undenting the truity contracts, aft/sales at the nuance corremas or manors al theme irmiestmmt tuts we distal:tate. - Our affiliates abo teak, trading commostins ad oh, compensationfrom natal li ds and hunt* companies vAOSe products we &taut. - We receive an mut fee from UBS Bat USA ad LBS AG Stanford Rant', Of IA to 425 per accord sweeping so the barks under the UBS Bank Sweep Program. Adivity hkemation resorting conmksiths and other chases roared n connection wth the exeoren of trades, nclafrg option transactions has then incbckd on conlimatere pewousy furnished so you, red will be profiled tory pranhly on repast Shan veiling H you are engagedin short selleg a security, you may ear a charge der to casein banoweg costs for that particular seasky. Open orders Regarding open or 'gad-till-cancelled' ads that were not emoted by the stattmart data open buy and sal slop orders are recited by the metre of dividends or rkhtsch an ex-dividends a earthis dee unless instructed ahenvise by chi. You are responsbk for odes that are executed de to hour failure to cancel Mang open orden. Priem To obtain a copy of as current Client PrivacyNotice. please coital you FractalMtge or vat our websne at wsw inht rrvenfivr✓• vne,fev Financii Sauk*, e not a be* The PM A Business Services Account 854 and IRMA are brdcerage accounts Midi provide access so banking services and worts that* arangenwits wth af I Aimed barks and other Ihniparty banks. ri d provides access to rotra-ce and afinoth frothos iced by unaHiliatedthid-party nuraxe canpanes through eaurance agency subselianes of UBS Financial Services Inc. Koss-nerd, rourace, ad army products, Not FIX tutted • No bank guaantee• May km value RUA. Resource Manarprrent Arm nt. Business Services Account BSA. IRMA and international Resource Management Accord are registered service maks of UBS friancii Services Fx .00 Signalise it a registered MIMI! milt of 051 eternal MS LOS visa Septa* credit cads and IBS Visa debt cards re issued by UBS Bath USA with omission kom Vita U SA Incorporated. UM Financial Services the Rev 201604 SDNY_G M_0002 5319 EFI'A_00135939 EFTA01277172
UBS U85 Falancial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York 14Y 10171.0002 *HP70012304.11 1216X12 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACK hIANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Resourcetine at account Msit our website: lvvew.ubs.comainancialsennces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from ?new. an nuak redit report. com Business Services Account December 2016 MAX FOUNDATON PO BOX 308 TEANECK N107666-0308 Value of your account On November 30111 on December 30(4) Your assets 3238.24 3,238.24 Your liabilities 0.00 0.00 Value of your account 33,238.24 Tracking the value of your account S zzu $3238.24 i.2.38 2 3,.30 3,238.2 Dec 2014 0( 2015 tiOr 2016 Dec 2016 Sources of your account growth during 2016 Value of your account at yea. end 2015 Net deposits and withdravab Vow nvestment return Change in market ...due Value of your account on Dec 313 2016 SDNY GM 00025320 4523824 42,000.00 zoo $3238.24 Member SIPC ANP70003001230441 NP7000126071 00201 1216 03CC00000 Y123661550110000 ►age 1 of 6 CONFIDENTIAL EFTA_00135940 EFTA01277173
SUBS Business Services Account December 2016 Your account balance sheet Summary of your assets Value on December 30 (14 Account name: MAX rot -.• • • Friendly account name:MAX F tr.. • Account number: Percentage of your account A Cash and rrxmey balances 3,23824 10000% B Cash alternatives CIC0 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional ace 000% F Commodities a CO 000% G Other 0.00 000% Total assets Value of your account $3,238.24 $3,238.24 100.00% Your current asset allocation A Eye on the markets Index Your li nodal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. kJEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 30, 2016 3-month Treasury bills. 0 48% One-month LIBOR: 0.77% Percentage change Detember 2016 Year to date 1.98% 1196% 1.95% 12.74% 3.44% 1.51% 0.14% 2.65% AkinC0030012304k2NUOCOI26071 COCO t216000000000 r12366ISSO I I aBteGit 000253tugo 2 of 6 CONFIDENTIAL EFTA 001;5941 EFTA01277174
UBS Business Services Account December 2016 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. December 2016 (3) Year to date (I) Opening account value $3,238.24 $5,238.24 Withcfrawals and fees, including investments transferred cut 0.00 -2,000.00 Closing account value $3,238.24 Cash activity summary $3,238.24 See Account activity th* month for dealt &lances in your 9.veep0olions are ind uded n the 'twin; and closing balances value. FDK insurance applies only to deposits at UEIS Bank uSA, not to deposits at UBS AG. Stint0rd EternCh or bank deports Plated t hroucti the UBS internat0na DeP0S4 Account Kirocram. SIPC Pr0teCti0n smiles to money market sweep fund holdings but not Dank deposits. See Important intormaeon abootpui statement OO tire at two pages et INS document for (Ptah. December 2016 (1) Year to date (I) Opening balances $3,238.24 $5,238.24 Subtractx>ns Checks and bill payments 0 00 -2,000 00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $3,238.24 $3,238.24 Your /I sandal Advisor: SCOTT STACKMANLYLE CASNEL UBS Bank USA Business Account APY Interest period Nov 7 - Dec 6 Opening UBS Bank USA Business balance Nov 7 13,238.24 Closing UBS Bank USA Business balance Dec 6 13,238.24 Number of days in interest period 30 Average daily balance $3,238.24 Interest earned $0 .00 Annual percentace yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you, Financial Adasor or Branch Manage,. You can find a ful description of the alternative investment objectnes in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment ehgibikty consideration • None selected Your account instructions • Your account cost basisdefaultclosing method is FIFO, First In, First Out. SDNY GM 00025322 ANP7C00300I 230443 NV7003126071 0CC01 12'6 00C030000Y12366ISS0 I 1 0000 Page 3 of 6 CONFIDENTIAL EFTA 00135942 EFTA01277175
$UBS Your notes ,...............,..........,...,,,,,,,,,,,,m • a 6 CONFIDENTIAL EFT,00B3903 EFTA01277176
4UBS Business Services Account December 2016 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some pnces, income and current vdues Sheen) may to approximate. AS a its UR. gains and lopes may not be accurately refkcled. Set Amount info/mown Stour your statement a the end of the docurnem for more informs:ton. Cash Cash and money balances Cash and morany balances may include. avalaolecash balances, UBS Bank USA cbpoot account balances, UBS AG Stanford Branch reposer account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC villein applicable limits, but are not protected by SIPC. UBS AG Stanford Branch deposit sec oum balances ate not insured ty FDIC and re not protected by StiC Money market sweep balances are protected by SSC but are not insured by the FDIC. See the Important information about sour statement at the end of this cbcurent for detaiis about t kn. biances. Hddng UBS BANK USA BUS ACCT 323824 3238.24 250.000,00 Goering balance Cloung Pnce per :hare Average on Dec I (1) on Chic 30 (1) at Dec 30(1) rate DrildenclIntetest period Your PI sandal Advisor: SCOTT STACKMANLYLE CASRIEL Pays in period Cep shount (S) Your total assets Value on Dec 30 (S) PerCentage Cost ESbrnated your Xenon' basis (5) annual income (Si UnreUNCI gain Or loss (5) Cash Total $3,238.24 100.00% $3,238.24 Cash and money balances 3,23814 100.00% 3,238.24 SDNY GM 00025324 ANP70003001230445NP7003126071 00031 1216 001:030000 1'123661%01100CD Page 5 6 CONFIDENTIAL EFTA_00135944 EFTA01277177
*UBS Your notes ANP76303001230446 NP7OP3i 2607i 0.01 216 00CC00000 Y123661.0 11 901,,G,0002532sge 6 ,f b End of statement for account number- CONFIDENTIAL EFTA 00135945 EFTA01277178
Important information about your statement IJ26 Fr racial Services nc. (the Firm or UBS f nerd' Strokes). is a merrber of all principal Noway, owerronty and options exchange,. UBS Financial Semler, and 1.85 Bank USA re i-died subsilones of UPS AG and affiliates of UBS Searing LI.C. The Fames Inandal statement is available upon rectos,. lhe Fowl "goal& pikes are a. UBSFina-col lances InC• 1200 Harbor Boulevard Weehawken, NI 07086 This saurian represents the only off icial record of you' LBS Fhancial Singes account. Other records, exept official tw.dxuneols. contanng confidingdata should not be relied Lyon II you believe there 6 en firer or omission please report it Omega& n writing to the Branch Manager of the office wvirg your accowit. Allhoup el Spree shown se Mended to be accurate statement ditatkuld not be used for tee purposes Rely sole& on yeatend tax Orme. (Le , Form 1099.519t 10425. etc ) when prepamg your fax return. The Pim required by law to coon to tee IRS all tbable dividends, mportgge rootaubk anima and uxdak inerert end en fenntiel held n per account net proceed, on say breaclims, wad cog basis on certain covered marks. Ctevertagagena with Me Firm • Please reconfirm iry oral communcat•ons in wring tofurther protect your rights. indexing your regne, viler the Seosiies 'motor Protection Act (SPAT • If thefinancial Foliation on the top left of the tick of this statenwst isnot LBS Fond Serykes,U3S Fiandal Santos carries pia =cunt as dewing tacker by arra-gement nth the tdcated institution We informed pm of this ealahMehtS• when M. opened this accost h the cast your lu-a and goalies ate located a UBS financial Services and rot the Facctacio broker, ard you nut make Amoco of thy tar or omission to bode firms. As described the account agreements, you must notk w of ay errorsor baud hvoiihig chedu reflected on your staterrent wahii 30 days atter it via mailed or made available. ADnatenernt shake deemed complet• and accent, in all other respects if not objected to n wrakg wthin 60 days • Please deed customer complaints or spires to he Fiwe's C lent Relaters Department at 201.352.1699 cr tolltre• at SOP.354-9103, 8:00 A.M. to 6 CO P.M ET Monday through Friday. a in veitig to 1.135 Financial Services Ix, Client Relations Department, P.O. Box 766 Union Coy, NJ 07007. • Fa TTY services Call 044612.09860o ban cuthie the US.: C.1201.352.1495 • In case of errors or nankin, abort an electronic funds transfer (TT), EIS Vsedthit card bansaregns, cell or wile to UBS Fiancial Semite, ex., l Hata list, 6th Hoot Weehawken NI 07086, Ann PaAbBSA Stevan Cal or wnte as soon asyou can, d you ink your statement or receipt 6 wrap or if you need more hiker's:Mtn ah0J1 a transfer on the gatemen, or recept. The Firm or Card roar (as apple/Ngmud her from you no later than 60 days alter the F rm sent you the list et itement on Weith the ern:, or Problem append. - Dokeyew name ad axone nwrizer Of any) - Cesabe Ile error or tie trawler you as inure about, ad oplain as okay atm can why you believe a is an honor a why you need more kdamatiort — Provide the dolor anent of the suspected era. The Finn or Card Muer wil twestepte your complaint and will coned ry enor promptly, For alleged *mon noting UBSVO•debil cad transact:at if we take more than 10 bannsdays to doges, we will credk pi Noose for the amount you think 6 in error, so that you MI here the use of the money dunng Fe tone it takes us to cemplete our iwintiption. Please make all checks payabb to the Fern or the Inns& instiullan indicated on fee tram of thS statement In addition to roger Nook lees, accoteds ma/ be abject to mai-smarm hes chaps for late pawn* for securities purchases and charges la unpaid arrcunts n cash accounts Accounts that we fransferred to other insloacns may be subject to a bander he. UBS Sweep Options UK offers options ate Mehtfic cash balances, balances to bark deposits at UBS BalcUM. and LBS AG Stamford branch (Bak Sweep fkgareM, mono/mane mutual bads DAaney Furd0 and the Interrationel Deposal Account (DAP or oultorws with an International Resort' Management Account. Though the Bat Steep Program cash Winces we swept tole:58a* USA Lp to an established lank ad then to UBS AG Stanford Stanch, or a Money Fund. Deposits at Les Bank USA the FIX Fared in accordance with FCC mks. For more enf emotion tease wit namvidic got Deposes a WS AG StamfordBra-di ad shares of Moneyruts ace rot imbed by the FDIC. Through the OA. arable to cash balaxes we swept to depose account al UBS AG New York Ranch and 1185 AG Cayman Branch These deposits are not toured by tlx PVC. Baines held at the LBS AG Cayman Branch are tempera* nosed to the sovereign rick of the Cabmen gads, and there is no garareee or other dalgthon of UBS AG lo repay the balaxes while on the UK Cayman Branch's bogs. Deposes a LOS Bak L6A and each UBS AG Stanch are rot protected by 51K. Money find shires we protected by SIPC. See 'S. Potential Services Accost Protection' below. Upan your request, batmen n the Baia Sweep Programs or DA may be veddrano arid shares of a Money hadmay be 'iodated, aid the proceeds returned to you or your SOarditri WWI& Fu tier Fiormalem about WAN. Wrath OPMett, nclairg cument ireerest rate, and y-elds, s bailable at yr mv.ubscorgoeepnelds, from your Fnancial Advise( or by calling 630-762.1000. MIS Pthantial Swims INCOWIT protection The km te a member of 4-e Secutin kwescr norection Corporation (9PC). which protect leo.rdin accounts of its members up to 5500.033 (including 1250,000 for dains for cash). The SIPC asset protection limits apply to all accost Met you hold n a par ied& crapaedy. The Pew together wen curtain affiliate, ha also purchased supplemental protection. The madman amount payage to at dents. cobecluelyu-dw this protectionis ISOO million as of Decanter 10, 2015. Subject to the poky cordite:es erd limiuticen, cash a the firm is further protected fa up to $1.9 million h the onegate fa all your accounts held h ape-Sauk capacity. A full ccpy of tie policy wadng is nil** upon request. The SIPC protection ad the sioplermotal protection both do not apply to • Certain financial assets controlled by (and "dad in your account value) but held away from WSrine-col Services (eg., certain() cash at UBS Bait USA, Ii0 cash at IBS AG U 5.1wardnet 6i0 Mime psockes• including volatile amities, and OS Mug of WOW finds where such shares are registered drealy n the name of the account holder on the books and records of the applcable Muer a twofer agent), • Certain nvotmer4 contract, or investment newest. (e g.. limited partnerships ad private placements) that we rot regatered under he Securties Ad of 1933; and • Commodities contacts (e.g. foreign excharge and pocks metal contra/ea. incluarg fount contracts aid commodity option contracts. The SIPC protection and the supplemental protection do not apply so these assets event they othemise appear on yout daemon. The SVC protection ad the soplemental protection do not protect against changes the make, vale of yaw investments (*tether as a rest* of market movement issuer ba-kruptcy or othernse) More information is avertable upon roast. roams; (btin more idormation about SIPC, including the SIPC Bodin by contacting SIPC at 202-371-83@ or by„ eteg the SIPC websee at viwwspcorg Dividend Roiweirtment Program COMP) The price reflected is an avenge price You may obtain the actual price bon your Financial Advisor. Or whole bares se purchased under OR it partial shares wit be soli and the cash wit be deposited in your acount the dvidad ierwesemene puce maphed by. the ewer may Oa from the market price at ninth the patina Mares ae sold Cagebilieu On& whole units may be held in your account. If you we entitled to a parlW triii as a result of a bided payment or othenvise, the Firm will either sell patal units at market late a accept an amour determined by a registered clean; agency, and credit yo.r accost Investment objectives The xylmert objectives ad ask profile we speck to each account and may vey between your accords. Please adree the Finn roma& in writing of try lay-Mint cheep in par (fungal divatian a CONFIDENTIAL investment objectives. For etch deafall held, you dome one of the Solbwrg excitement objectives: • Produce Curren Income: rmntrotras seeking the generation of kome only. • Ackeve OPOMPOtenadon: Investments seeking growth of pmcipal rather than the gereraton of income. • Prodovo Combination of scone and Coital Aporeasen IMOSIMWtt waitg both the generation of nccme ad ar owd-of trkPal. Overinflate profiles • Congenial* Seeks to monism nital pre-cpa with low ria and volatility to the account owat wen if that meths to XS an does rue generate significant income or retire ad may OM keep pace With • Moderate Wiling to accept some irk to poop,' ad tolerate cane Watley to leek Nan- returns. • Aggressive Willing to accept hip risk to principal ad hip volatility to seek high returns our time. • fmestreentiegibifily Consdration: I selected a portion of the portfolio for that account may nclude complex streepes, Owed 'Watley and rater Stalemenrhousgeoldfrof We may consoldate art related account statements with the some address in the same envekpe. e g. because they haw mato *Ix also mantain jone anon reagionsheas wen other dents at the same address. if you prefer to receive indiadual statements mailed in separate forgoes, you meg deckne hough:berg by tang your Financial Advisee Friendly actotait name The friendly account name is a cuslonizable "Ocknane• chosen by you to assist you with your reccedkeeprige ha no legal effect en your account You unthaws your Friendly account name. though Onent 54Mles by contacting yo_r inancial Addeo*. Accoeme overview • Veto of jou geountgargolo. Net of assets rd liabilities • Assets Includes available cash basket valesfor restricted securty (est ), and Global Tine DePosies, unrealized marls to motet, and certan assets not held by der Prat Does not include opted securtielassett at the erd of the prior and parent statement period., a private iWPOMOIN Le-nested stock options ad e,ercsable stock options • Liabilion bolas debt bala-ces, outstadrg margo lea code line, short account barites. • Crash/rosonray balances. Total of uninvested salable cash balack pis &cog balms at UBS Bane USA, UK AG U.S Branches ad ma-ornate, rut al had sweep balances, at die ctse of the statement /Pilot Nonrtormudity tree ore& balances in yos moan ere not negated from other balances and the Firn may use ay of these funds in the ordinay <woe of its business. These funds ex payable uxn your demand. This total 6 tic Wed in the current penod doung vase. SDNY_GM_00025326 EFTA_00135946 EFTA01277179
