From: Chris Dilorio To: Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Thu, 27 May 2021 11:49:59 +0000 EFTA00097481

Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf More Honig/Stetson et al SEC facilitated ONGOING fraud on the public David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell: FSD Pharma: HUGE with Pakistani's Had a BINDING LOI to acquire Israeli Therapix. FSD Pharma Responds to Therapix Termination of Binding LOI I Business Wire Not so binding. I caught them. Plan B Therapix: An Israeli money laundering shell where Stetson was "investor" EDGAR Filing Documents for 0001493152-17-003810 (sec.gov) and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov) Today, Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM D Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction We don't need no stinkin' SAR's. Aegis prolific OTCM/NASDAQ shell money launderer Aegis Capital Corporation (sec.gov) UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940, - SEC.gov I HOME 3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple branches www.sec.qov Well known to the SEC/FINRA: WHO were the customers? Who were the executing BD/MM's? MORE SEC "penny stock trading fairies" of course. NOPE: NITE. WHY are all entities once again UN Named? Robert Eide.pdf (finra.org) EFTA00097482

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS - FINRA.org FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY PROCEEDING NO. 2011026386002 HEARING OFFICER: MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital Corp. SETTLEMENT Date: August 3, 2015 Respondents. INTRODUCTION - FINRA.org another F11"4RA member and registered with FINRA, through the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org Kevin Mckenna and Robert Eide (sec.gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis' violations of Exchange Act Section 17(a) and Rule 17a-8 thereunder and Eide was a cause of Aegis' violations. vo.vw sec gov Stetson: Honig side kick. Therapix now SciSparc. Still Israel Beginning on pg 10 of the SciSparc SEC approved and reviewed registration https://www.sec.gov/Archivesiedgaridata/1611746/000121390021022427/ea139707- fl scisparcltd.htm#a 009 www.sec.gov 20 Raul Wallenberg Street, Tower A, Tel Aviv 6971916, Israel. Tel: (+972) (3) 610-3100 : Puglisi & Associates. 850 Library Ave., Suite 204. Newark, DE 19711 www.sec.gov EFTA00097483

Sellers include: Aegis CEO Robert Eide Pension Plan: NOW that is f'n funny Hoboken restraunteur Rohit Bawa NYC Restaurateur Revamping Former Liberty Bar Site i Jersey Digs ; r2 Connecticuit distributor Michael Bozzuto Contact I Bozzutos.com Contact I Bozzutos.com NYC Restaurateur Revamping Former Liberty Bar Site I Jersey Digs The building itself was designed by Minervini Vandermark and will be four stories of concrete construction. The residential component will consist of three separate 3-bedroom, 2-bathroom units, each occupying one floor. jerseydigs.com Connect With One of Our Teams. We value your feedback. Let us know what's on your mind and how we can serve you better. Please select a department on the left to send a message directly to the team you would like to reach. www.bozzutos.com and, prolific Bag Man Michael Bigger Bigger Capital EDGAR Search Results (sec.gov) AND many more More on New York based Bigger Capital coming Of course, Aegis has a BOOMING wealth Management business How many related party transactions in this SEC reviewed Therapix Fl? https://www.sec.gov/Archivegedgar/data/1611746/000121390016017994/ff12016 therapixbio.htm#a 017 Next up: SciSparc Aegis "Investment banking" has ties to Israeli military Isaac Livni-EIDE: related? Investment Banking Team - Aegis Capital Corp. (aegiscapcorp.com) Aegis just did an SEC approved offering for Meten EdtechX Education Group China EDGAR Search Results (sec.gov) EFTA00097484

Brought to the US public/NASDAQ by the same Bag Man who brought Hwang/Archegos money laundering shell GSX to the US/NASDAQ Puglisi and Associates:Delaware https://www.sec.gov/Archives/edgar/data/1796514/000121390020018525/ea124386-fl metenedtech.htm Form F-1 (sec.gov) Some reports I've read suggest the SEC won't investigate Archegos/Hwang because it lacks "jurisdiction". Perhaps Ms Hodgman/Strzok can clarify for us. Recall: Honig,Stetson/Frost/Alpha Cap (my TCR). As I REPEATEDLY told the SEC: multi BILLIONAIRE Frost didn't risk it all to make a few million. He/they were laundering 8 (EIGHT) YEARS after submitting my NITE/UBS TCR with the SEC, Alpha Capital Anstalt is very much up and running in 2021 EDGAR Search Results (sec.gov) For His part: Frost bought Ladenberg from lcahn/Lorber/ et al: Vector/New Valley AFTER Ladenberg had bought Icahn's former firm Gruntal. Gruntal: SAC,Sater,Feinberg, Icahn: MILKEN Archegos and Greensill: Credit Suisse. Credit Suisse is controlled by Milken flunkies. Including the Risk Officer who quietly stepped down. Greensill: Jim Justice: Magna/Sason/Saviola/Sichenzia: SDNY/NY Supreme Court I suspect there will be no SEC investigation of Credit Suisse. Ms Hodgman Strzok is an expert at criminal obstruction. Pretty good, eh? It's a gift really Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Monday, May 24, 2021 5:47 AM EFTA00097485

Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Engelmayer: Simply put: RIOT exists in SEC filings only. Multiple Honig money laundering shells: Aspenbio/Venaxis/Bioptix involving Russian Government entity: Rusnano RIOT world HQ in Castle Rock is 15 minutes from my home. Apparently Mr Gottschall can't seem to find Castle Rock on a map. There is no RIOT at SEC filing address. An ISP: Clear Connect and a Pakistani BPO entity: NASDAQ traded IBEX. Who did Mr Gottschall deliver his "no further investigation" letter to exactly? It sure as hell wasn't RIOT. BTW: as a result of said Gottschall letter/determination as result of his incredibly THOROUGH investigation, the SEC chose not to review a RIOT offering in December 2020 Riot Blockchain Inc. S-3 Letter.pdf (sec.gov) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE - SEC.gov United States securities and exchange commission logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 vo.vw. sec .g ov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc. (Subject) CIK: 0001167419 (see all company filings) IRS No.: 841553387 I State of Incorp.:NV I Fiscal Year End: 1231 Type: SC 13G I Act: 34 ... www.sec.gov Judge Engelmayer, other SDNY/NY Supreme Court Judges: I implore you to send me a subpoena Cheers! Chris EFTA00097486