Cc: Paolo De-Leon <[email protected]> Subject: RE: New Derivatives account. III You can ask Zia Memon /Diana Canter. The team reports to him. Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 P k Av 1 154.0004 New York, NY, LISA Tel. Email From: Keith Buckholz Sent: Tuesday, January 09, 2018 2:15 PM To: Funda Bozkurt < Cc: Paolo De-Leon < Subject: FW: New Derivatives account. II) Importance: High Classification: For Internal use only Hi Funda, Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks. Regards, Keith From: Keith Buckholz Sent: Friday, December 08, 2017 11:38 AM To: Srikanta Gouda >; Surendra Singh < >; Collateral Admin-NY Cc: Nitin-X Sin >; Collateral Admin-NY < ; CUSTOMERBUILD BLO < >; Sendhil-kumar K < ); 'FX Middle Office' <fx- >; Debra Jasper < Roxanne Scott < >; Halina >; Hiren Mathur < >; CRM-PWM Derivatives >; Enid Ellis Collateral-Assets Newyork a Subject: RE: New Derivatives account. [I) Importance: High Classification: For Internal use only Hi Srikanta, Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have collateral accounts set up. Thanks. Regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041232 CONFIDENTIAL SDNY_GM_00187416 EFTA01355922