Important information about your statement (tenanted) Lending information Fcr delalechnlormation cn the Fines lending practices and **sunk refer to was Client Rena-nip Agreement or Accost Agreement and the General Terms ad Conditions. UBS Statement of Credit Practices audible in Antenna andDiscloarea at lupe uteramtereeernitelnnes. Yew' duets Your statement itemises pewits rd other assets heti n the accou-d at the end of the sate re period. You may M. for d.Way ol fay paid sautes at dry time You may receive waritiet used at loan collateral afar paying any balance da an them. err/ securities transented to the Fin dreg the statement period are lined at market vale as of the end of the Patents period. • Cart ban. In detternning Ike cost basis of tie snakes inducted in this statement where indicated vet the natter 'I,' LES FnancialServkes has relied oninformation obtained from sources other than LES Fhanual Senses, including information Iran another fine a that you may has provided to you. Financial Adoisor. The firm does rot independently ye* Or gannet the tramp a vasty of and Morns ion provided by sauces other thin I-E6Fhunial Semites. h defuses although WS Financial Sereices newaly updates tin infarnation as il is nand the kr, does not provide any assura-ces tat the hfornaticn isder 'COSt bale and "Unrealized gal loss' is accurate as d to date of this statement. As such. please do rot teat on this Pdanation to make Istraine a sale decisions, fa tar arases or otherwise Accounts Oa-alerted to the Fern may reflect gar/loss rdormation only for the period od tine they re hold at to fink More historical normalin can be aided try yotr Financier Advkor. • Unrealized gensaasses When data is available, *sinned u-reaieed gaindlones are calculated kr nOvaial sear/ lots The (inaction data for indivitial Ion may or may not reflect canminkre, charges race secutity reorganization events. Dividend and oter reinvestment lots ad mstfmatk earnest tots are each combined to diolay ore averaged lot TM 'Trade date coLmn poems the oranul transaction trade data. • Callable securities. Bonds and preferred stock that the issun cals for sly redemption veil be selected Spatially by lee from antra all sec/lies of that hen held now name or in nomewe nine fa oar dents Call bare hformatiri is obtainedfromthird parties and is accuracy e not gsanteed. Other call teases mayeast which an] all ect geld complete Hama on will be provided upon request • Crake= efdePedre CCDe). COs are FDIC reared is to 5250,000 n principal and accrued interest per deposia and pm depository institution, h accordance with MK nit. • Price/value Pas displayed for scones and other eroacts may be higher or lower than he price that you would actual)/receive in he nuke'. Prices ire obtained from vain lhid party sources whkh we believe to be nibble, but we ds not gannet their accuracy. - Wegener* use tie clang price whin pale* a the mean of the bid ad ask prices for lined sosities and optics or my bd prices fa OTC nudes. - Less actney traded securities may be priced usr9 a valuatin model ate most recent prke we cbtined and may not reflect an actual market price a vas - Cenan 'tonere may appear nth:a/ante ad will thew fa • Fin was rot available' 4 we n unable to obtain a wake a Parity. - Deposits or securities deraninated iscurrercies aka than U.S. dolls are reflected at the eichange rate a of the statement date. - kr certain tannin tradng isnon.conforrr iig denornivtions, pdce and wanly (face vela) may have been adjusted to facilitatePapa valugeri To cbtan cram quotations, when mane, contact yar financial Adviser. • Rivets treatments end riveted products. Private hvesdnert searities ( Padang drect participation program and real estate investment bins kto.rites) and struckned modem are gunny highy eicuid Cann stra-kred ASS, hew not been registered with tie Secwities and &thaw Commission or uncler Eily state securities laws. We rfasideeSlinated vales la private investment awns ardsthstured products for Hamm knit amass awl Achracy snot guaranteed - These vales may differ stbstantialy from prat if any, at which a piste int security a structured product may be bought or sold and do not necessary represent the vela you mar rase non liquidation. - Third piny eninaes of wake we a of a certain date ad at supplied to UBS Fna-cial Services on a regular ban by an independent valuation hum. - issuer, gper Wal palm( or sponsor estimated verist it ant are suppled tote Fin bylaw issuer, general partner or sponsor and may be cakulated based on deferent inform aton Nan Steed by 'bed pants to denve their Seined values. - You can obtain addle id Somata. regarding the meteadolagd used to determine the estimate of value ad the date of the HOrrnation that is the tons kr the estimate by contacted your Famnoal Adept - Third party eslinaled dams may be reflected at 'Not priced' in several Muslims, when an rdeperdent valuation fan has not stoned a unable to assign a vale, when we become awe that a material event has owned that may call a pritvisusly reamed vale tact guation. a Wen a value would be highly speculative due to the nature of the warty. - When sits an issue, general partner a sponsor estimated value nor a thedstrty ettirnrded vela is ;raided, the value of the scarily will be diffenrd from its arches, price. - 'Distributionsto date' may include rain of capital, nose Urban. - 'original unit size • rePretentS the raid Wring price per tend and my not idled war cost base. - DPI and Lnktal REIT 'earns arena listed on a nark al washes achange, and re ninety Sapid and *vend they can be toed, tw ark* received may be less than the per share estimated vale provided n the accost statement. • Rearkted entities Restricted seuritin grisly we rot windy Pliable kr public sale. UB5Finapial Services uses the market price of the unrestricted stock cd the same issuer as an imputed value foe the restricted stodc For au/passof this statement only To the extent that revrined seamen are eliabh ler nice, the vat. wend may be obstantalY less Menthe nand value town • Ese. lesteneted) Irk current Welds and rate An *distal* ol meal kr* is bawd an assert *Wad ad interest rats attuning tie parkin will be held for one year from statement date or Lai maturity. This estimate is one/ a guidelne, accuracy ad continued income are not "manned - based arnal hose and curvet yield for certain Imes of searkies could include a narks of principal or captal gains in which one the est income fa-dourtera yield would be overstated. - Estimated anal none and anent yeld and the anal iron and yield mite be lower a higher than the at/nen mounts. - An estimated a-ruaked income (diedend meta interest) divided by the current maket velegaveage balance is based on the lest dividend or Merest payment made by th• tour and assures tie secansrdeposks will be held for one year from Be statement date or until maturity. Accuracy and continued reld ere not guaranteed • Anne net held by UBSFillellaill Services. Certan sets an not hell by the Fim ardna within the Fern's possession or carol. These assets re (Splayed on yea statement for informational purposes only. Positions and values presented we prowled by the inure fern UPS Franca Stnatel not responsible for this idarnation and does not guarantee es accuracy. These assets ye not protected by 9PC or the fats supplemental SIK caper. • Revenue *wing and national ampereetien. - h stlian to arnmesins o sales a-cl 126.1 tees rased Pi comedian wth the *Swan of mutual sad to our dents VI* ardor our affiliate receve revers/e shario mamas from &tauten anchor advisors of the maul hat that we sell It... armoire are based on no different conprentv the more of sales by LES of a particular nodal hard family to our <lents; and GO the asset vela of a particular mutual lent Irma/sternheld at the inn - We ardour aft erase also receive retw orkigad amebas processhg fees in consi*rattrif or transler agent services tat we provide to the mutual funds. Those feet gereraly so paid from investor ants h the mutual fund and are a feed dollar arrant based on the renter°, scants at the broker-dealer toldng meal Itrds of that fad randy. - h addition to commeskne received in connection within rat a cfetributiln of annuity ccedracts and CONFIDENTIAL Len investirem oust units tow dents, we alder OS alike. receive (OWLS Jeri-9 corronmatien from many of Ike instance companies upbringing the entity anracts. ablates of the insane compares or sponsors of the vet investmem e-usts we daribute. — Our ifiliatec aka receive trachrg corrrnivans rd otercompensation from mutual funds ad inura-co canaries whose products we *Suit — We receive an efface' I ee from Les Bank USA and LBS AG Stamford Bunch of pow 525 pa =an sweeping to the banks ender the LBS Bari Sweep Program. Activity Information regarding common:re and other charges incurred in correction well to newton of tads, including option transactions has been included cn confirmations previous)/ furnished to you. and MI be provided to you pranptly on recpest. Short ening If you are engaged in short selling a securky, you may insure charge due to certain tarawi-g costs kr that patio err sense,. open widens Regarding OPin or 'gxd-tilLcancellecr ceders tat were not executedbythe statement date, open buy and se/ stop orders re reduced by amount of drink/Os orriges on an ex-dada-a a ex.ritin date unless instnetod Semis* by you. You are remonsble ke orders that .we mauled tie to your failure to cancel Rioting open odes. Privacy To obtan a copy of as curtain Client Privacy Soak please contact you FivincialAthiscr or visit err wetsite at wwwnhireineniannotre. - LEG primal Senices lira a bank. the RMA, Business Services Account RSA and IMA an Paden accounts which pack access to barking service trough wangements with offend banks and od-er ted-party banks. and provides access to reurarce and annuity prodacts issued by waffle/Jed thiparty nuance companies trasfri instance agency saicideries of LES Financed Spices Inc. - lwatment inura-ke, rd amity prcdacle - Not FDIC inured• lb bank guarantee May hose rate - WA. eesarce Management Account, Banns Selman Account BSA. IRMA and nterutional Resource Management Accent are registered service maks of LI3SFinardial Services hc. - VISA is a registered tadernakomed by Visa Manson Serra Association ad used Lake kens* TS UBS Vita credit cads ard Us• UBS Vea den oar.* are issued by UBB Bar* USA with perrnisan from Visa U.S.A. Ircorporated. AA otter tradernaks, registered traisenuas, nuke maks and tegatertelsenece rinks ale of tier respective mrganes LA35 Financial Services Inc. Rev. 701612 SDNYGM_00025327 EFTA_00135947 EFTA01277180
tfltUBS U85 FManCol Services cc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-0002 ANP70036758430I17 VI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your linancial Advisor. SCOTT STACKIAANILYLE CASRIEL r>^^, e Questions about your statement? Call f0Jr Adv,i0r Of Il.t? Resourceline at account Malt our webdte: www.ubstomffinancialservices Items for your attention , Help protect ycJn..."If horn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepoet.com. Value of your account Business Services Account January 2017 MAX FOUNDATION PO BOX 308 TEANECK N107666-0308 on December 30 (1) on January 31 (9) Your assets 3,238.24 3,238.24 Your liabilities 0.00 0.00 Value of your account 13,238.24 Tracking the value of your account 13238.24 7,2382 5,238.2 3,2382 32382 Dec 2014 DtC 2015 Dec 2016 /an 2017 Sources of your account growth derive 2017 Value of your account at year end 2016 Your mestmmt return Change in market vague Volme of your accetat Golan 31,2017 SDNY GM 00025328 1323824 50.00 $1238.7.4 Member SIPC ANP700020C0679043 NP2000088990 00001 0117 000330000 Y123661150000000 Pegs 1 of 6 CONFIDENTIAL EFTA_00135948 EFTA01277181
UBS Business Services Account January 2017 Your account balance sheet Summary of your assets Value on January 3i a) Percentage of your account A Cash and money balances 3,23&24 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $3,238.24 $3,238.24 100.00% Account name: MA' 4: &TEC% Friendly account name:MAX FOte/DATION Account number: Your current asset allocation A Eye on the markets Index Percentage change January 2017 Year to date S&P 500 1.90% 1.90% Russell 3000 1.88% 1.88% MSC I - Europe, Australia & Far East 2.91% 2.91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20% Your Il sandal Advisor- SCOTT STACK MAte LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 31, 2017 3-month Treasury bills: 0.51% One-month LIBOR: 0.78% srP20002000629844 NP 700006998000001 Oil? 000030000 Vi 23661 550 C0MYGM00025AP 2 of 6 CONFIDENTIAL EFTA_001 35949 EFTA01277182
SUBS Business Services Account lAtkiry 2017 Change in the value of your account January 2017 (1) Year to date (I) Opening account value $3,238.24 $3,238.24 Closing account value $3,238.24 UBS Bank USA Business Account APY Interest period Dec 7 - Jan 8 Opening UBS Bank USA Business balance Dec 7 $3,238.24 13,238.24 Closing UBS Bank USA Business balance Jan 8 13,238.24 Number of days in interest period 33 Average daily balance 13,238.24 Interest earned 10.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Fioncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Pnmary - Moderate Investment eligibility cuuderation - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Pi nandal Advisor: SCOTT STACK MANNYLE CASRIEL SDNY GM 00025330 AMP 7C002000679845 NV7003068980 00031 0117 000030000 Y173661550000000 ►age 3 of 6 CONFIDENTIAL EFTA_00135950 EFTA01277183
*UBS Yournotes .....................,,....,23.sso,,,,, ,,,, ,,,o,,...a a 6 CONFIDENTIAL EFT,00135951 EFTA01277184
*UBS Business Services Account January 2.17 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some proes, income and current va ueS Onn May teapproxiMble. AS a itiult, galas dnd tOsses maj nol be &curdlely refkcled, see knporunrinsomefron about your statement a the end of the document for more infornanon. Cash Cash and money balances Cash and money balances may include ayalade cash balances, UBS Bant USA del:O9t account balances, UBS AG SlaTIOrd Branch &pout account balances and money motet mutual fund sweep balances. UBS Bank USA deposit account balanes are insured by the WC valhn aqiiceole limits, bul are not protected by 9PC UBS AG Stanford Branchdeposit account balances an not insured ty FDIC and se not protected by Silt Money market sweep balances are protected by 9PC but ae not insured by tee FDIC. See the important information about poor statement at the end of this document for details about those balances. Openng Wen« Clonng biaxe het per there Average Hddng on Jan 1 (S) on ran 31 (S) on Jan 21 (S) rah, UBS BANK USA BUS ACCT 3,23824 3238.24 250.00000 [Stridence Interest period Your Fi vandal Advisor: SCOTT STACK14414LVLE CASRIEL ban n period Cap amount (I) Your total assets value on Ian 31 (5) yder Percentaaraf COST Earnated aCCOunt basis (S) annual income (5) UmeatZed gain or losS (5) Cash Cash cad money bakillan Total $3,238.24 100.00% $3,238.24 3,23814 100.00% 3,238.24 SDNY GM 00025332 ANP703020C0679847 NP7000068990 COCCI 0117 00C030000Y12366i 550000300 Pegs S of 6 CONFIDENTIAL EFTA_Of1135952 EFTA01277185
*UBS Yournotes .....................,,....rmaa,....., ,,,,, . 0.,... a a 6 End elstatement ...wow, nurribm CONFIDENTIAL EFT,00133953 EFTA01277186
Important information about your statement U3S Fiuncial Services Pc. (the Fern a UBS Finarcial Sanibel). is a merrier of all principal washy, ccmrroday and options exchanges. UBS Financial Seniors and LES Bank USA we i-died subsidiaries of UPS AG and affihaes of (BS Smitten La. The Fists I refloat staternert is available upon rectest. The Funs exeunire afros an at: LOS Fina-cel lances 1200 Harbor Boulevard Weehawken, NI 07086 This Statement represents the °thy off icial record of you. IBS Financial Services account. Other records, tweet official ta<dxunents. contanng conflicting daa should not be relied Lan II you beam* there is an error a omission. plea.. report it immediately n writing to the Branch Manager of the office wvrg )our accocnt. Alltaip a 'ivies Moon re Mended to be amine, statement ditatkukt not be wed for to ovum's Rely coley on yethend tax krms, Ge , Form 1099.519t 10425. etc ) when Drepathg your lax return. The Finn required by law to repcn to tie IRS enterable dividends, mportabb rantaiabb clatiihna and Ludt rderea caned en fatuities held n your account net proceeds on see tranactions, ad on basis on certain covered secants. Caverwriketkma with ter Firm • Please reconfirm any owl cormuncations in wring to further protect your rites. indudrg your richt under the Seo_elies Imestor Protection Act (SPAT • If thefinancial intitution cn the top left of to front of this stamen snot LBS Fnutria Services, LBS Financial Semites carries you basun as during tinker by arra-gement with the ideated institution We in you of this relatcnshio what you opened this accost h the cast your tu-a and washes tre boated at UBS financial Services and rot the intolaceg broker, rd you neat make a repcm of at error or omission to be& firm. As described the account agreements, youmust no* w of at errors or teed &obey chedcs reflected an your staterrere Winn 30 days alter It was mailed or made available. All staternints shall be deemed complete and accurate in all other respects if not objected so in venti-g wthin 60 days • Please died ostomer complaints or rattiest° tee Firers C lent Reborn Oepatnent at 201.352.1699 cr tolls* at SOP.3M-9I03, 8:03 A.M. to 6a/ P.M ET Monday through Friday, or in vary -g to LOS Financial Services ht., Client Relations Depatnent, P.O. Box 766 Union Coy, N 07037. • For TTY serwes Call 044-612.0986 o. from *Ade the US.: Ca1201.352.1495 • In caw of errors or cunt ens abnA an electronic funds transfer (EFT), BS Visedthit card Transactions, ot wile to UBS Financial Semites M., I Herta let, 6th floor, Weehawken NI 07086, Ann PadArt364 Stevan Cal or mite as soon my& can, d you chit you statement a receipt s *rag or if you need more ilormatin atoat a turskr on the statement of COMO. 1110 Firm or Card esker (as apple/bk.)must her IroMyOu no later than 60 days after the fens on you the list et atallent on which the ems or Problem eawand. - Provdeyow name and accant ritariStr OF any/ - Cosabe to error or tie trawler you an inure about, ad pawn as dearly as you can why you believe d is an mu a why ryas need more Samaeon - hoed. the doles anent of to suspected era. The Finn or Card Issuer wil itestgate your complain and will correct any error pemptly. For alleged errors inoNnq UBS debit ca-dtransactians if we take mote than 10 be inns days to dotes, we MO credn you moan for the amount you think 6 in error, so that you wit have the use of the money dunng the tine n takes us to complete our investigation. Please mike all checks payable to the Finn or the laws& instthnion notated on the eon of the itesman In addition to nrgirar account lees, 0110111K may be abject to mai-donate tees. chews for bte permit is securities purchases and charges /or unpaid amounts n cash ace:Ants Accounts that we tansferred to other instneons may be subject to a Vander tee. UBS Sweep Options 1.85 offers options Ice sweepig cash balances, balances to bat deposits at UBS Bat USA and LBS AG Stamford branch (BweSweep ProganW, mew/ muluf mutual bonds Money Firdc.)and the Interutional Deposil Accowit MAX or customers with an International ninon Mana;emer4 Account. Through the Bat Sweep fragrant cash balances we swept to LBS Bs* USA up to anestablished lank ad then to UBS AG Stanford Bach or a Money Fund. Deposits at LBS Bank USA we FIX intend in accordance whh FCC nibs. For more inf ovulation preen wit wmvklic got Depose A WS AG StamfordBranch ad shares of MoneyFlu& are rot nosed by the FDIC. Through tie OA, araildole torah, balaces we swept to depose darns al UBS AG Newark Branch and LES AG Cayman Branch These deposits are not routed by the Ft< . Baines held at ter LEIS AG Carson Wench are tempo-ray .,posed to the coverer rick of the Calmat Max*, and there ism generate or other clagation of UBS AG to repay to bins '4 '4 °nthe LBS Cayman Branch's books. Deposes at LOS Bark L6A and each UBS AG Branch are rot protected by 51K. Money Fond shares we protected by SIPC. See 'S. Elm's& Services &cant Protection' below Upon your reqUeit, balances n Ute Sara Sweep Programs or DA may be withdrawn and shares of a Maley had may be ligaidated, and the proceeds returned to you or you wardens =aft Futter kiormation about available sweep °peons, nclairg current interest rates and yield, s mailable al vemv.ubscardweeppelds, from your Fnancial Advise a by calling e30462.1000. Let financial Sweetie 'canoe protection The Tim is a member of the Stu Aim Mesta notection Corporation (9K). which protect wanes scow-to( its menters is to 5500.023 (including 5250,000 ice dains for cash). The 51K asset protection limit apply to al wawa that you hold iv a besieges apnea. The Finn, together wen retain aria:an ha alto purchased suppkwental protection. The marinum mount paid* to al ekgble orients, col/dwell ender this protection is 1500 trillion as Cl Decanter 10, 2016. 