From: Jj Litchford Sent: Thursday, October 01, 2015 6:53 PM To: Armen Brash; Vaishali-P Mehta Subject: RE: Account Re-opening [I] Classification: For internal use only I believe I have everything set up (KYC 01469735)... I am waiting on the research and will forward immediately if we get an RDC or PCR. I do not have a certificate of good standing within the last year—the company is incorporated in US Virgin Islands. Do you know if we have a website screenshot that will suffice? Thanks, 33 {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email [email protected] {cid:[email protected]} From: Armen Brash Sent: Thursday, October 01, 2015 5:44 PM To: Jj Litchford; Vaishali-P Mehta Cc: PWMUS AMLKYC Subject: RE: Account Re-opening [I] EFTA01402934

Classification: For internal use only No Problem at all. Please keep AML Compliance posted. Best, Armen fcid:[email protected] Armen Brash Deutsche Asset & Wealth Management Head of Anti-Money Laundering Business Risk 60 Wall Street, 10005-2836 New York, NY, USA Tel. +1 212 250-0755 Fax +1 646 588-1858 Mobile +1 917 297-4818 Email [email protected] fcid:[email protected] From: Jj Litchford Sent: Thursday, October 01, 2015 5:42 PM To: Armen Brash; Vaishali-P Mehta Cc: PWMUS AMLKYC Subject: RE: Account Re-opening [I] Classification: For internal use only The account was closed due to zero balance (it was funded on 2/6/2015 and then de-funded on 2/23/2015). EFTA01402935

I have submitted for the research since the last KYC (2/1/2014) and put it in with high priority. I will let you know as soon as we get results (We expect some negative media possibly). thanks for the help, appreciate the quick reply. {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email [email protected] {cid:[email protected]} From: Armen Brash Sent: Thursday, October 01, 2015 5:39 PM To: Jj Litchford; Vaishali-P Mehta Cc: PWMUS AMLKYC Subject: RE: Account Re-opening [I] Classification: For internal use only 33 You'll need to order updated research and complete a KYC update. Essentially, you have to treat it the way you'd treat a brand new client. EFTA01402936

Why did the account close? Was it ever funded? Was it closed due to zero balance? Please note that this is a high risk client and the KYC will need to be reviewed by AML Compliance; I've cc'd them so they are aware of the rush. Best, Armen fcid:[email protected] Armen Brash Deutsche Asset & Wealth Management Head of Anti-Money Laundering Business Risk 60 Wall Street, 10005-2836 New York, NY, USA Tel. +1 212 250-0755 Fax +1 646 588-1858 Mobile +1 917 297-4818 Email [email protected] fcid:[email protected] From: Jj Litchford Sent: Thursday, October 01, 2015 5:30 PM To: Vaishali-P Mehta; Armen Brash Subject: FW: Account Re-opening [I] Classification: For internal use only Hello my favorites-- Can you let me know what I need to do to re KYC this entity for which an account was auto-closed (information below)? This is going to be a high rush situation, the client is absolutely furious. Thanks, EFTA01402937