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copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. page 42 of 42 CONFIDENTIAL SDNY_GM_00011552 EFTA_00122203 EFTA01267682 1D Ameritrade SOUTHERN FINANCIAL LLC AT
rade.corn,financialstatement.html on or before June 13, 2014, or by contacting TO Ameritrade Clearing. Inc. at 1-800-237-8692. As of March 31, 2014, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.42 billion and $266.6 million, respectively. A copy of the report and comments is currently avai
copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to r
ction Cal:oration (SIPC) protection appbcable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://wvmtdameritrade.comffinancialstatement.html on or before June 13. 2014, or by contacting TD A
mments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. page 6 of 6 CONFIDENTIAL SDNY_GM_00012126 EFTA_00 122777 EFTA01268256 1D Ameritrade PO 6°X 2577 OMAHA 6,E 68103
applicable to your brokerage account. Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://www.tdameritrade.comainancialstatement.html or by contacting TD Ameritrade Clearing, Inc. at
Entities connected to both Denver and TD Ameritrade Clearing, Inc.

Jeffrey Epstein
PERSON
Prince Charles
PERSON
Omaha
LOCATION
Richard Kahn
PERSON
Angela Merkel
PERSON
Sally
PERSON
TD Ameritrade
ORGANIZATIONThe Toronto-Dominion Bank
ORGANIZATIONInsrd Dep Acct
ORGANIZATIONTD Amentrade
PERSON
TD Bank
ORGANIZATIONFletse
ORGANIZATIONWilly
PERSONFIFOI
ORGANIZATIONAmeritrade
ORGANIZATIONPO SOX 2209
ORGANIZATIONAMERITRADE INC
ORGANIZATIONTO Bank USA
ORGANIZATIONAccount Prolectbn
ORGANIZATIONTD Ameritrade, Inc.
ORGANIZATION