Epstein Secrets

WM recommending that this matter be discussed at the Americas Rep Risk Committee. However, I have not heard back from WM. Would you mind if I told Courtney that neither you nor I are comfortable from a Rep Risk perspective and asked you to reach out to Ted for his view on this matter. Let me know. Kin

r you nor I are comfortable from a Rep Risk perspective and asked you to reach out to Ted for his view on this matter. Let me know. Kind Regards, Wayne Salit From: Dmitri Saks Sent: Monday, January 05, 2015 12:01 PM To: Courteney B Fornal Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML; M

r the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Hi Wayne, The correct spelling of Courteney's last name is Fornal. She is Director and Registered Principal for the deal. Courteney is on vacation, but she's checking her email and would be av

From: Wayne Salit f Sent: 12/23/2014 1:28:46 PM To: Dmitri Saks I CC: Carlos-A Garcia I ; Jan Bornebusch Subject: RE: EDD package for the RID : ONB-120902 LKY

l risk and would like to have a conversation with Courtney Fornal upon his return next Tuesday. Please see

From: Wayne Salit Sent: 1/7/2015 10:42:39 AM To: Michael Koplowitz CC: John Juul Kerrian Gordon Omitri Saks A Garcia [email protected] Subject: RE: E

Would you mind if I told Courtney that neither you nor I are comfortable from a Rep Risk perspective and asked you to reach out to Ted for his view on this matter. Let me know. Kin

r you nor I are comfortable from a Rep Risk perspective and asked you to reach out to Ted for his view on this matter. Let me know. Kind Regards, Wayne Salit From: Dmitri Saks Sent: Monday, January 05, 2015 12:01 PM To: Courteney B Fornal Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML; M

WM recommending that this matter be discussed at the Americas Rep Risk Committee. However, I have not heard back from WM. Would you mind if I told Courtney that neither you nor I are comfortable from a Rep Risk perspective and asked you to reach out to Ted for his view on this matter. Let me know. Kin

r you nor I are comfortable from a Rep Risk perspective and asked you to reach out to Ted for his view on this matter. Let me know. Kind Regards, Wayne Salit From: Dmitri Saks Sent: Monday, January 05, 2015 12:01 PM To: Courteney B Fornal Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML; M

Hi Wayne, The correct spelling of Courteney's last name is Fornal. She is Director and Registered Principal for the deal. Courteney is on vacation, but she's checking her email and would be av

eet, New York, NY 10005-2836 Tel: +1 212 250-4760 E-mail Parricrwirr Perpron From: Carlos-A Garcia Sent: Tuesday, December 23, 2014 8:15 AM To: Wayne Salit Cc: Carlos-A Garcia; Dmitri Saks Subject: FW: EDD package for the RID : M.'"arty name : Southern Financial LLC [I] Classification: For Internal

r the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hi Wayne, The correct spelling of Courteney's last name is Fornal. She is Director and Registered Principal for the deal. Courteney is on vacation, but she's checking her email and would be av

From: John Juul Sent: 12/23/2014 2:44:45 PM To: Wayne Salit Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC (Ii Classification: For internal use only Yes,

S-3443 Party name Southern Financial LLC ll) Classification: For Internal use only Hello Wayne, From the information listed below, it appears that Courteney 8 Formal is the head for this request. Kind regards, Carlos Garcia From: Carlos-A Garcia On Behalf Of US-CB S-AML Sent: Tuesday, December 23, 201

From: Carlos-A Garcia Sent: 12/23/2014 8:14:56 AM To: Wayne Salit [[email protected] CC: Carlos-A Garcia I ; Dmitri Saks Subject FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name Southern Financ

e for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC Classification: For Internal use only Hi Wayne, The correct spelling of Courteney's last name is Fornal. She is Director and Registered Principal for the deal. Courteney is on vacation, but she's checking her email and would be av

From: Dmitri Saks Sent: 12/23/2014 9:31:44 AM To: Wayne Salit CC: Carlos-A Garcia [I II]; Jan Bornebusch Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC Cla