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copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. page 42 of 42 CONFIDENTIAL SDNY_GM_00011552 EFTA_00122203 EFTA01267682 1D Ameritrade SOUTHERN FINANCIAL LLC AT
.00 05/12/14 179,522.71 1.80 32.477.29 COM RAINMAKER SYSTEMS RMKR 290.687 0.2499 72.64238 05/12/14 74,366.86 0.26 (1.724.18) INC COM RELM WIRELESS CORP. RWC 53.600 3.8399 205.818.64 05/13/14 174,392.78 3.25 31.425.86 COM RICEBRAN RIBT 52.600 7.19 378.194.00 05/12/14 290,044.76 5.51 8
copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to r
19.659.17 4.18 4.451.83 SYSTEMS TEC COM RAINMAKER SYSTEMS RMKR 461.000 0.175 80.675.00 05/12/14 105.016.07 0.23 (24.341.07) INC COM RELM WIRELESS CORP. RWC 60.770 4.10 249.157.00 05/13/14 202.505.15 3.33 46.651.85 COM RICEBRAN RIBT 63,300 5.19 328.527.00 05/12/14 353.378.92 5.58 (24
copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Annual Margin Disclosure Securities purchased on margin are the firm's collateral for the loan to you. If the securit
08/27/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (37.384.88) 0.00 DEPOSIT ACCOUNT 08/25/14 08/28/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 700- 4.4801 3.130.00 3.130.00 COM Commission 6.00 Regulatory Fee 0.07 08/25/14 08/28/14 Margin Sell - Securities Sold RELM WIRELESS C
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