y John — Party name : Southern Financial Ur DI Party name : Southern Financial LLC [I] Thanks for the information. I will escalate this matter to Ted Gonedes for his view on the Rep Risk issue. 6TW, you mentioned that you copied Mike, but I did not see it in the cc line. What is Mike's last name? Kind R

Michael — Here is the latest e-mail from the business. Please let me know if you have been able to reach Ted Gonedes on this matter. In addition, I cc'd you on an e-mail I sent to WM recommending that this matter be discussed at the Americas Rep Risk Committee. How

Friday, January 2nd. For immediate assistance, please call the desk at-. For emergencies, my mobile number is The ultimate head of the Business is Ted Gonedes, Global Head of Equity Derivatives Sales for CB&S Markets (sits here in NY). He's also on an MTA and will be back next Monday, December 29. Thanks

DD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Hi, I reached out to Ted Gonedes who is at home in London. His wife gave birth last week. According to his email, Ted is concerned with regard to reputational risk and would like to

lj Classification: For Internal use only Michael - Here is the latest e-mail from the business. Please let me know if you have been able to reach Ted Gonedes on this matter. In addition, I cc'd you on an e-mail I sent to WM recommending that this matter be discussed at the Americas Rep Risk Committee. How

iate assistance, please call the desk at (212) 250.4940. For emergencies, my mobile number is (917) 913-4868." The ultimate head of the Business is Ted Gonedes, Global Head of Equity Derivatives Sales for CB&S Markets (sits here in NY). He's also on an MTA and will be back next Monday, December 29. Thanks

43 Party name : Southern Financial LLC [Ii Classification: For Internal use only John — Thanks for the information. I will escalate this matter to Ted Gonedes for his view on the Rep Risk issue. BTW, you mentioned that you copied Mike, but I did not see it in the cc line. What is Mike's last name? Kind R

From: Ted Gonedes Sent: 1/6/2015 11:48:30 AM To: Michael Koplowitz CC: John Juul Subject: Re: EDD package for the RID : Classification: For Internal Use Only

0902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only John - See information below. Are you familiar with Ted Gonedes? I am trying to figure out if he is senior enough for this decision. Also, the directory does not indicate who Ted reports into. Let me know your t

day, January 2nd. For immediate assistance, please call the desk at-. For emergencies, my mobile number is ." The ultimate head of the Business is Ted Gonedes, Global Head of Equity Derivatives Sales for CB&S Markets (sits here in NY). He's also on an MTA and will be back next Monday, December 29. Thanks