Epstein Secrets

ionship with Bear Steams began 32-years ago when he was personally recruited as a trader by Bear Steams' former Chairman of the Board of Directors, Alan Greenberg. After leaving in 1981, Epstein continued to do business with Bear Steams. 19. Epstein was considered a "VIP" client of Bear Steams. In order to as

former Chairman of the Board of Directors, Alan Greenberg. After leaving in 1981, Epstein continued to do b

Companies continuing as the surviving corporation and as a wholly-owned subsidiary of JPMorgan Chase & Co. 16. At all relevant times, Respondent Bear, Stearns & Co. Inc. was a corporation organized under the laws of the State of Delaware with its principle place of business located at 383 Madison Avenue, New York, N

areholders, members, directors, officers, employees (including:-without-tiolita(ioa7 Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwartz, Warren Spector and Matthew M. Tannin), attorneys, accountants, auditors, affiliates, parents a

Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwa

l for Claimants Freshfields Bruckhaus Deringer US LLP By: Marshall H. Fishman Gabrielle L. Gould Co-Counsel for The Bear Steams Companies Inc., Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. - 2- KL3 , . 1. 1C7-2211112.1 EFTA00316036 Wachtell, Lipton, Rosen & Katz By: David B. Anders Counsel

l partners, agents, shareholders, members, directors, officers, employees (including Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwartz, Warren Spector and Matthew M. Tannin), attorneys, accountants, auditors, affiliates, parents an

Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwar

nt. IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed as of the Effective Date. The Bear Stearns Companies Inc. (n/k/a The Bear, Stearns & Co. Inc. (n/k/a J.P. Morgan Bear Steams Companies LLC) Securities LLC) By: By: Name: Name: Title: Title: Bear Stearns Asset Management Inc. Financ

ger.' According to the Amended Statement of Claim, Epstein began his career at Bear Stearns in 1977 after being personally recruited as a trader by Alan Greenberg ("Greenberg"), Bear Stearns' former Chairman. (ASOC ¶ 18). At Bear Stearns, Epstein traded options and served in the "special-products division," ad

o the Amended Statement of Claim, Epstein began his career at Bear Stearns in 1977 after being personally recruited as a trader by Alan Greenberg ("Greenberg"), Bear Stearns' former Chairman. (ASOC ¶ 18). At Bear Stearns, Epstein traded options and served in the "special-products division," advising some

ANSWER Pursuant to Rule 12303 of the NASD Code of Arbitration Procedure for Customer Disputes, Respondents The Bear Stearns Companies, Inc. ("BSC), Bear, Stearns & Co. Inc. (Bq&Co.), and Bear Stearns Asset Management Inc. ("BSAM") (collectively, the "Bear Stearns Respondents"), by their attorneys, Kramer Levin Naftalis

l partners, agents, shareholders, members, directors, officers, employees (including Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwartz, Warren Spector and Matthew M. Tannin), attorneys, accountants, auditors, affiliates, parents an

Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwar

ishman Gabrielle L. Gould 520 Madison Avenue, 34th Floor New York, New York 10022 (212) 277-4000 Co-Counsel for The Bear Steams Companies Inc., Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. KU 23311357i - 2 - EFTA00586194 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Stree

INSTITUTIONAL INTERESTS NC #2 ACCOUNT Effect WE GREENBERG.ALAN C. /PAW POMO September 28.2002 TELEPHONE

02 THROVI:Pi Sapnv 22.2002 Any MAAKA TAXPAY171 Wann LW' STATIVOrt Auent 30. 2002 Pursuant to SEC Rule 11 Act .6. please note the following: Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: httpiffirmw.bearsteams.cornitiearsteamsfindividualinvestorfequilitesord erro

TATISM'S,' troerreer 26.2003 ACCOUNT ExECUTTVE GREENBERG.ALAN C. TELEPHONE (212)272.4605 VISIT OUR WERS

ROW MAO", 0.5000 16.30 516.30 027 1001011121 001 V113 EFTA01322223 -n C in r T9LZSEOCIN9- ANGS BEAR STURNS COME SERVCRG YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Mason Avenue New York, New York 10179 (212) 272-2000 Your messages Bear, Steams Securities Corp. Net Capital and Net Capital Requirements: