CFR ir Key downgrades FR, Opco upgrades HMSY, BMO initiates NXPI (op) ••• Bofa downgrades SCCO, Raja upgrades OKSB, Macquarie downgrades SUSS ••• Susquehanna initiates XRX (pos), UBS upgrades CIEN (buy), CLSA upgrades AAPL (buy) Europe Key Research: ••• Bofa initiates GMS LN (buy), Exane BNP downgrades M

DUK, BMO downgrades SUI Key Research: Jefferies downgrades HMSY/AGP, Stifel downgrades HGG, Wells initiates VPHM (mp) and REXX (op) Key Research: Susquehanna initiates NXPI (neut), JMP initiates JNPR (mp), Baird downgrades CVGI/MTOR/MOD Key Research: Guggenheim initiates CMA (neut), Stifel initiates LTM

Key Research: Wunderlich downgrades CVLT & upgrades CMO, CS upgrades AXA, Kaufman reinstates EBAY (buy) Key Research: Cowen lowers estimates NVDA, Susquehanna raises target & estimates MRX, Jefferies upgrades WPRT (buy) Reporting Pre-Open: MON, MSM Reporting Post-Close: BBBY, APOG, BLVD, NAUH, OCNF, PBY,

p) & downgrades MS upgrades GLE FP & initiates FFIV (ow) and FDS (ew), Piper initiates VCRA Roth reinstates CYTR/PTN (buys), Baird downgrades FWRD, Susquehanna upgrades Bofa upgrades RY (buy), Citi downgrades PGR Reporting Pre-Open: CHKP, COP, DHI, ETN, HAS, ROP, STI, XRX, BEAV, BOH, EAT, FCBC, HLX, KNL,

grades VVUS, Wells upgrades VIAB Key Research: JPM upgrades COG & initiates HFC/VLO (neut's) and PSX/TSO (ow's), FBR initiates FCEL Key Research: Susquehanna initiates SF (neut), Wedbush initiates KKD (op), Northcoast initiates C00 (buy) Key Research: Investec downgrades LLOY LN, MS downgrades LINTA/WLP/

), Piper initiates SPNC/GTIV (ow), FBR initiates WRLD (mp), Sitfel upgrades AFFY (buy) Key Research: DB upgrades VECO (buy), Baird downgrades RRMS, Susquehanna initiates MYL/WPI EFTA00417992 (positive's) Key Research: Stifel initiates ARIA/ARQL/CEMP (buy's) and DNDN (hold) & resumes AMGN/ACOR/BIIB/CELG/

N (perform), Citi cuts JCP (sell) & upgrades LPLA (buy) • DB upgrades KS, Raja upgrades AMT (buy), BMO initiates CSL (mp), DA Davidson cuts MDU ••• Susquehanna initiates GES (neut), Key downgrades PZZA, Brean downgrades ITRI (sell) • Longbow upgrades RBC, Mizuho downgrades ENTR, RBC downgrades RBC, JPM upgr

sted in managing risk, reviewed and modeled intricate features and optionality embedded within the deal terms and structures. Prior to his role with Susquehanna, Mr. Antonopoulos was a Senior Trader for The Vanguard group. Mr. Antonopoulos received his B.S. in Business Administration with a Major in Finance

ted in managing risk, reviewed and modeled intricate features and optionality embedded within the deal terms and structures. Prior to his role with Susquehanna, Mr. Antonopoulos was a Senior Trader for The Vanguard group. Mr. Antonopoulos received his B.S. in Business Administration with a Major in Finance

Sat 9 @Merchant Marine DII 12:00pm Sun 10 @Merchant Marine 1 I:00am Wed 13 Bridgewater 4:OOpm Sat 16 Susquehanna DII 12:00pm Sun 17 Susquehanna 11:00am Tue 19 (Mary Washington 4:00pm Fri 22 @Scranton DI I 12:00pm Sat 23 (q Scranton 11:00am Tue 26 Stevenson 4:OOpm Sat 30 Mora

ssion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EFTA00070437 EDGAR Filing Documents for 0001104659-21-023563 Riot

ssion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc

ion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www. sec g ov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc

ssion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc

mission logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 w.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc

n logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 veww. sec .g ov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc

ssion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EFTA00080736 EDGAR Filing Documents for 0001104659-21-023563 Riot

ssion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc

mission logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 w.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc

ssion logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EFTA00069625 EDGAR Filing Documents for 0001104659-21-023563 Riot