9bect to the poky sections ad IMtuttons, cads at the firm is further protected for up to Slit million n the. Were for ellen accounts held in ape-M.4er cwacity. Atoll apy of tine poky wading is mail** won request. The SIPC protection ird the applermntal protection both do not apply to. • Certain financial assets controlled by (and inclad your account value) but held away from LOSFine-owl SOW (* 9., certain 6) cash at LOBS Bali USA, lig cash at (BS AG U S.brard-in Gi0 roan* prockacts. including variable enmities, and 0e) Warm of Mutual funds where such shires are registered dredly n the name of the account holder an the books a-C records of the applicable Muer a Order agent), • Certain nvestmerd contract, or investment Wrest (e g.. limited partnerships ad private placements) that we rot regetered under the Securities Act of 1933; and • Commodities contacts kg- foreign excharge and precious metal contran0. includrg fumes contract ad commodity option contracts. The SIK protector and Ite suppkmental protect:n(10 not apply to these assets mend theyWe...he appear on tar statements. The WC protection and the Applemental protection do not protect against changes iv the maker vale of you. investments (*tether as a result of market movement. issuer balcruPtcycr Minimise) More informstion is avalabb wan rewash You may obtain more hformation &ow SIK, inckiding the SIPC Dutra by contacting SIPC at 202-37143C0 or by esilig the SIK wage at www.sycorg Dividend Reitymement Program WNW) The price reflected is an average pia You my obtain the dual pie ton you Fnancial Myles. Orly whole shares are purchased under OR it partial shares will be soli and the cash wit be deposded in your mcount The &tidied iernestmene once swelled by the mow may 6Rafromthe market woe at *Fiche the partial shares we sold Castaylime Coy whole units may be held it year moan. if you we entitied to a pthill unit as a result of a &Mord paymra or ohenuise, the Firm will ether sell partial units at market pie or accept an amok& determined by a regetered cleating agency, and credit you accord. Investment objectives The neilment objectives ad risk profile we speck to each account and may soybetween you mains. hese advice the Firm plalpfk• in wasting 01 try tiwakent change in you' financial siteten a CONFIDENTIAL invesuneM objectives. For each ACCCVM hell you chow one of the kolbwrg investment objectives: • FIoduce Comm Income: emartivitros seeking the general:in of :tome any. • Achiew CWWWAPPrecranon: Investments seeking growth of pmcipal rather that the gereraton of income. • Prodism Combination of exam, and Capita( Aporniakin Investments sedikg both the generation of room. ad (r owlhof Overall risk profiles • Conn...awe Seeks to monism in prixest with low de ard wIstilay to the aware owat even if that meths the accoue does not generate significant income a retire at may Oa keep pace with • Moderate VANN to accept some nth to pinopal ad tolerate cane vetaltity to leek hi2her Mum,. • Agin:sire :Willed to accept hit, risk to prindpal a-d hit volatility to seek high materna Mer time. • alinement iasobitity Consderation: g selected a portion of the portfolio for that account may &lode complex strategies, linked liquidty and rater volatiky. StatemenrhousehoWne We may consolidate al related account statements with the wine address in the same envekpe. e g. because they haw tonnes whew also maintain jon1 account reinionshis vett other dents at the same address. if you prefer to receive indiedual statemwds mailed it separate antelopes, you may &dee householdfg by ceding your Financial Advisor Friendly accetait name The Friendly account none is a cuslandable nvidcriene' chosen by you to assist you withyour recadkeeprg has ro legal effect al your account Yee can Thing. your Friendly account names. though Online Sersithl by contacting ear F hancial Athisor. Among overview • Vail* of you accountreanYola Net of assets and • Assets Includes available cads balances. vales for restricted secure, (est ), and GlobalTine Deposits, unrealized marls to awful, andcaftan assets not held by the Fen. Does not include worked meatiest/nuts at the end of the prior and ammt easement period., or private iniesawnts invested stock options and mercesable stock options • Ciabikes hacks debit Waxes, oAsta-di-g margn lea credit line, shod account balances. • Cailaosoney balances. Total of uninvited amiable cash balances, pis depose balances at UM Bank USA, UBS AG U.S Bathes ad moneymaker mutual fu-d sweep balances, at to daze of to statement period. Non-commodity free cede balances in yaw accord me not smyegated from other balances and the Fim may use any of these f yds in the ordnay cone of its buskins These funds we payday upon your demand. This total is ncUded in the arrent period closing vale. SDNY_G At.0002 5334 EFTA_00135954 EFTA01277187
Important information about your statement (COMMIS) bending information Fa drialed intimation cri the Finis lending rakes and *clown. refer to rut Client Relato-aire Agreement or Accost Agreement ad the General Terms and Conditions. ISIS Statement of Credit Practices available in Ageeemeno andDisclosurn jury uhscamtarretintefirrimnras. Yew deests Your staemem itemqes wcurites ad other assets held tithe award at the end of tie staternere period. You may at for dreary of tut? pad Tariffs any time. You mat receive securities wed as loan collateral afar paying any balance S. cri them. Any securities transiened to the Fin dreg the statement period are lined at market vale a of the end of the stamen period. • raw bale. In caternning the cost basis of tie Tariffs included in this statement where indicated vet the nutter 'I,' L66 Fhancial Servkes has relied on information cbtained from sources other than LABS Fhanual Services, including nformstion Iran another fine a that you may haw ;caviled to you., Fina-cial Adoisor. The firm does rot independently veal tr garnet the a way or %Say d any ire ormation provided by souses other thin I-E6Fhunial Semites. h addrten ablaut'. WS Sinned See/ices rawly updates tic alternate:nes il is received, the Ann does not provide arty assura-ces tat tie hionnaicn under 'Cost bases' and "Unrealized gent loss' is accurate as al the date of this statement. As such. please do rot reaa on this edanution lo make Istecluse or sale decisions la tae PaPoses or otherwise Accounts transferred to the Fine may reflect gar/loss recematim only for the period cil tine they ere held at to Pim More hettorical Hama tri can be aided ba tar Fine-cid Advisor. • Unrealized gains/basses When data is estmated uteaked sundresses are calculated kr ninnies! sear ty lots the (inaction data for edvileal Ion may or may nee reflect canmistiont, charges enact security reorganizatiw events. Dividend and oterreinvreitment lots id vestematk puchne bb are each combined to diaday ore swaged lot The 'Trade date colsnn presents the agiul Vansaction trade date. • Callable seturities Bonds and preferred stock that the issues cats for wit redemption veil be selected Moorhen, by lot Iran antrg all smarties of tat ewe held n our name ce n nornew name foe otr dents Call tease nformation is obtained from third patties and its accuracy snot gasanteed. Other call teases may enst which owl] affect yield complete manna on will be monied upon request • Gittikatas filfdaPesje (iDa). (Os are FDIC nstred is to 5250,000 n principal and accrued interest per deposes std w deposrtory institution haCCOatanIe with MK n.M. • Prim/value Prom displayed for securities and ate? products may be higher or lower than the Price that you would attualy receive in he market. frkes ere obtained from wines hid party sources *hit we believe to be relent., but we do not marancee their accuracy. - We general/ use tie closeg once when rola* cr the mean of the bid ad ask prices for lined Toadies aid caters or or bad prices nor OTC Toadies. - Less actin* traded securities may be priced sung a valuation model ate mon recent price we cbtined and may not reflect al actual market price a vatic - Cenan tuatara may appear whom a price ad will tow es • rice was not avalabla• if we an v./lab'e to obtin a victim a tensity. - Deposits or securities denominated ereurrercies other than U.S. dollars are reflected a the Tatunge rate as of the statement date. - kr certain waritin twang in nomconf ormeg denombutions price ad quality (face vale) may have been adjusted to facilitateprow valuaion. To cbtan went quotations, when nitb, contact you financial Adviser. • Private inwevnents and .tsuend products. Mate riven:nen sallies (robing drect participatim program id real estate investment bun wastes) and struckhed product are ratably highfr /Wad Certain strixtwed ;masts be not been registered with to Securities and Excha-w Conmissitn or uncle any state securities laws. We provide emanated vales ler private investment mutes ardsbuctured products for edamatcrul Ivispows crib. Actuary Ina guaranteed - These values may differ sLbstantialty from vets, if any, at which a prevale int security cr structured product may be boughl or sold and do not necesurifr represert the vela you may receive won liquidatcn. - Third party eninaes of vela we a of a cenain date ad are supplied to UBS Fnacia Servkes on a regular bash by an independent volution Inn. - Issuer, gonnapaint. or sponsor estimated tales, it ay, are applied to the Fim by the issuer, general partner or sponsor and may be tabulated based on deferent information tan thawed by 'bed parties loamve their stemmed values. - You can obtain acklificnal iicematim regarding the methodology used to determine the estimate of value and the date of the a-formationthat is the base; for the estimate by contacteg your Feenoal Advent. - Third party ennuted vans my be reflected as treat priced' in several Tuatara when an edeperdent valuation tint has not supieda 6 cable to assign a vas, when we become ware that a material event ha *coated that may call a prereously repaid vale nap question, ce Wien a value would be highly speculative due to henature of the scum*. - When niter an issue, general pause or sponsor estimated valise nor a thedpeny estimated vale is provided, the vale of dm nosily will be different Iran ifs reschase Price. - 'Distributions to date' may include rain of capital, arcane or both. - 'original unit size • represents to ndol offering rice per and and may not reflect your cost base. - DPP and bnkrted REIT seariws are not listed on a national washes exchange, and are "natal& illiquid and even if toy can be soli the price received may te less than the pee tare estimated vale provided n the accost statement. • Reetikted solties Restricted acuities gentealfr ate rot (unwire, eighle for public sale. CBS F11111631 Services uses the market price of the unrestricted nods al te same issuer in an Mooted valuefix the restricted stock ifor purposesof Misstatement only. To the extant tut rosakeed Tales are eligbb ler sale, the vale mutated may be sabstantialfr Ins Oland.* trailed value town • be. (urinated/ Warm. 0111.111 yields and retire kitten/I< of antral insane is bawd on cunent dadderd ad interest rates, 'tuning tie secure:es will be held for one year from staement date or Leda matuvity. This retinae is one/ a gudelne, accuracy axl continued income are not guaranteed - Eltirrated ernal Mane and curiae yield fa certain yes of searitin could include a retun of principal or capital gals in %With ewe the en. income (ad cumin yield would be overstated. - Estimated area ewe* and crane* yield and the anal icon, and yield Illicfrd be IONS a higher than the Ttinatedaraunts. - An estimate of a-rualqed income (dividend stet,' interest) divided by the curent mate valuetaveage balance is based on the last chard or :wrest raiment made by the issuer and assures tie searbasrdeposis will be held foe one year torn the statement date or until manly. Accuracy ad contelued yield at not cuaraThect • Assets net held by TBS Financial Services. Ogden assets are not hell by the Fern adnoe withh the fern's possession or ccntol. These assets are climleyed on you statement for informational purposes only. Positions and values presented are provided by the iskirg lam UBSFruncial Stnntel not responsible for this ilormaion and does not guarantee is accuracy. These assets are not protected ly 51k or tie Feints supplementaISIPC comsat. • Revenue Marino and additional ccenparnation. - h at:Mont° cornmisews cn salts a-d 126.1 ties receeed ncomectew with the distriaacn of mutual bra to our dents Y.* ado( our affiliate receive raven* sharig wawa tan data uces man advisors of the mitual find that we sell Brew words are based on two different comporentv the wort of sales by LBS of a particular nodal led family tool" dents; and CO to asset ale of a particular mutual led lanai's tures had a to fern - We ardour affiliate also Keene mew:eke-pa-4 onnbus processing fees in consi*rattrif or transfer agent services tat we provide so tie mutual funds. Those fen generay are paid from investor assets h to mutual fund and are a tired dollar anoint based on the renter of attoures at the broker-dealer boldng stud lu-ds of that fird randy. - h St:onto commissions received in connection with the sale et detrantian of annuity cancans ad CONFIDENTIAL tat investment oust units to out dents, we radar OS itikate wave COWLS shariv complication from may of the narance companies irchrmiting the anger:innate,. Abaci of the Nuance companies or sponsors of the at investmem hats we daribute. — Our Milian Ara receive trading commissions ad oter compensation from mutual funds ad Muncie compares whose products we dstriaile. — We receive an astral lee from Les Sank USA ad LBS AG Stanford Bunchof To to 125 pee accost sweeping to the bmks Leder the LBS Bari Sweep Program. Activity Information repaving commescre and otter charges incurred in correction with the newtonof Fade, including option transactions has been included cn confirmations previousfr furnished to you, ad will be provided to you prorealy on regent. Short King If sou are engaged in short selling a security, you may incur a charge due to certain taroweg costs kr that palioalar 'eases. Olean oedema Regarding Men or '9:cdtilkancellee ceders tat wire not executed by the statement date, open buy and set stop crobrs ate retired beret* amount of dividends orritits on an ineduiderck a fealties date unless instnated °tends* by you. You are rowonsbk for orders that ate moiled die to your failure to cartel Pasting Wen Sees. Privacy To obtain a copy of as current Client Privacy hake. please contact yon FivencialAdlisor or visit out nettle yanw net remInnie r weir v. — LEG F nancial Semites area a bank. The RMA, Business Services Account BSA and BMA are brokerage accounts which panda access to ba-king cervices ad Pradacts trough arangements with affthated banks and od-er tad-party banks. affd provides access to Mura t. and amuity procticts issued by Loaf f bailed thidparty angora companies frost, inasain agercyabsidories of LBS Financial Sentes Inc - hvestment, iburarce. ad smutty prctirtv — Not PDC rsured• lb bane. guarantee May hose vale — WA. Resouce Management Account, basun, Service; Account BSA, IRMA and nterutional Renown. Management Raoul .7 registered service mats of LI3SFerancial Senates to. - VISA is a registered tadernals mined by Visa hternalonal Suite Association ad used under 1O11114. The UBS visa credit cards ad the Its sea debit cards are issued by 1185 Bare USA with remission from Visa U.S.A. Ircorporated. AA other tradernaks, registered tracbmarks, sake maks and regetered *nice maks are of ter respective cremates IRS Fnanceet Services Inc. Rev 201701 SDNY_GM_00025335 EFFA_00135955 EFTA01277188
(SUBS U85 Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70006295670217 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your N nancial Advisor. SCOTT STACK MANILYLE CASR1EL Phone Questions about your steamer? Call your Financial Advisor or the Resourceline at account Msit our website: lwiw.ubs.comifinanciatennces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from viww.annuakreditieport.com. Value of your account Business Services Account February 2017 MAX FOUNDATION PO BOX 308 TEANECK NJ07666-0308 on January 31 (S) Ca February 28 (I) Your assets 3238.24 1,488.24 Your habiltlieS 0.00 0.00 Value of your account 33,238.24 Tracking the value of your account $1,488.24 $ __a_ 3.2351 3,1392 1,4892 Dec 2014 Dec 2015 DK 2016 18n 2017 Feb 2017 Member SIPC ANP70002000679567 NP7000059748 C0001 0217 000O3C000 CONFIDENTIAL Sources of your account growth during 2017 Value of your account at year end 2016 Net deposits and withclraNab Your MeStnent return Change In market Mu. Value of your account on Feb NA 2017 SDNY GM 00025336 4323824 -31,750.00 40 .00 SWB.24 Y123661S50 00000) Page 1 of 6 EFTA_00135956 EFTA01277189
SUBS Business Services Account February 2017 Your account balance sheet Summary of your assets Value on February 28 (S) Percentage of your account A Cash and money balances 1,488.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,488.24 $1,488.24 100.00% Account name: MAX FOUNDATION Friendly account name:MAX F ATION Account number. Your current asset allocation A Eye on the markets Index Your n spacial Advisor- SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. VEI5 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the Last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% Percentage change February 2017 Year to date 3.97% 5.94% 3.72% 5.67% 1.45% 4.39% 0.67% 0.87% ANMP)200362955$ NMX0059748 COCOI 0217 00C03C000 YI 23661 950 COapteGM000253/31ge 2 of 6 CONFIDENTIAL EFTA_00135957 EFTA01277190
*UBS Business Services Account L..ii , 7 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. February 2017 (11 Year to date IS) Opening account value $3,238.24 Withcfrawals and fees, including investments transferred cut -1,750 00 $3,238.24 -1,750.00 Closing account value Cash activity summary $1,488.24 $1,488.24 Ste account activity thi; morahfor cloak Stances in your Sweep Options are indudedin the coring and closing balances value. FDIC insurance applies only to deposes at uss Bank USA, Iron to deposits at UBS AG. %view Karen or bank deposits paced toroogs the UBS InternatOnd DePOYt ACCOunt rogam. SIPC ProteCtiOn smiles to money market sweep fund hCdclIn0S but not bank ckpOsilS. Seermportartt lciaarinatton abOot your statement CA the laSt two pages tr INS document for deters. February 2017 a) Year to date (I) Opening balances $3,238.24 $3,238.24 Subtractions Other funds debited -t,75000 -1,750.00 Total subtractions -$1,750.00 -$1,750.00 Net cash flow -$1,750.00 -$1,750.00 Closing balances $1,488.24 $1,488.24 Your lined,/ Advisor: SCOTT STACKMANf LYLE CASRIEL UBS Bank USA Business Account APY Interest period !an 9 - Feb 6 Opening UBS Bank USA Business balance Jan 9 $3,238.24 Closing UBS Bank USA Business balance Feb 6 $3,238.24 Number of days in nterest period 29 Average daily balance $3,238.24 Interest earned $0 .00 Annual oercentaae yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your retum objective: Capital appreciation Your risk profile: Primary - Moderate Investment elvg betty consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025338 AmP700020C0f29569NP7003059748 COCCI 02I 7 000000000 717366ISS0000000 Pap 3 of 6 CONFIDENTIAL EFTA_00135958 EFTA01277191
*UBS Yournotes ravoonocansmmoommoommGcaomoomyms.ssoGG..GG.......•as CONFIDENTIAL EFT,00133959 EFTA01277192
*UBS Business Services Account February :CI' 7 Your assets Account noose: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some prKeS, income and current vaues ShOem may be Epp!OxiMene. AS a telt& gains aid losses may mil be accurately reflected. Set Aperient intomnoton about your statement a the end010'es dxurneM fOr more infornmon. Cash Cash and money balances Cash and money balances may iodide avaltilecash balances, UBS Bank USA deposit account balances, UBS AG Staniord Branch deposit account balances and money market mutual fund sweep balances. UBS Banc USA deposit account balances are insured by the f DC %Men acalatee limits, but are not protected by SIPC. UBS AG Stanford Branch deposit account balances an not insured by FDIC ared are not protected by SJPC Money market sweep balances are protected by SPC but are not insured by the FDIC. See the important information about 3our statement at the end or this doctoront for details *out those tSances. Nddng Cash WS BANK USA BUS ACCT 3,238 24 3238.24 250.000 00 Total Opmng Warne Closing biome ence per din Average on Feb I (S) on Feb 29 (1) on Feb 28(1) rate DnidenclInterest period Your II nandal Advisor: SCOTT STACK MAIILYLE CASRIEL Days in period Cep annual (S) 0.00 -1,750.00 Your total assets 6323824 51,48824 vaue on Feb 28 (S) secernage of Cost BIMated unieffizea your &Mont basis (1) annual imbue (S) gain or loss (1) Cash Total $1,488.24 100.00% $1,488.24 Cash and money balances 1,48824 100.00% 1,48824 Account activity this month For rnore informaion about the privet value shown for restricted securities, see Important information about YOur Quantity/ Date ActiOty Description expense code Face value Jan 31 Cash and money balance Feb 28 Withdrawal FEDERAL FUNDS TO Marks Pa neth UP AT SIGNATURE DANK PrIcOValue (1) Cant Cash and amount (S) money balance (I) $323824 -1,750.00 1.488.24 2$ Oosing cash and money balance $148824 SONY GM 00025340 ANF7C0020C0629S71 Nen203059748 COCCI 0217 DOCC00000 Y12366I SS0000000 Pegs S of 6 CONFIDENTIAL EFTA_00135960 EFTA01277193
