From: on behalf of Sent: To: CC: Subject: Monika Valantiejute GM ACO [email protected] 3/2/2018 10:22:05 AM Xavier Avila Jitan Patel Nina Tona RE: SF [I] Classification: For Infernal use only Hi Xavier • lain Macara ; Mathew Negu ; Alastair Mackin ; Davide-A Sferrazza ay Rita Shte nber n eman The GB adoption location is Red across all business but this is GIB Green for the US adoption location — as one of the businesses has asked to retain this._ please confirm which business asked to retain? In these instances, the GM products will not be offboarded if another business has asked to retain and the KYC/ACO responsibility sits with that business. However, please also be aware that this is a High Risk client which is KYC deficient and was last reviewed in 2015. Please let me know if any other questions. Kind regards, Monika Valantiejute GM Project Mercury Deutsche Bank Wi inchester Street, London, (ON 20B Tel Email From: Xavier Avila Sent: 02 March 2018 13:53 To: GM ACO Man Patel Cc: Nina Tona u ject: RE: lain Macara Mathew Negus ; Alastair Mackinlay Davide-A Sferrazza ; Rita Shteynberg Martin Zeman Thanks Monica, did we hear anything back? The client is asking questions and we have no clear answers or timeframe to give him. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052652 CONFIDENTIAL SDNY_GM_00198836 EFTA01362934