What is Alpha Capital Anstalt?

Alpha Capital Anstalt is a private investment firm and lender based in Liechtenstein, founded in 2000. It invests in listed companies, particularly in biotechnology and cleantech, and has been involved in various legal and financial activities, including investments in small-cap companies and court cases related to loan repayments.

Has Alpha Capital Anstalt been accused of fraudulent activities?

Yes, Alpha Capital Anstalt was one of the defendants in an SEC case related to an alleged pump-and-dump scheme. The firm consented to a permanent injunction and paid disgorgement, interest, and penalties without admitting or denying the allegations.

What is Alpha Capital Anstalt?

Alpha Capital Anstalt is a private investment firm and lender based in Liechtenstein, founded in 2000. It invests in listed companies, particularly in biotechnology and cleantech, and has been involved in various legal and financial activities, including investments in small-cap companies and court cases related to loan repayments.

Has Alpha Capital Anstalt been accused of fraudulent activities?

Yes, Alpha Capital Anstalt was one of the defendants in an SEC case related to an alleged pump-and-dump scheme. The firm consented to a permanent injunction and paid disgorgement, interest, and penalties without admitting or denying the allegations.

Back to People & Entities

Alpha Capital Anstalt

Organization

Also known as:

ALPHA CAPITAL ANSTALT

Total Mentions

Documents

174

Connected Entities

Liechtenstein-based investment firm involved in SEC enforcement matters

Alpha Capital Anstalt is a lender and private investment firm based in Liechtenstein that has been implicated in documents related to Jeffrey Epstein. The mentions appear in the context of allegations of financial misconduct, specifically money laundering, brought forth by a whistleblower against the SEC.

Alpha Capital Anstalt appears in documents alongside names like Jeffrey Epstein, Donald Trump, Prince Andrew, and Leon Black. The documents suggest the firm was investigated for potential money laundering activities, with claims that the SEC failed to act on these red flags. A whistleblower alleges that Alpha Capital Anstalt was used as a shell for laundering money, referencing connections to other entities and individuals also linked to Epstein. The firm is also described as a hedge fund controlled by Austrian business magnet Martin Schlaff.

Key Highlights

•Alpha Capital Anstalt is mentioned in connection to allegations of money laundering alongside Jeffrey Epstein and other high-profile individuals.
•The SEC is accused of not addressing red flags related to Alpha Capital Anstalt's activities.
•Alpha Capital Anstalt has been described as a prolific investor in small-cap companies, sometimes using unfavorable terms and facing SEC scrutiny for alleged participation in pump-and-dump schemes.

Frequently Asked Questions

Books for Further Reading

Perversion of Justice: The Jeffrey Epstein Story

Julie K. Brown

Investigative journalism that broke the Epstein case open

Filthy Rich: The Jeffrey Epstein Story

James Patterson

Bestselling account of Epstein's crimes and network

Relentless Pursuit: My Fight for the Victims of Jeffrey Epstein

Bradley J. Edwards

Victims' attorney's firsthand account

Document Mentions (20 of 29)

EFTA00070362.pdf (email 7: Fw: Formal appeal for denial covered action 2015-016/ Knight)

EFTA00070362_email_007

1 mention

BILLIONAIRE Frost didn't risk it all to make a few million. He/they were laundering 8 (EIGHT) YEARS after submitting my NITE/UBS TCR with the SEC, Alpha Capital Anstalt is very much up and running in 2021 EDGAR Search Results (sec.gov) For His part: Frost bought Ladenberg from lcahn/Lorber/ et al: Vector/New Vall