*UBS Your notes ...,.....ss ,"....ao”,.... az,,............G. G. .02_,...9. 6 o1 6 End of statement for account numb. CONFIDENTIAL EFT,00135961 EFTA01277194
Important information about your statement Financial Services nc. (the Firm of UBS f nada! Strery0, is a merrier of all principal warily, ccmrrodey and &tin exchanges. UBS Financial Seniors and CBS Bank USA re i-diect subsilenes of UPS AG and *fibs% of U3S Skulks LLC. The Fim's I hanoal statement h available upon regkest. The Fitm's mos% chin ere at: UBSFinricel Seven It. 1200 Harbor Boulevard Weehawken, RI 07086 This gatemen represents the ong official record of you CBS Financial Senates account. Other records, e,cept official to. documents. contanng coniliong data 'hosed not be relied wan II youbelieve there is an ea or omission please report it immediately n writeg to the Brandi lianaotte of the office servals/ your accant. Atece4' a truces shown re Mendel to be accurate, statement dila Ptak) not be wed kr In purposes Rely 'deg on yeaend tax kirms, (le Form 1099. 5498. 10425, etc) when orepamg your lax return. The Fite required by law to repon to tee IRS all Usable dividends, sport/kb roneaubb anima and taxable Peeks end on feCtaitiri Feld in you acme, net proceeds on see tramaclire, rd con basis on certain covered secukies. Ciatraratilatkna wit doe Firm • Please ewes( km ry oral commencatona in wee ig to further protect your rites, mriudrg your rites utter the Seo_rees Investor Protection AC (SPA) • If the financial Pctitution cm the top left of to had of this spume isnot UBS Fnaxiu Sweat, U16 Ftrancial Senices carries yeas =ant as clearing brisker by arra-gement with the rdcated insteules We informed you of this relationshio Weeny& opened this accost h the cast your kr& and metes at boated at LOS financial Serest and rot the Pitodecig broker, ad you met make a mart of any error or omission to be& Mo. • As deleted in the account agreements, yw rrust roily us of any ems or Baud Molting decks reflected on your statement within 30 days after t was mailed a made avalabie • Please &vane:tome complaints or i-cwries to the Films s C Fent gelatins Departments 201-352.1699 or toll-free at 800-354-9103, 8:CO A.M. to 660 P.M. ET Monday through Friday, or in twang to U65 Financial Senice lx,, Client Realise Doormat, P.O. Boy 766 Union Chy, W 07067. • A II strewn shall be deemed complete ad acacia. 4 not objected to in venting we %60 days • For TTY sauces_ CAI 844612.0986 or from Made the US: Cal 201.3521495 • In case of error, of guest rao abase n electronic fu-di 'antler (ETD f or card transactions, call cr wile to UM Fronmal &races K.. ma hid, ernesr. Weehawken ha 070%, Min PANAMA Serves' Cs a write as soon as you can, if you ihrk yes statement at receipt is weary or d ray need more inknnatcn tout a trawler on the statement or reset. The Film or Card Issuer (as akskable)mkt1 her Iromyou no later than 60 daps after the F rm um you the list statement on which the ems or Frcblem asoened. - Proved. your name ad swan matter (if ay) — Cesabe the error or the transfer ycu ere inure about, rod egoism as dearly as ycu cat why you believe if is nem or Mg Iwo need more inkrmation - Wadethe doles arrant of to suspected era. The Firm a Card Issuer wa imestyste sue ample& and MI coned ry error promptly. For alleged errors involving UBS Vice debit cad transact:so if we take more than 10 Ds ress days to dated, we will credk you* scant for the amount you the* is in error, so that you wR haw the used+. money dung he tine takes us to ccmplete our imestiption. Please mice all checks payable to the Fern or the Gum% insteution ndcated on tie barn of thk stearnent In addition to roper accart Ins, accounts may be abject to mantensce lees, chap?, for late papment kr securities purchases and charges kr unpaid amounts n cash accants Accounts that aw transferred to other instdAcns may be subject to a transfer lee. 1.1% Sweep Options 1185 offers options kr sweeping cash balances balances to bat deposits at UBS Bals LISA aid CBS AG Stamford Bench (Bak Sweep Brogan*, money metre mutual tads Gurney Fundftand the International Depose Accent (DA) fa Moms with an Hemalisul Rexene Managemer4 Account. Through the Bat Sweep Program% cash balances ae swept to MBank L64 to to anestablished tank at then to UBS AG Stanford Donohoe a Wray Ford. Deposits at UBS Sank USA we FIX hared in accordance with FCC tubs For more information Pease sort mweadic got Deposes ALBS AG Stamford Bran& ad shares of Money Fete ale not hared by the FDIC. Thresh the DA, cash balances we swept to deposit accounts at UBS AG New York Branch and UM AG Cayman Branch. These deposits are not insured by to PDC. Balances held at he UBS AG Cayman Sandi ate terporanly noosed to the sonnign rid oe the Cayman kin& and there is no ascent.. or otter obigsion of LES AG to repay the balanceswhilecmthe UBS Cayman Branch's books. Noisiest-858a* L6A and each UBS AG Branch are not protected by SIPC. Monty Fund shays ate protected by SIPC. See 'U% Financial Services Mont Protector,' below llpon your reqUelt, balances in tat Bank Sweep Programs or DA may be vathdramn and shares d a Money fad may be liaticialed, and the proceeds returned to yea-, or your Seardiel. accent Rather damnation about available sweep oohs's, ncleirg cutters interest rates and yields, d available at remtr.ubscorrimeepyelds, from your F meal Adviser a by calling 800762.1000. UN Fonarsiol Simko soma% protection The Firm is a marker of the 5ecualas Investor Protection Corporation (Sec), which protects SeOShies customer, of its mention kp to SSC0,000 ft-cLdi-g 5250,000 for claim for cas). %entry brother available upon WWI or at www sec. erg The SVC asset protector Imes apply to all smut tut you hold nap/lieu& capacity The Fen, togedner welt certain affiliates, has alto purchased supplemental inn axe The maanum amount peed* to al eigiDie clients, coleckeely knee this preection is 1500 Milan a of December 10, 2016. Skint to the poky crow& ad Imitations, cash at the Film isfurther protected for up toll 9 million n the aflegate kr aline accounts held in a °askew apiary. A furl copy of tie poky wording is aeiltle won request. The SIPC protest and the supPlomellal protection both do net apply • Certain f Moral assets controlled by (and troluckd n your account value) but held away from UBSFina-col Service. (e.g., certain() cash at UBS Bat LISA, fig oath at LOS AG U S. Vance.% Pift inseam products, including variable enmities, and 60 shares of Mutt funds where such shoes are registered drectg n the name of the accord holler an the books at recoils of the issuer a traefer agenft; • Imerstrrent contracts or rmestrrene teems limited partnerships and private placements/ test are not registered under the Securities AM of 1933; and • Competes contracts le.g, foreign exch.:rye and pesosmetal contracts), including futures contacts and commodity option contrach. The SIPC protection and the suppiemenul proteando not apply lo these assets send they otherwise appear on you statements. The SVC protection and the Meriennerealptotection do not protect agar& changes it tie market vat. of your investments (whether at result of market movement issuer ba-ftruptcy a otharveek Dividend Renvenmant Program (Offs/) the prke reflected is an sewage pee You may obtan the actual price kern you* Financial Advisor. Oros whole shares are purchased under DRIP; petal stares wil be soldad the cash we be deposited is you account The dviderd envesimert pnce stapled by the ewer may ciff w from the make price at mesh the partial shares se sold Otebrindina Ong whole wits my be held in par scant. If pea are entitled to a paid' nit as a mutt of a eviderd pairnent or otherwise. the Firm MI either sell patial units at market price a accept an amount determined by a tegotered chary agency, rod coeditper accost Investment objectival The rnestnery objectives and risk profile se speck to each account and masr wry between yell scants Please aim* the firm pronptg in writing day try-ilium &env in par fins-idal situ:Alan a interment &Salves For each moan held, you choose one of the f plowing investment objectives' • PoictioeCurenryncome.Insestments eatery the generate) of axone ing. CONFIDENTIAL • Amuse Canal Appfeciabon. Investments seeking growth d pmapal rather than the generation of income. • Produce CombrutiOn of MCO•te and Capital Appreciates Investments seeking both the generation of name ad growthof pixjaft. Overall risk profiles • Monsoon., Seeks to martian Mut pre pal, with low rok ad volatility to the accord owrat even 4 that men the accost does not generate significa-e income a roans and may not keep pace with infirm: 2n. • Moderate' Wiling to accept some Mk to pimple and tolerate me volatity 10 seek NOW return,. • Aggressive: Willing to accept hip risk to pincipal ad high volatility to seek high retums overtime. • Miestment apt,* Conseleratios t selene4 a portion of the portfolio for tat account may include corrplex strange,. Inked liquicky and rate,' volatiky. Staternant •hataawhelding• We may cornoldste at related account statements with the sane address in the same erreotpe, oil because thy have °inners take manta'n fora scant relationshis rah otter dents at the same address. It you prefer to mere individual statements mailed n separate envelopes, you may decline %unheeding by catty your Financial Advisor Friendly account name Me Friendly account mane is a custamable *nilmane damn by you to assist you with your rincedkeeping It has no legal effect on you. account You can than? your friendly account names, through Onine Services a by contacting you FhanoalAdvsa. Aaoen oireavive • Yaks of your aaountfportiolio Net of assets ad lithikes • Assets Includes available cash balances, wakes f or restricted seaway (est), and Global Tme DefeUtS, unmerited marts to market Andaman asses not held by the Fim. Does rot include unpriced wuritiekaccets at the erd of the prim and anent statement periods cr prreate Mestrantsu %stock options ad (Inroad* sloe options • Ci 'floes hoboes debt bales s, Wonky mar kills, aide lint short accent balance.. • Cash/money balances. Total of uninvested available cash balances, pkis de oat balances al UB5 Bank USA„ UBS AG U.S. Branches and matey motet metes' find sweep balances. at the claw of the asement period. Noncomodity free cm& balances in you want try not seregand from other baklava aid tat Fimmw use any of these ftrds tithe ordnay course of its titaness These funds repayable won your dean d. This total is no Lded in the anent plod closing vale. SDNY_G M_0002 5342 EFTA_00135962 EFTA01277195
Important information about your statement (OOMIMind) Landing information Fa detailed pnloinvloon ash the Fines lending ration and aclostra refer to revChant Retain-Mop Acreemcnt or Accost Agreement ad the Gereaal Toms and Conditions. UBS Statnnenl of Credit Practices avail/Me in Ageeenems andDisclocures a jure utareentemsureefitelne vet. Year as Your statement testes acuities ad other assets held in the attou-d at the end of tie statemert period. You may M. for d.Way ol fay paid sautes at erg time You mar receive seamitiec used as loan unmoral afar paying any betake der on them. Any securities transfused to the Fins dreg the statement period are lined at market via as of the end of the stunner/ period. • Cart berry. In detcernning the cost basis of the smokes included in this statement where indicated vet the number 'I,' LBS Fhancial Servkes has relied oninformation chiseled from sources other thanLES Frunual Semites, including nformstion from another him a that you may haw provided to you Financial Adoisor. The firm does net independently terry Or gammae the acaracy or vaday day irdonnation provided by oxrces other then I-E6 rhino/II Semites h addttiurs /though LES Firuncil Services gtrwary updates tub information as il is received, the km does not provide any asstra-ces tat tie hfcanatim ceder 'Cost base and 'Unrealized gal loss' is accurate as of the date of this statement. As such. phase do not reti on this item:don to make pare ate cc sale decnions. fa tee arases or otherwise Accounts tra-derred tote km may reflect gar/ loss nIcrmaticn only fa the period el tine they tre had a the Fent More hittorkal nforrnat al can be aided Mr mar Finarcia Artikor. • Unrealized gain/bases When data is *sunned u-realeed gain/losses at calculated kr menial starry lots the (inaction data for rdivaial km may or may not reflect animist:era, charges aura security reorgannatim events. Dirdend and oterreinvettnent lots ad tinematk pinkest tits are each combined to dimlay at swaged lot The 'Trade date' ocean presents the orighal transaction wade dale. • Callable securities. Bonds and preferred stock that te base cats for eery redemption veil be selected "partially by lot Iran anxrg all startles of tat two held hour name a in nornnee nate foe ail clients Call Seam Haman:el is cbtined from third parties and its accuracy isnot ryssanteed. Other call features mayeast which tail all ect yield complete Sennaon will be provided upon request • C88O5F11188 ofiaPosiii (O, CDs are FDIC neared is to 5250,000 n principal and accrued interest per ckposdor and per depository institution, h &content. with MK nit. • Price/value Prices displayed f or securities and other 0roads may be higher or lower than the Price that you would actualhr receive in the mutat. Prices are detained from various lad parry sources whkh we believe to be relieble, but we do net gasket tee accuracy. - We general/ use ho closing price whin avalale the mean of the bid ad ask prices for lined statues ad option or or bd prices fa OTC acuities. - Less stunk traded securities may be priced usng 8 valuatim moot ate most recent price we Mined and may not reflect an actual market price a vatic - Cenan posdiro mg appear wthow a once ad will how fa 'rice was rot attalable• if we an usable to obtan a orator a acuity. - Deposits or securities desalinated incurrercies other Than U.S. doll's are reflected a the est:hinge rate a of the statement date. - kr certain tenants taring in non.conf sternikg dmomivtiom mice rd gua-ely (lace vale) may have been adjusted to facilitatePreper valuaim to cbtan °am quotations, when araiabp, contact you Financial Adam. • Private inmarnents and riveted products. Private iwesonert acuities fie Wig drect participate," program ad real estate imestment trust markets) and struckhed patio, are grimily het* ilicuid Caton strialkeed ;masts hew not been registered with tie Securities and 6:thaw Canrnissim or under any state securities laws. We recede estimated vales la private investroeM marines atchInstured products for Hamm onsl Psalm any Acaracy snot guaranteed - These vales may differ stbstantiaty from prat any, at which a prime jai security a structured product may be boughe or sold and do not necesuritirepreseed the vibe you may receive coon liquidator. - Third perry estimates of role we a of a certain date ad at supplied to UBS Fna-cial Services on a regular basis by an independent valuation jinn. - Issuer, gpillfflai paine or sponsor estimated wales, if ay, are applied tote Fire by the issuer, general partner or sponsor and may be cakulated based on deferent information ran thawed by 'hod pities to denve thee skinned values. - You can obtain adiaknal islcmiatim regarding the metal:kin used to detennine the estimate of value ad the date of the Hormel/onthat is the bast fix the estimate by contactrg your Ftunoal Advisor. - Third party edinaled mien may be reflected as 'We priced' in wen' Muslims, when an ideperdent valuation fern has not suppled a e usable to assign a vale. when we become aver that a material event has marred that may call a pmenuily waled cola into question. or Men a value would be highly speculative due to the nature the security. - When Delta an /sum general partner or sponsor estimated value nor a thedpeny estimated vale is proecleg the sate of to warily will be different *cm Marchese price. - taributions to date' may include rain of capital, mane imbeds. - 'Original unit me • represents tie nital colleen,/ rice per unit and may not nfled your cost base. - Dry and ankital REIT searnes are not listed on a national wanes echange, and are general illiquid and even if ties Cal be coke the price received may te less than the per share estimated maw provided n the kraal statement. • Rankled eeturkies Regraded mantes gentirall. an rot turnery HO* for public sale. UBS Financial Services uses the market price of the unrestricted nook of tie sane issuer as an imputed value f✓cc the restricted stock dar statuesof this statement only. To the extent that retained noshes are eligtele ler sae, the vale remind may be calestantalk loss than the in value town • ht. lestineted) ire. current Yields and roue. An *genre of aria name n tined as anent dkiderd ad interim rates, assuring tee terrines will be held for one year from statement date or tad matutity. This urinate is one/ a guidelne, accuracy ad continued income are not guatanteed - Estimated areal home and tweet weld for certain has of soothes could include a ream of principal or capital gains in which owe the est income f a-d current weld would be overstated. - Estimated anal acme rid outwit yeld and the anal imam andyield misfit be lower a higher than the *stand mounts. - An estimateof a-ruaked income (dirdend enact interest) divided by the current maket ealeetaveage balance is based as the last diva rd or Merest payment made by the :truer and assures t* sectrWesrdeposks will be held for one year frOrn the statement date or until matuary. Accuracy ad continued weld ay not warned • Assets not held by UBS Financial Services. Cattail Bien am riot hell by the Fim ardnot with" the Fern's possinsCn or ccriVol. These assets are drydeyed on yon statement for informational purposes only. Positrons ad values presented are provided by 0-e Munn (inn UPS Frontal SM.( el is not respcnrable for ilcrtnition and does not guarantee its accuracy. These asses ye no protected by StPC or the Pmts supplemental SIPC caveat • Revenue Marino and ablitional compensation. - h aidilon to canmksims on sake a-d 126.1 fees hectored iscorneal:Bs with the desire:Om of mutual murex to our dents we victor our of recce* revers/e shariry prynerts tan dartukes anther advisors of the maul kit that we sell These arrrotrils are based on two different conperentst to emus of sales fry LES of a particular nulual krd family to our <lents; and GO the asset vats of a particular mutual Led lanai's tires held a fhb fan - We ardour affiliate dsoceeMee retworkirya-d anribus processes fees in consi*rattrif or transler agent services tat we provide to Ice mutual funds. These fen gererala are paid from investor asses h the mutual fund and are a fond dells arrant based on the nunter of accants at the braendeale- holdng missal fuvelsol that f u-d lardy. — h addition to carenitsims received in connection with the nob et cktnIutkon of annuity contracts rd CONFIDENTIAL tat investment oust units loan diem we ardor ail alike. receive (OWLS thareig con minion from may of the issuance companies trctireniting the enmity contacts. Manes of the .nuance ampmes or sporeors of the at investmem tnots we distribute. — Our ifiliater afro notate trading commissions zed otercomponntim from mutual funds ad tewra-oe canpries whose products we *trim*. — We receive an errual fee ham Les Sank USA and LES AG Stanford Branch of Leo to 125 pee accmnt sweeping to the basks krder the LES Boni Sweep Program. Activity Information repining commescre and otter charges incurred in correction with to meculon of tads, inducing option transactions has betninclucad on confirmations pronoun/ furnished to you, ad will be provided to you progeny on reopen. Sinn aeliny If square engaged in short selling a security sou may incur a charge due to certain totontg costs kr that palioalar seater. Gam olden Regarding open or 'ry:coltilkcancellee ceders tat were not executed by the staternere date, open buy and set stop orders are red iced by the mount of divands orrryns an an ex.:Radon:ha eveitits date unless instneted otionvisit by you. You are rosponsbk fur orders that we executed die to your falure to cancel kluging open atlas. Privary To obtain a copy of car current Client Privacy Nance. please contact mix Financial Athiscr or visit ail wetske at moo nforeswasVarenntre. — LEG &uncial Services lira a bank. the IRMA, Sunless Services Account RSA and BMA are brolerags accounts which pack access to baiting servicesrd Motets trough arangements with *Mated banks and oter tad-partybanks. and cronies access to reurarce and annuity predict issued by Loaf flailed thiparty inurarce companies Margin instance agency abckSaries of USSFeancal SW*4% Inc. ▪ lwestrien6 imurance. ard amity prairie — Not FDIC hstred• lb bank guarantee May bse yaw — IMA. Peso/ye klanaransent Account Busnne Sources Account BSA, IRMA and nterutional Resource Management Aactrd are regnered service marks of U3E.Finaricial Services hc. - VISA is a registered tadernalt owned by Visa hternatimal Sena Association ad used Leda kens* UBS Vera credo cards ad the WS Visa debt card. are issued by UK Bank USA with permission from Visa U.S.A. I-corporate& AA other eademaks, registered tracenurks, seeke maks ad registered *nice midis ate of ter remedy. compaties UBS Filmed& Services Inc. Rev. 201702 SDNY_GM_00025343 EFIA_00135963 EFTA01277196
