Can you please help with the items that are NOT highlighted? From: Zack Bunimovich Sent: Tuesday, March 13, 2018 11:51 AM To: Nina Tona ; Martin Zeman < >; Xavier Avila Cc: Rita Shteynberg ; Mathew Negus ; Jitan Patel ; Davide-A Sferrazza Anthony Lentini < Subject: RE: SF [I] [C] Classification: Confidential ; Alastair Mackinlay Great, thanks Nina. I will confirm that the provided is sufficient for these requirements. Thanks, Zack From: Nina Tona Sent: Tuesday, March 13, 2018 11:41 AM To: Zack Bunimovich < >; Xavier Avila Cc: Rita Shteynberg ; Martin Zeman ; Mathew Negus ; Jitan Patel ; Davide-A Sferrazza Anthony Lentini < Subject: RE: SF [I] [C] Classification: Confidential ; Alastair Mackinlay Zack, EFTA01401972

I believe some of the below was already provided back in Feb. Please review below and attached to make sure they are sufficient and we'll get back on the additonal. Ownership - Broken down to 10% (Org chart with %'s of ownership or confirmation from Senior Client Rep explaining the ownership breakdown) Legal Reps — Identify and Verify UBO's - Identify and Verify Source of Funds — Identification & Verification (Annual Report) Source of Wealth — Identify and Verify Client Contact for Patriot Act disclosure email Formation Document (Cert of Incorp, etc) Nature of Business Doc Organization Chart o Per attachment "Southern Financial Operating Agreement" (pages 1, 16) § Southern Trust Company Inc. is the sole member of Southern Financial LLC § Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc. UBOs (Owners) that own greater than 10% o Jeffrey Epstein is the sole UBO (see "Organization Chart" above) EFTA01401973

The source of funds for the UBOs (owners) that are greater than 10% o Jeffery Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partner in 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, which merged into Southern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms. List of Legal representatives o Per attachment "Southern Financial Operating Agreement" (pages 16) § Jeffrey Epstein, Darren K. Indyke, Richard Kahn Annual report o See attachments "Southern Financial LLC Financials June 2017" and "Southern Trust Company Inc. Financials June 2017" for latest financial statements Thank you Nina Tona From: Zack Bunimovich Sent: Tuesday, March 13, 2018 11:16 AM To: Martin Zeman ; Xavier Avila Cc: Nina Tona ; Rita Shteynberg Mathew Negus < >; Jitan Patel Alastair Mackinla < Davide-A Sferrazza <davide- >; Anthony Lentini Subject: RE: SF [I] [C] EFTA01401974

Classification: Confidential Hi Martin, I just received the finalized KYC review yesterday. Even though the entity is opened for other products, it is outside of its KYC review date and is triggering a high risk rating. In order to approve the account, the team will need the following: Ownership - Broken down to 10% (Org chart with %'s of ownership or confirmation from Senior Client Rep explaining the ownership breakdown) Legal Reps — Identify and Verify UBO's - Identify and Verify Source of Funds — Identification & Verification (Annual Report) Source of Wealth — Identify and Verify Client Contact for Patriot Act disclosure email Formation Document (Cert of Incorp, etc) Nature of Business Doc Thanks, Zack From: Martin Zeman Sent: Monday, March 12, 2018 10:19 AM To: Zack Bunimovich cffi; Xavier Avila Mathew Negus < ; ga Jitan Patel ; ; Cc: Nina Tona Rita Shteynber Alastair Mackinla < >; Davide-A Sferrazza <davide- >; Zach Price EFTA01401975