Epstein Secrets

ionship with Bear Steams began 32-years ago when he was personally recruited as a trader by Bear Steams' former Chairman of the Board of Directors, Alan Greenberg. After leaving in 1981, Epstein continued to do business with Bear Steams. 19. Epstein was considered a "VIP" client of Bear Steams. In order to as

former Chairman of the Board of Directors, Alan Greenberg. After leaving in 1981, Epstein continued to do b

nder the laws of the State of Delaware with its principal place of business located at 383 Madison Avenue, New York, New York, and was the parent of Bear, Steams & Co. Inc. and BSAM. Bear Steams, a global investment bank, securities trading, and financial services firm, marketed itself as having particular expertise in

INSTITUTIONAL INTERESTS MC #2 ACCOUNT EXECUTIVE GREENBERG.AUkN C. STATEMENT PERKI0 June 28.2003 TELEPHOPE

e following: Bear Steams & Co, Inc, will post its quarterly routing statistics at the following web link: http://wvv,bearsteams,comf, Customers of Bear, Steams & Co. Inc. may request information on any order executed within the prior six months from the time of the request, Specifically, you may request the identity

TATISM'S,' troerreer 26.2003 ACCOUNT ExECUTTVE GREENBERG.ALAN C. TELEPHONE (212)272.4605 VISIT OUR WERS

laf 0 TriSOUGH ITS vmou3, Own= SUSSOsuir I LVSZZOO- V1.43 0 E I C in z r _ 6LLZS£00 019 ANC'S BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear, Steams & Co. Inc. 383 Madison Avenue New Talc New York 10179 (212) 272-2000 Sew SIWOS seances Cap. Of Wm/a One Nolh aver. New et 20 323 1212) 272.1000 INSTITU

New Yak 10179 (212) 272-2000 ACCOUNT EXECU1NE GREENBERG.AIAN C. TELEPHONE (212)272.4605 NMI OUR Y3BSIl

12014&19 RIZ 2720000 INSTITUTIONAL INTERESTS NC e2 EFTA01322054 0 -n C in r Z6SZSEOCIA19- ANGS BEAR STMRNS OFFICE SERVICinG YOUR ACOSINT Bear, Steams & Co. Inc. 245 Park AMMO New York, New York 10167 (212) 272-2000 Your Portfolio Holdings (continued) YOUR TOTAL ESTIMATED ANNUAL INCOME 4302.540 YOUR PRI

t the Officer Defendants) 214 COUNT III For Violations of Section 20A of the Exchange Act (Against Defendants Cayne, Schwartz, Spector, Molinaro, Greenberg, and Farber) 215 vi EFTA00316720 Case 1:08-cv-02793-RWS Document 102 Filed 02/27/09 Page 8 of 347 PRAYER FOR RELIEF 116 DEMAND FOR JURY TRIAL

Filed 02/27/09 Page 10 of 347 B&D AAG: AAG that was applicable to Brokers and Dealers in Securities. Bear Stearns: The Bear Steams Companies Inc., Bear, Steams & Co. Inc., and Bear Steams Asset Management. Bear Stearns Defendants: The Bear Steams Companies Inc.; James E. Cayne; Alan D. Schwartz; Warren Spector; Samu