SUBS U85 Fnancial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010791530317 X1 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SC011 STACK MANILYLE CASIbEt. Phone Questions about your statement? Call your finan:lael Advises; of the ResourceLine at account Visit our webslte: vmw.ubstomlfinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepocecom. Value of your account Business Services Account March 2017 MAX FOUNDATION PO BOX 308 TEANECK NJ 01666-0308 on February 28 (1) On March 31 (1) Your assets 1,488.24 1 ,42.8.2 4 Your liabilities 0.00 0.00 Value of your account $1,488.24 Tracking the value of your account $1,488.24 7.238.2 5.2302 3,238.2 11882 1,4882 • Dec 2014 Dec 2015 Dec 2016 Feb 2017 /Nag 7017 Sources of your account growth duriag 2017 Value of your account at year end 2016 Net deposits and withdrawals Your nvestment return Change in market Mu. Value of your account on Mar 31, 2017 SDNY GM 00025344 1323824 -51,750.00 1000 $1416.24 Member SIPC ANP70003001079153 NPI000176793 C0001 C017 000O3C000 Y173661550100000 Page 1 of 6 CONFIDENTIAL EFTA 00135964 EFTA01277197
SUBS Business Services Account March 2017 Your account balance sheet Summary of your assets Value on March 31 (I) Percentage of your account A Cash and rrxmey balances 1,488.24 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,488.24 $1,488.24 100.00% Account name: Friendly account name:MAX F • Account number: Your current asset allocation A Eye on the markets Index Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% Percentage change March 2017 Year to date 0.12% 6.07% 0.07% 5.74% 2.87% 7.39% -0.05% 0.82% ANP7C003001079164 NP70C0126793 92601 0317 006030000 Y123661 SS0 10MitiyGitoco25er 2 of 6 CONFIDENTIAL EFTA_00135965 EFTA01277198
SUBS Business Services Account March 2017 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Your Financial Advisor: SCOTT STACK MANLYL€ CASRIEL Change in the value of your account March 2017 (Si Year to date (I) UBS Bank USA Business Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Business balance Feb 7 13,238.24 Opening account value $1,488.24 $3,238.24 Withcfrawals and fees, indicting investments transferred cut 0 00 -1,75D00 Closing UBS Bank USA Business balance Mar 6 11,488.24 Number of days in .nterest period 28 Closing account value Cash activity summary $1,488.24 $1,488.24 Average daily balance $2,800.74 Interest earned 10 .00 Annual oercentaoe yield earned 000% See Account activity this month for deli It Balances in your Sweep Options are indudedin the cnering and closing balances value. FDIC insurance apclies only to deposits at UBS Bank IlTA, not to deposits at UBS AG. 5.131104 EtanCh or bank deposits Platedthroucp the UBS InternatOnd DePOYlt AttOunt prOcYarn. SIPC rrOtediOn applies to money market sweep fund holdings but me Part deposits. Seeimportant lobrmation abOot your steer:fent on the last two pages N this document for detals. March 2017 (1) Year to date (1) Opening balances $1,488.24 $3,238.24 Subtracnons Other funds debited 000 4,750.00 Total subtractions $0.00 -$1,750.00 Net cash flow $0.00 -$1,750.00 Closing balances $1,488.24 $1,488.24 Your investment objectives: You have identified the following investrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage,. You can find a ful description of the alternative investment objectwes in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment ehg rainy ccrisderabon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025346 ANP7C003001079155 NV7003126793 00031 0317 000330000 Y123661550 100000 Pegs 3 of 6 CONFIDENTIAL EFTA_00135966 EFTA01277199
*UBS Yournotes raGeommonms..ocouemoom ommooemrmscssom..., G. .......•. s CONFIDENTIAL EFT,00B390 EFTA01277200
S UBS Business Services Account March 2017 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Sane OnCeS, income and (orient va ueS Sherd) May be EppiOnirrele. AS a result. dal in andlossesIna/ PCI be ECoodlely refkcled. Set Aporunt infosenafron about your gatemen: a she end of ins dace:nem for more inlommon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bant USA depoat account balances, UBS AG Stanford Branch depoot account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balances are insured try the rDC vMlhn applicable limits, but are no protected by SIPC. ties AG Stanford Brant h deposit amoum balances an not insured by FDIC and are not protected by SSC Money rnamet sweep batances are protected by SSC but are not insured by the FDIC. See the important information about your statement at the end of this document for deans about nose balances. Hddng Goering bdance on Ms I (5) ClaimsI:Wane en re per Male Average Dividend Interest Days on Mar 3I (S) on Mar 35 rate period period Cap /flaunt (S) Cash -1,750.00 0.00 L:35 BANK USA 81/5 ACC: 3.23824 1.488 24 250.000 00 Total 11,48824 $148824 Your Finandal Advisor: SCOTT STACK MAN:LYLE CAMEL Your total assets neKentage Or value on Mar 3t (SI your account COSt aline:fed bass (S) annual incur* (Si tinreasted gain or loss (5) Cash Total $1,488.24 100.00% $1,488.24 Cash and money balances 1,48824 100.00% 1,48824 Account activity this month Orle Activity Delcrctiol Amount (5) Money balance activities Feb 28 Balance forward 8323824 Mar I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/28/17 -1,750.00 Mar 31 Closing UK Bank USA Business Acton M The UBS Barn USA Business Account Is your primary sweep option. 11.48824 SDNY GM 00025348 men TCOOKIOI 079157 Nn7000126793 0003I 03 I 7 000m0000 Y123661%0100000 Page 5 of 6 CONFIDENTIAL EFTA_00135968 EFTA01277201
*UBS Your notes "-=== CONFIDENTIAL eems_GuaeessIsts s o EFTA,135969 EFTA01277202
Important information about your statement LBS Immoral Services Pc. (the Fern a UBS Fan& Sets). is a merrber of all principal washy, ccmrroday and optkrisexchapes. UBS Financial %niers and U135 Bank USA n i-drect subsilones of UPS AG and affiliates of UBS Seostin LK. the Fim's theme' statement is available upon regdst The Fen's extort% offices are at LOS Finacol Sentes m. 1200 Harbor Boulevard Weehawken, RI 07086 This statement represents the only official record of you' LBS Fhancial Sendes account. Other records, exept official tar dxunent% contanng cornicingdata should rot be relied rpm II you been* there is an error cr omission please report it immediately n writing to the Brandi Manager of the afire wvig your accord. Altoup a hoses shown are Mended to be sweat,. statement data shouk1 not be used kr to proposes Rely scab on yeamnd tax krms, fte Form 1099. 5498. 10425. etc ) when ftrepamg your lax return. The Fim required by law to refxn to he IRS alterable denten& dportabb nontaxable &kW& and uuble Vanes earned en familia held h you accord, net proceeds on see tramactions, ad con basisoncertain covered catkin. Ceewardatkno with des Finn • Please reconfirm ary oral communoations in wrerg to further protect your rites indudrg your rights under the Seo_dies Investor Protection An (WA). • If thefinancial ectitution en the top left of to hod ol this slimed knot UBS f rarzal Strides, UBS Finncial Simian carries you accamt as d•aring broker by arra-gement with the floated inslaution We informed yin of this relationsh1704.1en)MI opened this accost h On cast your kr& and Noshes tre kcal% at UBS financial Services and rot the hoodseg brder, ad you mist make a repsei of any car or omission to both firm • As delated in the accont agreements, rill must roily us of any ends or fraud infixing decks retlecied on yOur statement within 30 days after 4 was mailed or made eyelid*. • Please died *sower camplains or hathies to the Fine,Clem Retaken Deparment a 101.352.1699 or tolleree at 8C0-3549I03, 8:CO A.M. to 6 CO P.M. ET Mondry through Frday, or in ming MU% Fi-uncial %nice m., Client Relations Depairnat P.O. Boy 766 Union Chy, W 07C$7. • A II steatites shall be deemed complete end waste 4 not objected to ei tinting within CO days • for IlY services Cal 84d-612.0986 or ham outside the US.: Cal Z01.352.1495 • In case of ',TOM or Will ions about an electronic fad; transit (ETD. Vaa•debit card transactions, call cc wile to UBS Frontlet &races ex., via lid, 6th floor, Weehawken NI 070%, Ann PONWESA Serdes, Cal a write as soon as you can, if you leek bar staement cc receipt is *rag or if you need more Varmaton %cut a trader on the statement or tempt. The Film or Card beer (as anoleable) must hear IroMyOu no later than 60 days after the Fern fiord you the tut statement on which the err or Problem a:Pend. - Novae yotr name ad accant nyder Gf any) - Ceara& IN error or tie tanner )Cu we inure about, ad einem as dearly aye car why you belied d is an mu a why ea need mar Hammier. - Providethe doter amccnt d to suspected era. The Finn or Card Issuer wil rwestgste your owl:dint and will coned any error promptly For alleged errors rholvings UBS Veal, &toil ea-dere-each:re% if we take more than 10 tcs ions days to &this, we will credit you acorn for the amount you think is in error, Botha you eel have the use of the money dung he tine it takes us to complete our iwestiption. Please mike all checks payable to the Fern or the Gum& insteulion notated on the kart of thn steamed In addition to nods Joan Ids, accounts mw be "Pact to mantena-ce lees, chaps for late payment kr securities purchases and charges kr unpaid anions n cash accotnts Account that aw tansferred to other instadons may be subject to a transfer lee. UBS tamp Options 1.85 offers options kr sweepings cash Maces, balances to bat deposits at UBS Bat USA and CBS AG Stamford branch (Brit Sweep Progank), mow/ mind mutual fads Money Funds) at the Intonational Depose Adore (DA) fa et/stomas with an heemalknal Reserve Management Account. Through the Bark Sweep Program% cash balaces re swept to LEIS Balk USA Lp to anestablished knit ad then to UBS AG Stanford french a a Wray Find. Deposks at %SS Bank USA are FIX enured in accordance whh FCC nibs. For more elf arnati:n patese visit wmvidic got Deposes ALM AG StamfordBra& ad shares of Morey Finds are rot hared by the FDIC. Through the DA, cash balances we swept to deposit accounts at UBS AG New York Branch and UBS AG Cayman Branch. These deposes are not insured byte 'DC. Balances held at MU% AG Cayman french are ferrpararly noosed to the sovereign rid of the Cayman bland% and there is no ascent.. or other obigation of LEIS AG to repay the balances while cn the UBS Cayman Bench's bxks. Depods a LES Bat L6A and each UBS AG Branch are rot protected by SIPC. Money Fund shires are protected by SIPC. See U% Fria& Services Accord Frotection" below. Upon your request, balances in tee Bank Sweep Programs or DA may be withdrawn and shares et a Maser Red may be liquidated, eni the proceeds returned to you erica stases accord. Father Mormation about available sweep options, nclairg cured ireerest rates and yields, a available at wmv.ubs,correardepyrelds, from your Fnancial Advnor or by calling B30-762.1000. UBS Financial Services adman protedion The rim is a member of the Seca Rio, bovax Worection Corporation (LPC). which prole& wadies custom., of its member, into $503,0000-cldeg $250.030 for dains for cash). Prefatory briochese available upon moan or at *twain:nag. The SEC asset protection knits apply to all arsons tat you holds a particular capacity. The Fini, together vrith ceruin affiliates, has also purchased apple/mita( insane. The marmum snood payable to al Ogg* diets, collectively sunder this protection is 1500 million ea at December 10, 2016. Stbita lathe pokycordlike-is ad fenilation% cash a the firm is further protected fa unto $1.9 million n the egg-egad for all you accounts held is atali:Lear capacity A fill copy of he poky worderg is availabk wan mount. The SIPC protect:to and the supplemental protection both do not apply to. • Casein financial assets controlled by (and ridded es your account value) but held awayfrom UBSFinewol Services (e.g., certain (brash at UBS Ark USA, 00 cash at SAG US. Branches, On instance products, including variable annuities, and (iv) shires of mutual funds weed such shares are registered drectly n the nano of the account holder n the books and records of to irate a leaaffn agent); • Inge/m.2M OXItraCtSOr midtown! interests (eg. limited partnerships ad private placements) that are not registered under the Securities Act of 1933; ad • Commodities enacts (e.g. foreign exchange and precious metal coreracts3 including f duces contacts and commodity option contract the SIPC dotecton and the supplemental protfrion do not apply to these O55th ,vend theyotherwise appear on your klaternects. The WC protect:at ad the protection do not protect aging changes no temaid vale of you., iniestments (whether as a result of market movement issuer ba-kruptcy re otherwafr Dividend ReiWdebibent Program (DRIP) The peke reflected is an average dice You may obtan the actual price from you &radial Advisor. Dray lade torts neutrals% under DPW; partial thaws will be sold ad ten cash wit be &posited h your accord TM dviderd reiwestmere price applied by the %Ler may • f tom the market price at which the partial shires we sold Ciatrirrdly any whole units mei, te held in you' accord. If yen entitled to a paid u se as a resuh of a dniderd Darn' or otherwise, the Fern MI ether sell panel rat a market price a accept an amard doteemined by a regnered dewed agency, and credit year award. Investment objections the mailmen objectives erd risk profile se specie to each account and may vary between your accost Pox* aide the Firm pronptb in inciting of ay tgritkant change in ores fag-cid siluaboncr investment &schwa For each accord heti, you choose one of the %owing investment objecthes. CONFIDENTIAL • Produce Current/dome; basements seeking the generation of none onb. • Adam Capital Apprecaten: lineaments leaking growth of or:idealrather than the gereratim of income. • Peroduce Condonation of Mame and Capital Appnanaon. Imesinunts seeking both the generation of income ad growth of remind. Overdid& profiles • Cookware.: Seeks to martin Min piPpal, with low risk and volatility to the accuse theral, even 4 that nouns the accrue does not generate I ignilitart income a rotrit and met rot keep pa* with inflation. • Moderate: Mang to accept sane risk to pincgal ad tolerate sane volalaity to seek higher returns. • Aggressee: Wiling to accept hip risk to pnnopal at high volatility to wee hobream owe time • enwstinant Eigenny Cone:Sr dame whetta a Portion of the portfolio for tat account may include conplw strategies, 'rated 1i4ii6ty and rater volatifty. Statement shewitholdne We may consolidate at Sated account statements with the sin* address in the sane envelope, eg. because they have .ernes rev abo mantan jord accord relationems with other clients at the sans address. If you prefer to receive indiednal Pato-runts mailed separate envelopes, you may decline houNhdding by cali-g your Fe-uncial Advisor. Friendly anienattnliMe The Friendly account nom is a tunas...dbl. 'Mann' chosen by you to assist you with your recordkeepida has ro legal effect taloa account You can chincfr your Friendly accord nano, through OnIne Union a by dreading you F Inman Admix. Ao:ount overview • Veld of per amentrportfolo. Net of assets ad liabilities, • Ayala Includes avalrble cash balances, wares for restricted security Pst 3 and GlobalTime &posh., unreaked marks to ma-ket, and certah assets not held by the FOrl. Does not indude winked securstiesrassets at the end a the prior and ament statement penods, a private Met:myna indeed stock options and OthiCit.240 nod. options • eiannitas. Midis debe balance% cumandip rrurgin loam credit line, short accord balances. • Cash/money babnces. Total of uninvested wind* cash balinces, pies depose balances en UBS Bank USA, UBS AG U.S Branches ad money market mewl had sweep balance% al the clad of the statement period Nen-commodity free creak balances in yea accord we not negated torn other balances and the Fim may use any of these lads h the Ordiney course of Cs balms. These funds ad pwabla open your demand. This total is ew Wad in Be aunt period closing yaks? SDNY_G Pi 0002 5350 EFTA 001;5970 EFTA01277203
Important information about your statement (thIMMted) Lancing infonnation is delaiechnlomillon on the Finis lending rakes and *Outfits. refer to au- Client ledatadop Aereement or Accost Agreement ad the General Terms and Conditions. LES Statement of Credit Practices available in Agreements and Disclosures a loopy (Aar anarrounalrimoret. Yew wets Your staemem itemees wcurities ad other assets heti is the account at the end of tie stamen period. You may ak for dawn a bay pad sonnies at art time. You may receive securities wed as loan collateral alter paying any balance cle on them. Any securities trans:Suedto the Fin drag the statement period are lender market mew as ol the end ol the statenwe period. • Cart ban. In datemning the cost basis of the smokes included in this st anemia, Mere indicated web the natter 'I,' LES Fhancial Servkes has relied oninformation cbtained from sources other than UPS Rhanual Senices, including nformstion from anceho Fins a that you may haw providedto you Penmen Advisor. The firm does rot independently wan Cr garnet the arcane, a satiny of are irdonnaton provided by sosces other thin LEA. Fiencial Semite,. h addein although LBS Festal Senses grimily, updates his Merman:nes its received. the Arm does not provide any wares tat the idomnaim tit 'Cost basis' and "Unrealized gar' loss' is accurate as of to date of this stamen. As such. phase do rot ray on this information to make arena cr sale decisions. fa tse Wanes or otherwise Accounts tratiested to the rim may reflect gen loss nIcrmaticn only foe the period ch tine they OM held a the Filet More historical MarnaCa can be aiad by year Fnarcia Advisor. • Unrealized gains/kens When data is xailt estmated La-reaped gainsnomes are calculated fir ratan: stony lots The (inaction data for it:drawl Ms may or may not reflect canniksiors, charges arida security reorganization events. °Sand and oter reinvettneni lots ad systematic puchne Ws are each combined to dithlay ore swaged lot The 'Trade date cotton pewits the original transaction trade dale. • Callable seasities Bonds and preferred stock that to tea cals for nit redemption veil be selected Martially by lot from anwg all startles of tat issue held n our name or in nomage nine fa forcer dents. Call Sean Hamann is obtainedfromthird parties and is accuracy e not gwanteed. Other call teases may east which mutt affect yield complete Hama on will be provided upon request • Certificates of &Peal MOB COs are RIAC retired up to S250,000 it principal and accrued interest per deposta and w deposnory institutionl h accordance with MK nit. • Price/value Prices displayed for securities and other Priodsts may be higher or lower that the price that you would actualb receive in he market. Prices ire obtained from varkus tad pity sources *hit we believe to be reliable, but we do not gannet their accuracy. - We pens* use tie closeg pine whin add* a the mean of the bid ad ask prices for lined modifies and optiors or or bd prices 1st OTC secretes. - Less actisey traded securities may be priced nand a valuation model ate most recent prke we dmined and may not reflect al actual market price a mkt - Cenan aoatiro may appear wants a price ad will thew fa • Fin was rot avalable• 4 we no unable to obtain a price for a security - Deposits a securities derceninated iicurrercies other than U.S. doll's are reflected a the eichange rate a of the statement date. - kr cerrain wain% tradng in nonconf orning denominations. pice and qua-My:dace mole) may have been adjusted to facilitatePaper Valuakee To cbtan °rem quotations, when awaila. contact ".:of ial Act, r. cr. (hcldith cared .:: • . ; • .... :sad real estate imestment tun cneaf.