Document Mentions (3 shared documents)

EFTA01323548_sub_001 - EFTA01323548_100

3 mentions1 same-page

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1500 07-1241. 250 03-15-01. 1030 02-26-02. 9 00 03-30-01. 1200 06.11431 03/27/02 03/22/02 BOUGHT EMERSON ELECTRIC CO UNSCUCITED COVER SHORT. P MORGAN CHASE & CO AVG PACE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED COVER SHCRT, MEMBERWORKS INC COVER 9.797. EXECUTION BY REIN VS -800 06-2

2.000 2,300 5.4762 NY REGISTRY TOME DEPOT INC HO MRGN 2,400 51.0000 122.400 480 0.3922 HUMANA INC HUM SHRT -1,000 13.1100 -13.110 P MORGAN CHASE & CO IPM SHRT •1,700 28.1900 -42923 -2.312 4.8244 K-SWISS INC-CL A KSWS MRGN 6.400 33.7750 216,160 384 0.1776 KELLWOOD CO KVA) SHRT -5.700

6.70560 106.565.79 -n WC EXECUIEN BY BUCK VS 1900 01.17-02. 2100 01-15-0 2 C in 03/25102 03/20/02 Seth CallASSION 240.00 SEC FEE 1.81 TIMBERLAND CO-CL EXECUTCN BY BUCK TER -11,950 39.39970 470.067.36 VS 1600 03-08-02. 1000 10-174 1. MO 1041.01. 8700 01-02-02 COMPASSION 717.00 SEC FEE 7.07

EFTA01323548_sub_002 - EFTA01323548_172

2 mentions1 same-page

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22.2002 stoma %Wen TA)AYEet WNW 134037368 VIT vernater Jstwy 25.2002 mesas cowers MCC DEW ~NI INIY 900 4.50000 4.063.00 Otti31 Mare 10 MORGAN CHASE 5 CO SHORT. OCECUTION BY SUCK VS -1700 02.19.02 COMMISSION 102.00 SEC FEE .76 RADIOSNACK CORP SHORT. DIECITOON BY BUCK VS -1300 02-19-02 COIMIS5

SEC FEE .83 PACIFIC SUNWEAR OF CALIFORNIA INC EXECUTION BY RICO VS 3400 02-07-02 ktsroiet INC DECUTKIN BY MONT VS »0 01-0802 SEC FEE 1-02 TIMBERLAND CO-CL A EXECUTION BY FLAP VS KO 01-08-02. 17O001.11Ø . 5700 01-10-02. 600 01-04-02 COLAMISSION 616.00 SEC FEE 4.213 Dew Sauna 590•991 Cap One Miet

EFTA00199832_sub_002 - EFTA00199832_171

2 mentions1 same-page

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February 22.2002 ACCCUNT NUMBER TAXPAYER NLAJP3ER LAST STATEMENT January 25.2002 DEBIT AMOUNT 4.065.00 CREDIT MONO 02/22/02 02/19/02 SOLD JP MORGAN CHASE & CO SHORT. EXECUTION BY BUCK VS -1700 02-19-02 COMMISSION 102.00 SEC FEE .76 RADIOSHACK CORP SHORT. EXECUTION BY BUCK VS -1300 02-19.02 COMMISS

2 02/07/02 BOUGHT PSUN 3.400 21.46200 72.985.80 02/12/02 02/07/02 SOLD ROSS STORES INC EXECUTION BY MONT VS 3000 01-08-02 SEC FEE 1,62 TIMBERLAND CO-CL A EXECUTION BY FCAP VS 800 01-08-02. 1700 01-11-02 5700 01-10-02. 600 01-04.02 COMMISSION 616,00 SEC FEE 4.28 ROST .3.000 35.93570 107.790

Mutual Connections (200)

Entities connected to both JPMorgan Chase and TIMBERLAND CO-CL

Ghislaine Maxwell