Epstein Secrets

Revised_CLEARED_Richard D Kahn rdc alert [II Classification: For internal use only Hi Amanda - This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

lerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was ba

From: on behalf of Sent: To: CC: Subject: Attachments: Richard D Kahn rdc alert_l.pdf; Richard D Kahn rdc alert.pdf Revised_CLEARED_Richard D Kahn rdc alert [II Classification: For internal use only Hi Amanda - This is a revision to the below clearance for Mr. Kahn - after further review it appea

n rdc alert_l pdf Richard D Kahn rdc alertpdf Classification: For internal use only Hi Amanda - This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was b

Ei Current Classification: (dick here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWMUS AMLKYC to Amanda Kirby Sent by: Michael Vila Cc: Jacqueline Lightbody, PWMUS AMLKYC, Janice Franklin 11/011201310:54 AM 2 attac

hard D Kahn rdc alert.pdf Classification: For internal use only Hi Amanda - 11/01/2013 10:54 AM This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was b

LI Current Classification: (click here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWMUS AMLKYC to Amanda Kirby Sent by: Michael Vila Cc: Jacqueline Lightbody. PWMUS AMLKYC, Janice Franklin 2 attachments Richard D Ka

chard D Kahn rdc alert.pdf Classification: For internal use only Hi Amanda - 11/011201310:54 AM This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was b

Current Classification: (click here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWM US AMLKYC t Amanda Kirby Michael Vila Jacqueline Lightbody, PVVMUS AMLKYC, Janice Franklin 2 attachments Richard D Kahn rdc alert

S AMLKYC, Janice Franklin Classification: For internal use only Hi Amanda - 11/01/2013 10:54 AM This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was b

0 Current Classification: (click here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWMUS AMLKYC to: Amanda Kirby Sent hy: Michael Vila Cc. Jacqueline Ughtbody. PWMUS AMLKYC, Janice Franklin Classification: For interna

rspective client, 2) the settlor (Jeffery Epstien) is not related to the FINRA proceeding, and 3) there is no other negative media pertaining to Mr. Kahn. As such this is CLEARED from an AML Pesepctive. Best, Michael Front To: Cc: Date: 09/04/2013 11:09 AM Subject: Re: Richard D Kahn rdc alert

de copies of all responses along with your KYC. [attachment "Richard D Kahn rdc alert.pdf' deleted by Amanda Kirby/db/dbcom] [attachment "Richard D Kahn rdc alert:I4)dr deleted by Amanda Kirby/db/dbcom] Regards Urvashi SDNY_GM_00065010 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0027835

ow RDC alerts do pertain to our client. Richard D Kahn is the person in question. However, he will not

de copies of all responses along with your KYC. [attachment "Richard D Kahn rdc alert.pdf" deleted by Amanda Kirbyidb/dbcom] [attachment "Richard D Kahn rdc alert_1.pdf" deleted by Amanda Kirbyklb/dbcom] Regards Urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0044341 CONFIDENTIAL SD

ow RDC alerts do pertain to our client. Richard D Kahn is the person in question. However, he will not

ue. Include copies of all responses along with your KYC. [attachment "Richard D Kahn rdc alert.pdf' deleted by Amanda Kirby[attachment "Richard D Kahn rdc alert_1.pdf" deleted by Amanda Kirby Regards Urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048612 CONFIDENTIAL SDNY_GM_0019