$) palms are gentesly highfr tepid Certain stralwed ;masts haw not been registered with tie Securities and foitaa-w Canmasion or uncle any state securities laws. We croak *sainted vases la private investment stains artchInstured products for Hamad awl Inposes only Acct. r Joy is rot guaranteed - These values nny differ ssbnantiaty from prces. il any, at which a prime int security a stratum:I product may be bought or sold and do rot necesurifr represers the vela you may recent won liquidation. - Third party estimates of vela re a of a certain date ad av supplied to UBS Fna-cial Seines on a midi bays by an indepanden valuation - Issuer, ginner paint( or sponvx estimated valet, it are, are applied to the Fins bylaw issue; antral partner or sponsor and may be cakulited based on deferent information tan flatbed by 'bed patties loamw tier minuted values. - You can obtain adibianal iicematim regarding to methodology used to determine the estimate of value ad the date of the a-kernel/onthat is the bast for the estimate by contactag your Raanoal Advest. - Third party etlinaSed vitas may be reflected at 'We pad' in several "Manny when an rdeperdent valuation fern has not smpled a unable to assign a vales when we become aware that a material event has *coated that may call a previous)/ reported inks am queition. or Wien a value would be highly spasaire due to denature a the warty. - When neater an issue, general partner or sponsor estimated value nor a thedststy estimated vale it ponied, the vale ode smutty will be different horn its artist price. - 'Distributionsto date' may include reason of capital, mane orboeh. - 'original unit size • represent the ndal alltnn9 pre per east and my not reflect yow cost bass. - DP, and iskrted REIT swains are not listed on a natimal warns tahange, and av generally illiquid and even if they c an be sold In price received may te less than to share estimated vats provided n the accost statement. • Rankled nosities Restricted secuitin primly ay rot curierdfr eighte for public sale. UBS Financial Services uses the market price of the unrestricted clods of the sane issuer in an imputed value far the restricted stook lor amensof this statement onyx To the extent that nnwided secures are eligble la ule, the sole wend may be abstantialfr loss than the wand value town • dB leafleted) Icon► current yields and raw An *statues of a-nal infant is based on carol :Wicked ad interest rates, attuning tie watines will be held for one year from statement date or tree maturity. This tisane* is only a gudelne, accuracy ad continued income are not guaanteed - Estimated arrod income and carom weld fa certain hpes of searbin could include a Mum of prixial or capital gam n which ewe the en. income (ad cenert yield mold be overstated. - Estimated armed none ad anent yield and the null imam andyield mita be lower a higher than the Activated amonts. ▪ An estimateof a-rualeted income (ardend enact interest) divided by the curent maket veleta& age balance is based on the last Band or Merest payment made by the hoer and newt tie sent/esadeposas will be held for ore year from the statement :We or until matey. Accuracy ad contrthed weld ay not curried • Assets net held by UBS Financial Services. Cortan zee% we rot held by the Fim ardna within the Fern's possession or anvol. These awls ere if:thawed on you statement for informational purposes only Positions and values presented are provided by the issung fan UBS F runnel Services not responds'e for this ilarnaion and does not guarantee its accuracy. Thew assets are not protected by SPC or the fins supplementaISIPC comma. • Revenue thawing and ethillaned ccenpeneetion. - h addikn to °amnions on cake rd 12b:l fees ranted in connenion with the dinriosion of mutual tins to our dents ere aid Or Our affiliate recto* riven.* thing parer., Iran detrbtscris ands advisors of the mutual bra that we cell Mee rants are based on two d Berea cormorants: IA the arrest of sales by LBS of a particulai mutual fund finely to Ow ClentS; and 60 the asset ale a a particule Matt& find f me/ s sharesheld at the fern - We ardour affiliate also receive nit:markt-gad onnbus processng fees in consiarattrif Or a-envier ages services that we provde to tie mutual funds. These fees garishly n paid frominvestor assets h tie mutual f und and are a Gad dollar arrant bawd on the number of ace:erns at the braerdeale- holdng meal tuts ol that fu-d lardy. — h !edition to carmitsims received in connection with tlw sir or dittnIutkin of annuity contracts and CONFIDENTIAL Lein invesurem oust MOS toad den% we actor as Mikes receive (OWLS rhrigcon.ensseion Iron may of the narance corrpanies wamniting the annuty extracts. Manes of the Indiana ampanes or sporeors of the set investmem trusts we distribute. ▪ Our ifiliates aka reeds trading comnimiont aM otercompensation from mutual funds and imura-co compares whose products we dstrion. — We receive in acme' fee frcm Leslie.* USA and LISS AG Stanford Branch of up to 125 pa arrant sweeping to the basks isder the LEG Bari Sweep Program. Activity Information repining commoscre and otter charges incurred in correction with to fackslon of twin, inducinganion transactions has been included on confirmations previous)/ furnished so you, ad well be provided to you promptly co recpest. Shoat selling If you.. engaged in short selling a secure% you may incur a charge due to certain tarowith costs to that palkular sectrey. OPen orders Regarding wen or 'aod-tilLeancellee ceders tat mere rot executed by the statemert date, open buy and see stop cram re reduced by the amount d diedends or rims on an adividara a argils date unless inset-cad otherwise by you. You are responsble for orders that re executed die to your failure to cancel enging open ceders. Privacy To obtan a copy of as currant Client Privacy:tat please anted of Financial Adviser or visit as wetche at wrow the ownasionosirt. — LEG F rumor Senices isnot a bank. The IRMA, Business Services Account 65A and IIMA an brokerage accounts which amnia access to baiting servos ad PrOciacts trough a-range:mints with offload banks and od-er tad party banks. ads provides access to rtuterce and emu:DJ prodads issued by amnia/red taiiparty asurance companies througn insane agency strident. of LBS Financial Sines Inc - impatient esura-ce, ad array protacto - Not FDIC reured• leo bank guarantee May bse vale - lMA. Fasciae leanagennent Account Busness Siena, Account BSA. IRMA end nteristional Resource Management Aactal a-9 registered service males of LI3SFinaririalSenices hc. - VISA is a registered tadernat owned by Visa httenatianal Service Association at used ceder The UBS Visa credo cods ard the UPS Visa SW cards are issued by LIDS Ban USA with permission f rom Visa U.S.A. ITOrpOrated. AA other trademarks, registered tracenwks, sena maks end registered senice marks are of ter retpeciate compthies UN Financial Service. Inc Rev 2 0170) SDNY_GM_00025351 EFIA_00135971 EFTA01277204
SUBS 1.83S Fewincial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York 14Y 10171.0002 ANe70036548990417 X1 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phone Business Services Account April 2017 MAX FOUNDATON PO BOX 308 TEANECK NJ 07666.0308 Questions about your statement? Value of your account Call your Financial Advisor or the Resourceline at on March 31 (5) On April 28 (1) account Visit our website: www.ubscomainanciafservices Items for your attention . CU! Capital Mj rkcl ALoarnptaaro and Strategic Asset Alloca tOns were updated at the end of Feb. These changes may impact your portfolio. Please call your advisor with any questions Your assets 1,488.24 1,488.24 Your liabilities 0.00 0.00 Value of your account $1A88.24 $1A88.24 Tracking the value of your account 7,238.2 5.238.2 3,238.2 1 4882 1,4892 Dec 2014 Dec 7015 Dec 2016 Mat 2017 Apr 2017 Sources of your account growth duriag 2017 Value of your account at year end 2016 43238.24 Net deposits and withdrarrals -51,750.02 Vat kneStrYlent return Change in market Mu. 50.00 Value of your account on Apr 28. 2017 $7,480.24 SDNY GM 00025352 Member SIPC ANP700CQ0C0654699NP70000E311600031 0417 000030000 Y123661550100000 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35972 EFTA01277205
SUBS Business Services Account April 2017 Your account balance sheet Summary of your assets Value on April 28 (1) Account name: MAX FOUNDATION Friendly account name:MAX F ATION Account number: Percentage of your account A Cash and money balances 1,488.24 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $1,480.24 100.00% Value of your account $1,488.24 A Eye on the markets Your Nnuncial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VIIIS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances as of April 27, 2017 Index Percentage change April 2017 Year to date S&P 500 1.22% 7.36% Russell 3000 1.38% 7.2O% MSC I - Europe, Australia & Far East 2.72% 10.30% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 27, 2017 3-month Treasury bills: 0.79% One-month LIBOR: 0.99% 0.68% 1.51% ANP7C0020C06$4900 NP7000063116 MCC 0417 DOCO0C000 Y123661650 10MitGitoo025,asgo 2 of 6 CONFIDENTIAL EFTA_00135973 EFTA01277206
*US Business Services Account Account name: MAX FOUNDATION Friendly account narne: MAX FOUNDATION Account number. Your rinandal Advisor: SCOTT STACKM/110/LE CASRIEL Change in the value of your account April 2017 ($1 Year to date IS) UBS Bank USA Business Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Business balance Mar 7 51,488.24 Opening account value $1,488.24 $3,238.24 Withcfrawals and fees, including investments transferred out 0 00 -1,750.00 Closing UBS Bank USA Business balance Apr 6 11,488.24 Number of days in merest period 31 Closing account value Cash activity summary $1,488.24 $1,488.24 Average daily balance $1,488.24 Interest earned 10 .00 Annual cercentaae yield earned 000% See Account Activity this month for onalt Balances in your Sweep Options are indudedin the rowing and closing balances ave. FCC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG. stallions Branch or bank oirsona paced througs the UBS intematond crow Account program. SIPC protection exiles to money mantel sweep fund hddInGSbuI not bane deposits. See Important intorrnabon about your statement NI the last two pages d this 00C Lament for ttetals April 2017 (1) Year to date 117 Opening balances $1,488.24 $3,238.24 Subtractx>ns Other funds debited 0.00 -1,750.00 Total subtractions $0.00 -$1,750.00 Net cash flow $0.00 -$1,750.00 Closing balances $1,488.24 $1,488.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectnes in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment ehgbihty oxisideratton None selected Your account instructions • Your account cost basisdefaultclosing method is AFO, First In, First Out SDNY GM 00025354 ANP7COCROCOGSan01 NP7003063116 00(:01 041 7 000:00000 Y123661 SSO 100000 Page 3 of 6 CONFIDENTIAL EFTA_00135974 EFTA01277207
*UBS Yournotes CONFIDENTIAL EFT,00B5975 EFTA01277208
SUBS Business Services Account April 2017 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Some prices, income and current values shown may teapproxirrece. As a resit. cairn andlosses may not be accurately refkaed. See Amazon intommaon arbour your statement a lue end of the ctcumem for won Infornalon. Cash Cash and money balances Cast, and mority betas-Katmai include avatar& cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured [gine FCC i 4Ihn aoplicebie limits, but are not protected by DPC UBS AG Stanford Brant hdepokt ace punt balances are not Sleeted by FDIC and are not protected by SIFC Money Market sweep batances are protected by SEC bin ace not nsured by the FDIC. See the important information about your sfafement at the end of this docurnent for del aih about those blames. Hddng UBS BANK USA BUS ACCT 1,48524 0pertng tulaxe Cloung baaxe ante per share Average on Apr 1 (1) on Apr 213 (1) on Apr 213 (S) rate DttidenclIMeteil period Your ft nandal Advisor. SCOTT STACKMANLYLE CASRIEL Days n period Cap mount (S) Your total assets 1,458.24 250.000.00 Value on Apr 28 (5) Keceniao: of Cost Esbmae0 your acounl basis CS/ annual memos (1) Unreatied gain or 1055 (5) Cash Cash and money balances Total $1,488.24 100.00% $1,488.24 1,488.24 100.00% 1,488.24 SDNY GM 00025356 ANP700070C0654903 HP7003063116 00001 0417 00C030000 Y123661550100000 Page S of 6 CONFIDENTIAL EFTA_00 I 35976 EFTA01277209
*UBS Your notes 66,,...6,..666 ,666.6G66,66,6,..66.,.66,666,666.6G. 6 ol 6 End of 6,6,66, 6,6 for account 66.1:66 CONFIDENTIAL EFT,00B5977 EFTA01277210
Important information about your statement CBS Inancial Services tic. (the Firm a UBS Finarcial Sicked is a merriest of all principal madly, ccmrrodey and optithis exchanges. UBS Financial Seniors and CBS Bank USA as i-diect subsilenes of UPS AG and affiliates of UBS Secretes LK. The Fim's I hanoal statement is available upon rented. The FinYs twos% offices are at IBS Fina-cel Sentes 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of you' CBS Financial Semites account. Other records, exept official tu.dxunents. contanng coneliong data should not be relied span II you bete.* there is an mot a omission please report it immediately n writing to the Brandi Manager of the office wvig your acccant. Allthcsip a Agates shovel ate Mended to be accurate, statement data exukl not be used kr tai proposes Rely sciek on yeamind tax tams, ete Form 1099. 5498. 1042$, etc ) when prepamg your lax return. The Fim required by law to refxn to he IRS all livable decked, issportebb rantaubk ckriihnik and tax %le Merest earned en families held h you account net proceeds on see tranaclions, ad cod basis on certain covered sari*. Cownedatkno with FM Finn • Please resort rim ivy oral cormuncat•one in *rag to further protect your ridth inSudrg your rchts under the Seo_reies Investor Protection Act (SPA) • If thefinancial Yttitution on the top left of to trcrn of this stamen isnot CBS farad &meet CBS Finincial Sonic* carries year itackint as Mating tinker by arra-gement with the edcated insitution We in you of this relatcns i7 when you opened this accost h the cast your kr& and seorities the boated at UBS financial Services and rot the infroleci-g broker, and you nut make a awe of any error or omission to both firers. • As dilated in the account aweerrents, yw must roily us of any elms or fraud Solving decks reflecied n yOur statement withal 30 days after d was mailed a made wattles. • Pleat* divot *sower complains or *pries to the Fim's C Fent gelatin Deparnenta 201852.1699 or toll-free at 800-354-9103, 8:00 A.M. to 6 CO P.M. ET Monday through Friday, or in nreng to WS Fe-uncial %nice fre,, Client Replier's Doormat P.O. Boy 766 Union Cky, W 07C$7. • All warrens shall be deemed complete ad *cute 4 not objected to in suiting within 60 days • for MY sewn_ Cal 844412.0986 or from outside the US.: Cal 201.3521495 • In case of ',TOM or Will ions *cut in electronic hats tans* (FM VsOckbit card transactions, call cr wile to UM Firmoal Fe call 14, 6th floor, Weehawken, 070%, Ann MMWESO. Sec** Cal crack. as soon *you can, if youth* yor *dement or receipt is *rag or if rat need more inkmatcn about a trader on the statement or neaps The Fin or Card beer (as 4:174cable)"Mt her froMyOu no later than 60 days alter the Fen seed you the list statement on which the ems or Problem *Peand - Proud. pow name and *cant Mater BF any) - Cesabe to error or tie trawler )Cu as inure about, and *darn as clearly *you car why you believe d is an mu a why wu need mad Haman:re — Proide the dolor amast of to suspected era. The Finn or Card Issuer wil inestgite rut ampla'ne and will course thy mar promptly. For alleged errors involving UBS Viao debit ca-d transact:am if we take more than 10 brainnsdays to &this, we will credk ryas *cord for the amount you think 6 in emor, so that you eel have the use of the money dunng he tine it takes us to canpleee our imeseiption. Please mike all checks payable to the Fern or the linnmi insteution radcated on the Pon of that statement In addition to regale /coon fees, accounts may be abject to mareena-ce lees, doges for late parr-ant kr securities purchases and charges kr unpaid *marts n cash acconts Accounts that an tandem% to other nonagons may be subject to a transfer lee. UBS Sweep Options CBS offers options kr sweeping cash bala-cek balances to bat deposits at UBS Bat US& and LDS AG Stamford branch (Bak Sweep Progeny), moray Marker mutual tads Money Furds)sod the Intonational Depose Account (DA) fa cratoman with an 1-demeithal Resonate Management Account. Through the Bo* Sweep Programs, cash balances as swept to U3S Sad USA so to an established kne ad then to UBS AG Stamford (ameba a Wray Furd. Deposes al LDS Bank USA we FDIC insured in accordance with FCC nits. For more infomati:n *ease visit wmvklic got Deposes a WS AG Stamforderr& ad shares of Money Fads are rot homed by the FDIC. Through the DA, cash balances we swept to depose accounts at LDS AG New York Branch and UBS AG Cayman Branch. These deposits are not insured byte FOC. Baines held at tell% AG Cayman Stanch are nerrporarly imposed tote sovereign rid of the Cayman Sian& and there is no ascent.. or other obligation of WS AG to repay the balances +while cn the UBS Cayman Branch's bxks. Deposes s LE6 Bak L6A and each UBS AG Bunch are rot protected by SIPC. Money Fund shires are protected by SIPC. See'U% Frolic& Services Accord kotecton' below. Upon your reetnit, balances in the Bank Sweep Programs or DA may be withdrawn and shares a a Maley Fad may be lionclated, and the proceeds returned to you or you MISS nackrit. Father hiormatcn about amiable sweep optons, note: kg curve iroerest rates and yields, s *enable at thmv.ubs,corameepyulds, from your Fnancial Advaor a by calling B30-762.1000. UBS Financial Services axon protettion The rim is a member of to Soma dies Mess:. chmttion Corporation &PCT. which poles* seam* customers of its members solo $5C0,0000-cldi-g 5250.000 for dains for cash). &dietary brochse available upon reqthsi or at wake spears The WC asset protection knits apply to all arson tut you Fold in a prticular capacity. The Fins, together neth cenain affiliates, has also oirthasei apple/mental insane. he mavmum amount payable to al elgble diens, tokttwek unlet this *citation is 1500 million is of December 10, 2016. Subject tome pacycorditithe ad radiations. cash a the firm isfurther protected fa up to $1.9 million in the aggregate for allying accounts held re apan:star cipthity AI% copy of tee poky wading is available Upon request The SIPC protectin and the supplemental protection both do nil apply to. • Certain financial assets controlled by (and *Wed in your account value) but held awayfrom UBS Finial Service, (e.g., certain 0) cash *1.)BS Bak 1.64, 00 cash at SAG US. Branches, OM narance products, including Mehk annuities, and (iv) shires of mutual funds inhere such Sures ant registered drectly h the nam of the account holder on the bocks rd records of U. faux or trade- Kant); • Investment <camels or rrvestnert interests (e.g.. limited partnerships ad private placements) tut are not registered under the Securities Act of 1933; erd • Commodities enacts lig, foreign exchange and Faciasmetal cortractsk incluclrg f tour* contacts ad commodity option contracts. the SIPC protecton and the supplemental protttion do not apply to these !Web then if they °Sunrise appear on your slatements. The SEC protedith ad the in app thlementalk* vat* protection di> in not protect against changes e ma of yor wstments (hdether as a result of market movement issuer ba-kruptcy or otherwee) Dividend ReiWdetelbent Protean (DRIP) The price reflected is an average price You ma/ obtan the actual price from you Entree Advisor. Corey ecee Owes ere purchased under Cr AIR panel shires wil be sold ad the cash wil be &posited h your account TM dviderd reMestmere pike studied by to *Ler may • f rom the market price at Mah the partial stares re sold Cellviertim Cnk whole units melte held in yoke accord. If you as entitled to a palial use as a result of a dniderd Darn or chemise, the Firm nil either sell meet snits at market *tea accept an *lord determined by a registered dewing agency, and credit sax accost. Investment objectives the mesentery objectives aid risk profile de specilk to each account and may varybetween yeas accants Froze ash& the Firm pronpf be in smiting of artican change know finakcial 'rainbow cr investment chock% For each accord heti, you choose one of the *mane imennsnt &fecal*. CONFIDENTIAL • Produce Current Mc** Miestments seek ng the generation of hcone any. • Achieve Capital Annotation: linestments seeking growth of principal rather than the gereralith of income. • Piroduce Condonation of incase and Capital Appnaation. Inwsernents seeking both the generation of none and growth of pr'ncethl. Overall risk profiles • Conseriatee. Seeks to maintein ntit weep* with low risk it'd...G*14 lo the accord theral, wen if that nuns the account does not generate I ignif kart income a Inn ad may rot keep pea with inflation. • Moderate: Wiling to accept sane risk to pincipal and tokrate sane vdaliky to seek higher returns. • Aggrelaive: Willrg to accept hiji r* to *nodal at high volatility to seek Fegh returns owe time. • fnarstaant Eigedity Consderation f selected a Portion of the portfolio for teat account may include conp*Braegies, Meted liosicky and rater Statement Thouieltokfne We may consolidate al related account statements with the sue address in the sane envelope, eg. because they have owners wen also mantan jest account relationthips wt other clients at the same address. If you prof iv to receive individual statements mailed es sego*e envelopes, yea maydecline houuholding by calling your Fr racial Advisor. 