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1 Cash Withdrawals and Deposits 10/02/14 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST 4,500,000.00 USD USD999997 10/06/14 FEDERAL FUNDS RECEIVED "MORGAN CHASE BANK 31494 4,375,302.13 USD USD999997 Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 1,876,302.13 Money Market Funds 10102/14 MON
129 PD 05101114 Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -1,890.91 Dividends and Interest 05/01/14 CASH DIVIDEND RECEIVED P M ORGAN FLOATING RATE INCOM E RAD SELECT SHARES 4.698.94 LSD .PHSX 156631.2340 SHRS RD 04129 PD 05101/14 05130114 MONEY MARKET FUND DWSGOVT CASH INSTL
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
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t Date Adivily TYR Dewildios Quantity Price Accrued Interest Amount Currency Cash Withdrawals and Deposits 01/16114 FEDERAL FUNDS RECEIVED P MORGAN CHASE BANK 23115 667.055.45 USD US0999997 Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 667.055.45 FDIC Insured Bank Deposits 01117114
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 462.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.Wben an issuer ini
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SCIENCES INC Dividend Option: Cash 36.8180 02/05/14 5.000.000 79 2810 03107114 3.100.000 79 8120 Total Covered 3,180.000 Total 8,180.000 P M ORGAN CHASES CO CON isoitUS18825H1005 Dividend Option: Cash 07114105 '.3 21,753 000 488 4840 SAMOAN° BIOSCIENCES INC CON Dividend Option: Cash 0512
ial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer in
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Mutual Connections (94)
Entities connected to both JPMorgan Chase and the FINRA Consolidated Rulebook
Jeffrey Epstein
PERSON4,711 w/ JPMorgan·2 w/ the
Ghislaine Maxwell
PERSON2,125 w/ JPMorgan·4 w/ the
DI
Darren Indyke
PERSON1,413 w/ JPMorgan·2 w/ the
Securities Investor Protection Corporation
ORGANIZATION555 w/ JPMorgan·2 w/ the
FDIC
ORGANIZATION327 w/ JPMorgan·4 w/ the
the State of New York
LOCATION289 w/ JPMorgan·5 w/ the
George W. Bush
PERSON252 w/ JPMorgan·3 w/ the
Joi Ito
PERSON175 w/ JPMorgan·2 w/ the
Deutsche Bank
ORGANIZATION153 w/ JPMorgan·5 w/ the
New York City
LOCATION112 w/ JPMorgan·2 w/ the
Mao Zedong
PERSON98 w/ JPMorgan·2 w/ the
Larry Page
PERSON76 w/ JPMorgan·4 w/ the
PE
Pease
PERSON37 w/ JPMorgan·2 w/ the
Money Market Fund
ORGANIZATION35 w/ JPMorgan·4 w/ the
CU
Curren
PERSON34 w/ JPMorgan·4 w/ the
Elon Musk
PERSON33 w/ JPMorgan·2 w/ the
Baltimore
LOCATION26 w/ JPMorgan·2 w/ the
Pershing
LOCATION20 w/ JPMorgan·5 w/ the
Client Service Information
ORGANIZATION19 w/ JPMorgan·5 w/ the
Jeff Sessions
PERSON18 w/ JPMorgan·5 w/ the