'friendly acitOkait name The Friendly account nine is a cunankable 'niknane' chosen by you to assist you with your recordleepiny has no legal effect import account You can chincfr your Friendly account nanes. though Onlne Services by arduting pets F nano* Adeax. Account overview • Vela of jour aonsinapottfolo. Net of assets ad liabilities, • Assets Includes avaltie cash balances, vales for restricted security Ott ), and GlobalTime Deposits, orate/zed marks to maitet andcertain assets not held by the Firs. Does not indude unpnced securstreskassets at the end a to poor and amen statement penods, a private Mies: menus, omitted stock options and OthiCit.240 pod. anions • LidAtas. Fades debe balances. outstanding margin loam credit line, short accord balances. • CasNoloreybabnces. Total of uninvested oval** cash balances, aka deposit balances en UBS Bank USA, UBS AG U.S &arches and money maiket mswl had sweep balances, Milne acme of tee statement period Non-commodity free credt balances in yar accord an not negated torn other balances and the Fim may use any of these lards in the Ordiney cOuneol es buiess. These funds the math was your desnad. This total is no Wed in the arrimt period closing vim SDNY_GM_0002 5358 EFTA_00135978 EFTA01277211
Important information about your statement (thIMMted) Lancing infonnation is delaiechnlomillon on the Finis lending rakes and *Outfits. refer to au- Client ledatadop Aereement or Accost Agreement ad the General Terms and Conditions. LES Statement of Credit Practices available in Agreements and Disclosures a loopy (Aar anarrounalrimoret. Yew wets Your staemem itemees wcurities ad other assets heti is the account at the end of tie stamen period. You may ak for dawn a bay pad sonnies at art time. You may receive securities wed as loan collateral alter paying any balance cle on them. Any securities trans:Suedto the Fin drag the statement period are lender market mew as ol the end ol the statenwe period. • Cart ban. In datemning the cost basis of the smokes included in this st anemia, Mere indicated web the natter 'I,' LES Fhancial Servkes has relied oninformation cbtained from sources other than UPS Rhanual Senices, including nformstion from anceho Fins a that you may haw providedto you Penmen Advisor. The firm does rot independently wan Cr garnet the arcane, a satiny of are irdonnaton provided by sosces other thin LEA. Fiencial Semite,. h addein although LBS Festal Senses grimily, updates his Merman:nes its received. the Arm does not provide any wares tat the idomnaim tit 'Cost basis' and "Unrealized gar' loss' is accurate as of to date of this stamen. As such. phase do rot ray on this information to make arena cr sale decisions. fa tse Wanes or otherwise Accounts tratiested to the rim may reflect gen loss nIcrmaticn only foe the period ch tine they OM held a the Filet More historical MarnaCa can be aiad by year Fnarcia Advisor. • Unrealized gains/kens When data is xailt estmated La-reaped gainsnomes are calculated fir ratan: stony lots The (inaction data for it:drawl Ms may or may not reflect canniksiors, charges arida security reorganization events. °Sand and oter reinvettneni lots ad systematic puchne Ws are each combined to dithlay ore swaged lot The 'Trade date cotton pewits the original transaction trade dale. • Callable seasities Bonds and preferred stock that to tea cals for nit redemption veil be selected Martially by lot from anwg all startles of tat issue held n our name or in nomage nine fa forcer dents. Call Sean Hamann is obtainedfromthird parties and is accuracy e not gwanteed. Other call teases may east which mutt affect yield complete Hama on will be provided upon request • Certificates of &Peal MOB COs are RIAC retired up to S250,000 it principal and accrued interest per deposta and w deposnory institutionl h accordance with MK nit. • Price/value Prices displayed for securities and other Priodsts may be higher or lower that the price that you would actualb receive in he market. Prices ire obtained from varkus tad pity sources *hit we believe to be reliable, but we do not gannet their accuracy. - We pens* use tie closeg pine whin add* a the mean of the bid ad ask prices for lined modifies and optiors or or bd prices 1st OTC secretes. - Less actisey traded securities may be priced nand a valuation model ate most recent prke we dmined and may not reflect al actual market price a mkt - Cenan aoatiro may appear wants a price ad will thew fa • Fin was rot avalable• 4 we no unable to obtain a price for a security - Deposits a securities derceninated iicurrercies other than U.S. doll's are reflected a the eichange rate a of the statement date. - kr cerrain wain% tradng in nonconf orning denominations. pice and qua-My:dace mole) may have been adjusted to facilitatePaper Valuakee To cbtan °rem quotations, when awaila. contact ".:of ial Act, r. cr. (hcldith cared .:: • . ; • .... :sad real estate imestment tun cneaf.$) palms are gentesly highfr tepid Certain stralwed ;masts haw not been registered with tie Securities and foitaa-w Canmasion or uncler any state securities laws. We croak *sainted vases la private investment stains artchInstured products for Hamad awl Inposes only Acct. r Joy is rot guaranteed - These values nny differ ssbnantiaty from prces. il any, at which a prime int security a stratum:I product may be bought or sold and do rot necesurifr represers the vela you may recent won liquidation. - Third party estimates of vela re a of a certain date ad av supplied to UBS Fna-cial Seines on a midi bays by an indepanden valuation - Issuer, ginner paint( or sponvx estimated valet, it are, are applied to the Fins bylaw issue; antral partner or sponsor and may be cakulited based on deferent information tan flatbed by 'bed patties loamw tier minuted values. - You can obtain adibianal iicematim regarding to methodology used to determine the estimate of value ad the date of the a-kernel/onthat is the bast for the estimate by contactag your Raanoal Advest. - Third party etlinaSed vitas may be reflected at 'We pad' in several "Manny when an rdeperdent valuation fern has not smpled a unable to assign a vales when we become aware that a material event has *coated that may call a previous)/ reported inks am queition. or Wien a value would be highly spasaire due to denature a the warty. - When neater an issue, general partner or sponsor estimated value nor a thedststy estimated vale it ponied, the vale ode smutty will be different horn its artist price. - 'Distributionsto date' may include reason of capital, mane orboeh. - 'original unit size • represent the ndal alltnn9 pre per east and my not reflect yow cost bass. - DP, and iskrted REIT swains are not listed on a natimal warns tahange, and av generally illiquid and even if they c an be sold In price received may te less than to share estimated vats provided n the accost statement. • Rankled nosities Restricted secuitin primly ay rot curierdfr eighte for public sale. UBS Financial Services uses the market price of the unrestricted clods of the sane issuer in an imputed value far the restricted stook lor amensof this statement onyx To the extent that nnwided secures are eligble la ule, the sole wend may be abstantialfr loss than the wand value town • dB leafleted) Icon► current yields and raw An *statues of a-nal infant is based on carol :Wicked ad interest rates, attuning tie watines will be held for one year from statement date or tree maturity. This tisane* is only a gudelne, accuracy ad continued income are not guaanteed - Estimated arrod income and carom weld fa certain hpes of searbin could include a Mum of prixial or capital gam n which ewe the en. income (ad cenert yield mold be overstated. - Estimated armed none ad anent yield and the null imam andyield mita be lower a higher than the Activated amonts. ▪ An estimateof a-rualeted income (ardend enact interest) divided by the curent maket veleta& age balance is based on the last Band or Merest payment made by the hoer and newt tie sent/esadeposas will be held for ore year from the statement :We or until matey. Accuracy ad contrthed weld ay not curried • Assets net held by UBS Financial Services. Cortan zee% we rot held by the Fim ardna within the Fern's possession or anvol. These awls ere if:thawed on you statement for informational purposes only Positions and values presented are provided by the issung fan UBS F runnel Services not responds'e for this ilarnaion and does not guarantee its accuracy. Thew assets are not protected by SPC or the fins supplementaISIPC comma. • Revenue thawing and ethillaned ccenpeneetion. - h addikn to °amnions on cake rd 12b:l fees ranted in connenion with the dinriosion of mutual tins to our dents ere aid Or Our affiliate recto* riven.* thing parer., Iran detrbtscris ands advisors of the mutual bra that we cell Mee rants are based on two d Berea cormorants: IA the arrest of sales by LBS of a particulai mutual fund finely to Ow ClentS; and 60 the asset ale a a particule Matt& find f me/ s sharesheld at the fern - We ardour affiliate also receive nit:markt-gad onnbus processng fees in consiarattrif Or a-envier ages services that we provde to tie mutual funds. These fees garishly n paid frominvestor assets h tie mutual f und and are a Gad dollar arrant bawd on the number of ace:erns at the braerdeale- holdng meal tuts ol that fu-d lardy. — h !edition to carmitsims received in connection with tlw sir or dittnIutkin of annuity contracts and CONFIDENTIAL Lein invesurem oust MOS toad den% we actor as Mikes receive (OWLS rhrigcon.ensseion Iron may of the narance corrpanies wamniting the annuty extracts. Manes of the Indiana ampanes or sporeors of the set investmem trusts we distribute. ▪ Our ifiliates aka reeds trading comnimiont aM otercompensation from mutual funds and imura-co compares whose products we dstrion. — We receive in acme' fee frcm Leslie.* USA and LISS AG Stanford Branch of up to 125 pa arrant sweeping to the basks isder the LEG Bari Sweep Program. Activity Information repining commoscre and otter charges incurred in correction with to fackslon of twin, inducinganion transactions has been included on confirmations previous)/ furnished so you, ad well be provided to you promptly co recpest. Shoat selling If you.. engaged in short selling a secure% you may incur a charge due to certain tarowith costs to that palkular sectrey. OPen orders Regarding wen or 'aod-tilLeancellee ceders tat mere rot executed by the statemert date, open buy and see stop cram re reduced by the amount d diedends or rims on an adividara a argils date unless inset-cad otherwise by you. You are responsble for orders that re executed die to your failure to cancel enging open ceders. Privacy To obtan a copy of as currant Client Privacy:tat please anted of Financial Adviser or visit as wetche at wrow the ownasionosirt. — LEG F rumor Senices isnot a bank. The IRMA, Business Services Account 65A and IIMA an brokerage accounts which amnia access to baiting servos ad PrOciacts trough a-range:mints with offload banks and od-er tad party banks. ads provides access to rtuterce and emu:DJ prodads issued by amnia/red taiiparty asurance companies througn insane agency strident. of LBS Financial Sines Inc - impatient esura-ce, ad array protacto - Not FDIC reured• leo bank guarantee May bse vale - lMA. Fasciae leanagennent Account Busness Siena, Account BSA. IRMA end nteristional Resource Management Aactal a-9 registered service males of LI3SFinaririalSenices hc. - VISA is a registered tadernat owned by Visa httenatianal Service Association at used ceder The UBS Visa credo cods ard the UPS Visa SW cards are issued by LIDS Ban USA with permission f rom Visa U.S.A. ITOrpOrated. AA other trademarks, registered tracenwks, sena maks end registered senice marks are of ter retpeciate compthies UN Financial Service. Inc Rev 2 0170) SDNY_GM_00025359 EFTA 00135979 EFTA01277212
*UBS Fthancial Services tic Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 OW7020630B43 0517 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACK klAktitYLE CASRIEL Phone Questions about your statement? Call your financial Advisor or the Resourcetine at account Visit our website: www.ubdcomifinancialsennces Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from venw.annuakreditreport.com. Value of your account Business Services Account May 2017 MAX FOUNDATION PO BOX 308 TEANECK NJ 07666-0308 on April 28 (S) on May 31 (S) VOW assets 1,488.24 1,488.24 Your liabilities 0.00 0.00 Value of your account 31,488.24 Tracking the value of your account $ 3132 31,488.24 s229 2 1,23n 4982 1,4992 Dec 2014 Dec 2015 Dec 2016 Apr 2017 May 2017 Sources of your account growth during 2017 Value of your account at year end 2016 Net deposits and withdrawals Vow nvestment return Change in market vgue Value of your account on May 31. 2017 SDNY GM 00025360 53,233.24 -51,750.00 $0 .00 31A0B.24 Member SIPC ANI100CQ0C0630043 NP7000059795 00001 tS17 000300000 Y123661550 000000 Page 1 of 6 CONFIDENTIAL EFTA_00135980 EFTA01277213
SUBS Business Services Account May 2017 Your account balance sheet Summary of your assets Value on May 31 (1) Percentage of your account A Cash and rrxmey balances 1,488.24 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,488.24 $1488.24 100.00% Account name: MAX FOUNDATION Friendly account name:MAX F ATION Account number: Your current asset allocation A Eye on the markets Your li nodal Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. lifIS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index percentage change May 2017 Year to date S&P 500 1.41% 866% Russell 3000 1.02% 7.96% MSC I - Europe, Australia & Far East 3.81% 14.40% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2017 3-month Treasury bills: 0.97% One-month LIBOR: 1.06% 0.77% 2.38% AMP 7C0020006,30844 Nk MC0099795 COCOI 0517 000030000 Y123661 SSO 03algyGm502536tige 2 of 6 CONFIDENTIAL EFTA_00135981 EFTA01277214
SUBS Business Services Account r .1 a ; zo Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your Ill nandal Advisor: SCOTT STACK MANLYLE CASRiEL Change in the value of your account Year to date (O UBS Bank USA Business Account APY Interest period Apr 7 - May 4 Opening UBS Bank USA Business balance Aix 7 $1,488.24 Opening account value $1,488.24 $3,238.24 Withdrawals and fees, inckiding investments transferred cut 000 -1,750.00 Closing UBS Bank USA Business balance May 4 $1,488.24 Number of days in itterest period 28 Closing account value Cash activity summary $1,488.24 $1,488.24 Average daily balance $1,488.24 Interest earned $0 .00 Annual percentage yield earned 000% See Account activity this month for dealt Seances in your Sweep Options are ind uded n the corn-arc and dosing Gdances value. WC insurance applies only to deposits at UBS Bank USA, not to depots at u8S AG. siamfoio Bauch or beak &POO'S Pace° t hiouso the uBS internakorrd Depose Account proqarn SIPC protection applies to money market sweep funo holdings but ml oar* ceposits. See Important inkernabon ebOotrxte sucernent on the iasi two paces cif this dcKument for &tido May 2017 (5) Year to date (f) Opening balances $1,488.24 $3,238.24 Subtractions Other funds debited 0.00 -1,750.00 Total subtractions $0.00 -$1,750.00 Net cash flow $0.00 -$1,750.00 Closing balances $1,488.24 $1,488.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. toucan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligbiity consideration • None selected Your account instructions • Your account cost basis default closing method is KO, First In, First Out SONY GM 00025362 ANP700020C0Ca0845NP7003059795 COCCI 0517 000000000 Y123661 SSO 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135982 EFTA01277215
*UBS Yournotes mens.............s....,.....n....c.., ,,,,, ,,,o,.." a 6 CONFIDENTIAL EFT,00135983 EFTA01277216
SUBS Business Services Account May 201 7 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Sane paces, income and (orient vaues shown may be appr0xiMble. AS a teak gins ~losses mar mit be tncutaiely refkded. Set unportant intosmafron aØ0 your statement a Inn end of the dxumern for more infornson. Cash Cash and money balances Cast, and more), balances may include ayalade cash balances, U85 Bank. USA rot account beam^ UBS AG StanfOrd Branch &pout account balances and money market mutual lund sweep balances. UBS Bank USA deposit account balances are insured by the rDC vat h n applicable limits, but are not protected by SteC u85 AG Stanford Branchdeposit accoum balances an not insured by FDIC and se nor polected by 9PC Money market sweep balances are protected by WC but an nor insured by the FDIC. See the Important information about your statement at the end of this document for detaik about I lose balances. Hddng UBS BANK USA BUS ACCT 1,48824 0penng Wane. on Mal 1 (S) Clovng bilaxe Price Pet that' Average on Mai 21 (S) on May 21 (S) rate Dirldend Interest perial Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL 041 in period Cap artuill (I) Your total assets 1,488.24 250.00000 teventade cl van* on mar 31 (5) pi( aCC0unt Cost Earnate0 bass (5) annual incane (5) tifireatZed gan or l0sS (S) Cash Total $1,488.24 100.00% $1,488.24 Cash and money balances 1,48814 100.00% 1,48824 SDNY GM 00025364 ANP703020C0C00847NP7003059795 03C01 0517 C0C030000 Y123661550000000 Page 5 sf 6 CONFIDENTIAL EFTA 001±5984 EFTA01277217
*UBS Your notes A. , 000.06 ........93500. 051, ............ G. ...A.. 6 al 6 End of ...........I. CONFIDENTIAL EFT,00135985 EFTA01277218
Important information about your statement CBS Innen' Services M. (the Fern a UBS Finarcial Sarni). is a member of all principal vacuity, ccmrrodiy and optithsexchanes. UBS Financial Sento, and U135 Bank USA ate ndiect subsilenes of UPS AG and affiliates of UBS Swann LIC. The Fun's I hanoal statement is available upon recites. The Fins ennead offices are at LOS Fina-mal San•COS InC• 1200 Harbor Boulevard Weehawken, hU 07086 This Statement representsthe only official record of you' CBS Fhancial Senates account. Other recads, wept official tax Oxman contanng cornicingdata should rot be relied wattle R youbeen* there is an error cr omission please report it immediately n writing to the Branch Manager of the office wvig your accoat Whoop a hares sheen ate Mended to be aureate, statement data should not be used kr tar pwposes Rely 'WY on yeaend tax Wm% (le Form 1099. 5498. 10425. etc ) when prepathg your lax return. The Fir,, required by law to rear' to he IRS all tavable dindends, reportabb reentarabb onions,* and taxable Merest end on theaitiel held h you account net proceeds on see tranactions, ad cod basis on certain covered saran. Caverenlatkins wia die Firm • Please neon( irm am oral communcatens in nein to further protect your ria4s mdudrg your roam under the Seo_elies Investor Protection Act (SPAT • It thefinancial initution en the top left of to Vag ol this stamen snot LES Ennal Sates, UBS Firancial &mien carries year itackint as Waring locker by armagement with the Mooted inslituton We informed you of this relatonshio %lien you opened this accost h the cast your but and sennies re boated at UBS financial Services and rot to inonag brner, ad you mat make a nari of ay error or omission to both firma • As dented en the accent anerrents, yin Mat rody us of any errors or fraud bemiring decks reflected on yOur statement within 30 days after 4 was mailed or made available. • Pleats diodes:tomer complans or Scans to to Firm's C fent Relation Deparment a 201.352.1699 or toll-free at 80:0-35490:13, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in nreng to UBS Fi-uncsal %Meet tre., Client Rations Deanna % P.O. Boy 766 Union fay, W 07C$7. • A II strewn shall be deemed complete ad ante 4 rot donned to iv venting within 60 days • for TTY senate Cal 8%412.0986 or from outside the US.: Cal Z01.352.1495 • In case of *Iron or Will ions Mod a electronic lad; teamster (ETD EIS Witt/obit card transactions, call f or mile to UM Tram* Xnges Ito In, 6th floor. Weehawken, 11 070%, Ann NAPA** Sentra% Cal awn. as soon as you can, if youth)* you staement or receipt is wag ern' you need more nkmaton &cut a trader on the statement or neap. The Fill" or Card boar (as anoloable)mu5t her trOMyOu no later than 60 days after the Fern seed you the fret statement on ninth the ems or Problem atheand. - Prow:leyou' name an ocean+ nater (if any) - Cesabe U. error or tie trader )Cu as inure about, anemias, as clearly as you ca why you believe d is anent a new we need mae Hammier. - Preside the dolor entreat of the suspected era. The Finn or Card Issuer wit Westgateyour complaint and, I coned any mot promptly. For alleged own Melvin; UBS dabil ca-dtransarlith% if we tan more than 10 bannsdays to cloths, we will credk yor won for the amount you think a in error, so that you eel have the use of the money dunng the One it takes us to complete our Mediation. Please mike all checks payable to the Fern or the thaw' instoakin notated on the Past of thd statement In addition to ntgdar want len, accounts may be sant to martena-ce lees, chaps for late earnest kr securities purchases and charges kr unpaid among n cash accosts. Accents that ate transferred to other instnatens may be subject to a transfer lee. UBS Sweep Options 1.85 offers options kr sweeping cash balances, balances to bat deposits a UBS Bak USA and COS AG Stamford branch (lark Sweep ProganN, mow/ nude' mutual tads Money Funds) and the International Depot] Aomori' (CA) fa es/stomas with an Hemaliand Reserve Management Account. Though the Bat Sweep Program% cash balances re swept to WSBak USA up to an established knit ard then to UBS AG Stanford Dacha a Wray Fiard. ntitakt M COS Bank USA are FIX inured in accordance with FCC nibs. For more Int cmiatin please mit wmvidic got Deposes a WS AG StamfordBrach an shares of Money Ards are not hand by the FDIC. Through the DA, cash balances ire swept to deposit accounts at UBS AG New York Branch an UBS AG Cayman Branch. These deposes are not insured byte FOC. Balances held at MUG AG Cayman Enna ate temporarily noosed to the sovereign rid d the Cayman bland% an there is no patentee or other obfgaion of WS AG to repay the balances %lib cn the UBS Cayman finch's bxks. Capons at LES Bat L6A and each UBS AG Branch are rot protected by SIPC. Money Fund shires we protected by SIPC. See U% Frolic% Services Account Protection' below. Upon your reqUelt, balances in the Bank Sweep Programs or DA may be valtdrawn and shares d a Money Find may be licaidaled, an the proceeds returned to yea or you teases accord. Father Mormatal about available weep options, nclairg anent interest rates and yelds, s available at wmv.ubs,cordweepyelds, from your f nancial *donor or by calling 1430-762.1000. UBS Financial Services awn* protection The rim is a member of to Scut tit, h.esscr ;Mention Corporation DWI nhich protects sentries customer' of its minter, into $503,000 (troldeg STSOCCO for dains for cash). &planar Modest available upon wean or at ram steers The SEC asset protection limits apply to all accost tut you Fold in a articular capacity. The Finn, together virth ceruin affiliates, has also purchased People/rental insurance. The marmum mount prink to al ekgbie clients, tokaweb utrler this protection is 1500 Shin ate al December 10, 2016. Stand lathe poky cordial-6 an limitation, cash a the firm isfurther protected fa up to $1.9 million is the aggegete for all yet, aaounts held is a palkular wacky A fill copy of he poky nordig is available vin request. The SIPC preterites and the supplemental protection both do not apply to. • Certain lilac% assets controlled by (and reLded your account vow) but held awayfrom UBSFinanal Services (ag., certain ft) cash at UBS Ark 1.64, 00 cash at SAG US. Branches, 00 @inane, products, including nibble annuities, and (iv) Wires of mutual lads when such shires are registered drectly n the nam of the account holder on the bock; rd records of U. nett a traafte apart); • investment corn-acts or I-ointment interests (e.g.. limited partnerships ad private placements) that are not registered under the %curates Act of 1933; ad • Commodities enacts (e.g. foreign exchange and Precious metal cortractsk incluclrg f aura contracts at commodity opens contras. the SIPC protecton and Ile supplemental protalon do not apply so these assts evenef they °tense appear on year statements. The WC protodia ad the stpplemental protection de not protect against changes in the makes vats of you., investments (( whether as a tear* of market movement issuer ba-kruptcy or othenven Dividend ReiWdtblbefil Program (DWI The price reflected is an average nice You may obtarn the actual price from yos rootlet Advisor. Only nob harts are purchased under DRIP; patial shaves will be sold ad the cash wit be deposited is your account The dviderd reiwestmere price applied by the issuer may • f rom the nurket ace at sash thepartial dares se sold Cos e e CMi Wale units maybe held in yos octant. If peon entitled to a pald ail as a result of a &goad Parini or otherwise, the Fern ban ether sell panel snits a market pence- accept an amen datimmined by a regnered dean agency, and credit tor acorn. 'widener* objectives The nveslinert objectives rd risk profile de specilk to each account and may varybetween yin accoats Pox* nese the Firm pronptb in wining of ay PTV kart change in pox f maxi* 'Mahon cr investment <boding Fa each noon hen you choose one of the 'donne investment objecting. CONFIDENTIAL • Prance Curren/wont Mestments seekng the generation of now at • Anew Capital Annotation: Madmen seeking growth of principal rather than the generation of income. • Piroduce Condonation of incase and Capital Appnaaaon. Intesinunts seeking both the generation of mane ad growth of penckul. Overall risk profiles • Monsemant Seeks to maintain MGM pi-cipal, with low risk and volatility to the accost theral, awn it that wins the acne.* does not generate I igniliCart income a equal and met rot keep pea with inflation. • Moderato Miring 10 accept sane risk lio pincipal ird tolerate sane volalady to seek higher returns. • Aggressive: Wiling to accept hip Mk to pnnopal ad high volatility to seek Ina ream owe time. • fnwstaant Eigenity Conaleation: f wlectiel a Portion of the porno% for that account may include complex *ranges, larked 1i4ii6ty and rater volatiley. Statement Inenelsolifne We may consolidate al related xcount statements with the sane address in the same errreixe, eg. because they haw owners Wth also maiden ant account relationthps with other clients a the same address. If you profit to woke individual statements mailed in separate envelopes, you may decline houwhdding by calrg your Fe-uncial Advisor. Friendly AMOY% 0111110 The Friendly account name is a cunanizable 'rib /inane' chosen by you so assist you with your recodkeepitry has ro legal effect an your account. You can merge your Friendly accord names. through Online Services by minding yaw F annual Advice. Account overview • Vain of your wountrportholo. Net of assets and liabilities, • Assets Includes and** cash balances, vans for restricted security fed ), and Global Time Deposit, unreaked marks to maket, and certah assets not held by the Fim. Does not indude unmated securtinassets at the end of the prior and anent statement rxmods, a pirate ewes:man invested stock options and CO(Citat40 nod. potions • tinbAtits. Maks debk balance% outstanag margin load creole line, short acciant balances. • Cash/money babnces. Total of uninvested wain ea balances, pleas depose balances en UBS Bank USA, UBS AG U.S Branches ad money make mewl had sweep balance% al Ova:noof tie statement period Non-commodity free credt balances in yar account we not negated from other balances and the Fim may use any of these lads the ordnay cows of es balms. Thew funds an pwabla upon your deemed. This total is So Wed in the await wad closing van SDNY_GM_0002 5366 EFTA_00 I 35986 EFTA01277219
Important information about your statement (eonlnied) Lending information Fa delayed pnlormstion on the Finis lending practices and doclostres. refer to your Client Relatmem kronen, or Accost Agreement aid the Gerwal Toms and Conditions UBS Statement of Credit Practices availale in Agieweems andDisclonmea at ann. urarnmtheenuntriiirelevvva. Yew' dated Your statement itemires wouribes rod other assets held the accou-t at the end of tie siatemwe period. You may W. for delivery ol fay paid sedrties as Iry tine. You may receive wanties used as loan collateral alter paying any balate da on them. der/ securities translatedto the Fin dre-g the statement period are lined at market vale as of the end ol the statemert period. • Cart bawls In deteinning the cost basis of the smokes included e, this statement Mere indicated web the nutter 'I,' LES Fhancial Servkes has relied on information chiseled from sources other than UES Frunual Seniors, including hformstion Iran another fir, a that you may have provided to you Fina-cial Advisor. The firm does rot independently way a garnet the mangy a rad/1y of ay irtonnation provided by souses other the, 1.85 Fiuncial Semites h addriln ithouth LEES Fir-wild Saviors gerwalti updates this idarnation as il is received, the him does not provide any assura-ces tat the hionnaion war 'Cost bars' ad "Unrealized girl loss' is accurate as of to date of this statement. As such pleas. do not reti on this Warn:Son to make lowchne or sale decisions, fa tar Pryeses or otherwise Accounts tramferred to the FM/ may reflect gar/loss rdormatim only for the period of tine they are heed at to Rim More hitorical Marnaion can be aided byi yew Fria-cid Advisor. • Unrealized gaits/basses When data is wattle. esteemed Ls-reared gage/Imes are calculated for ndviotal starry lots The (inaction data for inthrigal Ion may or may not reflect commistions, charges steer wcurity reorgannatith events. Dividend and other reinvestment lots ad systematic pitches. tits are each combined to drools, ore averaged lot Tie 'Trade date col.mn pewits the orneal transaction trade date. • Callable neuritis Bonds and preferred stock that the Mai cals for eery redemption veil be selected inpartially by lot from amorg all scathes of tat two held n our name or in none.* nave foe as dents Call tease hformatith is obtained from third parties and es accuracy isnot gwanteed. Other call teases may west which dun all ect yield complete Soma on will be provided upon request • ClInikeees of &Peat (0, COs are FDIC tensed sp to 525O,0OO n principal and accrued interest per ckpostor at w depository h accordance with FDIC nibs • Price/value Prces displayed for securer's and other Prockds may be higher or lower dial he Price that you would actualti receive in he market. Pekes re obtained from various hid party sources *hit we believe to be /dial., but we do not garantee their accuracy. - We gem* use the closer; pace when avalabba the men of the lad re ask prices for lined smarts ad options or meg bid prices la MC secu ties. - Less actneti traded securities may be priced usiw a valuation model a Ike mon recent price we cbtined and may not reflect an acted make price a ySie, - Cenan postiro may appear widow a price ad will thew fa • Fin was rot avalabh• t we me triable to cbtan a price for a secuity. - Deposits a securities denominated inanercies other than U.S done-, are reflected at the eithange rate as of the statement date. - fa arrein within thadng innoticed anew denornivtions, pice and quality 0 ace sake) may have been adjusted to facilitatePryer values cal To obian owem quotations, when availa, contact saw financial Advisor. • Private irreeovnente and structured preclude. Private itiestmert seo_rities (ioLdeg &ea parilipatith program aid real estate investment Inds mantes) and structired produce are grimily het* timid Caton stiwbsed erodes hew not been registered with tie Securities and Exchange Ca/minim or under any state securities laws. We DosideeSlinated vales la private investment mantes an d 'textured products for hkenvicrul Pumas any Acdracy is rot guaranteed - These values may differ sLbstantiaty torn pras toy, at which a plate int security a structured product may be bought or sold and do not necesseriti rep/turn the Ma you may receive won liquidator. - Third piny eninaes of vala are a of a cenain delta-id re supplied to UBS Fnacial Services on a regular bays by an independent testator tem. - issuer, gewal paint. or manta estimated reties any, are supplied tote Fires bylaw issuer, comical partner or sponsor and may be catuisted lased on deferent informabon tan thawed by Pled parties to denve their striated values. - You can obtain ad:Withal ilormatim regarding the methodology used to determine the enimate Of value ad the date of the Hornell:inthat is the base fix the estimate by contacteg your Fthanoal Advoor. - Third party ennuted wean may be reflected as priced' in several situations, when an edeperdent valuation tem has not suppled a made to assign a vat when we become aware that a material event has wowed that may call a preveutly reported vela ino guiltier a raven a value would be highly specuiltire due to denture of the warty. - When neither an issue, general /marry or sponsor estimated value nor a thedpany enervated yaw is provad. the maw of the stoutly will be differs-a keen its wohase Price. - 'Distributions to date' may include retLm of capital, mane or both. - 'original unit size • represents the natal offering rice per Lind and may not reflect your cost base. - Dry and Ingrid REIT storks are not listed on a national wastes recharge, and we granary illiquid and even if they can be cold tie price received may be less than the per share estimated rake provided n the moose statement. • Ranted emurkies Regraded secuitin geneiralti we rot currereti eiryble for public sale. UBS Finical Services uses the market price of the unrestricted sloth cd the same issuer in an Milted value f✓ the restricted stook lor purposes of Misstatement only To the extent that rota tied sowitin are triable la ule, the vat. weird may be abstarnalti less than the mated value limn • ht. lestanated) Wane. current yields and raw An estimate of anal excene is based on wide diiiderd ad interest rates, waning the leashes will be held for me year from statement date or wail maturity. This estimate is only a guidelne, accuracy and continued won* are not guaanteed - Estimated scud income and current yield for certain Mies of swain could include a Mum of principal or captal gals in which ewe the en. income (ad cumin yield would be overstated. — Estimated anal income aid curvet yeld and the amid imam, wed yield Illicidb• WM a higher than the il tinated amounts. — An estimateof amuakted income (dreamt anchor interest) divided by the curent make valuetaveage balance is based on the left dividend or Herod payment made by the ismer and assures the seorbesrdeposks will be held for one year *Om the statement date or until matuity. Accuracy ad contended geld are not cuaraThect • Meets not held by UBS Finaixial Services. Certain wets we rot Mkt by the Fim ri d not wain the Fern's possessien or control. These awls are dthlayed on yo.r statement for informational purposes only. Positrons and values presented are provided by to aring firm MG Franca' SO Wes if not resporoble for this eformaion and does not guarantee es accuracy. These assets are not protected dy SIPC or the Fern's supplementaISIPC toxemia. • Revenue Awing end eildtlenal ccenpensation. — h addraim to commilims on sales ad 12b.l fees melted in connenbn with the dindosith of mutual this to our acres ere aXf Of Our affiliate receive revena shrug paymeres tan deo-boors andlor advixrs ol the mlual kn.* that we sell Thew arrothis are based on two d &rent cony:eerie the mare of sales by LES of a partkulir rrutual End family to our clents; and AO the asset vale of a particular mutual ard f wry s shiresheld at the fern - We a-dour affiliate also receive retworking aid onnbus processing fees in consi*rationf or b-ansler agent services tat we provide to the mutual funds. These feet generaly are paid from investor assets h the mutual fund and are a Geed dollar arrant based on the rtirrter Of accosts at the broker-dale- holdng mewl kinds of that fird f — h heat:onto ton/mations received in connection with the sae or cfelautianol annuity detracts aid CONFIDENTIAL rail investment trust units to as dents, we alder as alike. receive (OWLS slang compinuition fron may of the Ormond companies waremiting the anitycoreracts, dilates of the inwarce compares or sporeors of the ust investmem trusts we distribute. — Our ifiliatn afro receive rating corrrnietiont ad other compensation from mutual funds aid aura-co compmes whose products we ckstriale. — We receive an andelfee from Les Bank USA aid U3S AG Stamford Bunch of Leo to 12 Spa arrant sweeping to the balks u-der the LEG Bart Sweep Program. Activity Ire ormeton reviving commissions and other charges incurred in correction with the il ea/onof twin, inducing option transactions has been included cn confirmations previoury fumished to you, ad mal be provided to ?Su promptly on recpest. Short King If you are engaged in short *ling a sew*, you may incur a charge due to cenaintarowing costs tor that palkular Othin orders Regarding can or *geocitilLoancellee adios that were not executed by the statemere date, open buy and sat stop cram we red wed by the anew of dividends or opts on an wedividads a ewrithis date unless instrwild otherwise by you. You are reeponsble for orders tat we executed die to you failure to cartel Rafting open ceders. Privary To obesn a copy of as current Client Piracy Notice please contact vox Financial Advisor or visit as wettite wwwntssene/nniarenntre. - LESFiunual Services isnot a bank. 1116 RNA, Business Services Account BSA and OM are brokerage accounts which amok access to bwking services ad Modes ai a arangements with0134'nd banks and other liM-mrty banks. provides access to rourarce and amulty prodxis issued by sruf Mailed taviparty iv:mance oompenies troath instance agency stbsidaries of U3SFthencil Serra; Inc. - MS-rent koura-ce, ad annuity prairie - Not FDIC routed • lb bank guaraThee May lose value - WA. Rescute Management Account, Posner Serval Account BSA IRMA and ntentitional Resource Management Anant re registered service maks of LESFearnial Semites ex. - VISA is a registered tadernati owed by Visa hternationg Serra Assocetion ad used Leder kens* 11e UBS Visa credit cads ad the UBS Vea debt card, we issued by 1185 gar* USA with permission from Visa U.S.A. Ircorporated. M otter thadernaks, registered tracknures, woke maks and registered *nice marks are of ter respective cornpalies UOS Pitman Services Inc. Rev. 201703 SDNY_GM_OOO25367 EFIA_OO135987 EFTA01277220




















