5
Total Mentions
5
Documents
125
Connected Entities
Organization referenced in documents
EFTA01291389
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 462.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process.Wben an issuer ini
EFTA01288520_sub_002 - EFTA01288520_200
ial Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer in
EFTA01290563_sub_001 - EFTA01290563_100
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAnThen an issuer in
EFTA01289764_sub_001 - EFTA01289764_100
al Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 40230, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly In accordance with an impartial lottery process.Wben an issuer ini
EFTA01290128_sub_001 - EFTA01290128_100
l Calls When a security is subject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been incorporated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery prOceSS.When an issuer ini
ON PERSHING'S
OrganizationOrganization referenced in documents
THE FEDERAL RESERVE SYSTEM
OrganizationOrganization referenced in documents
Pershing
LocationFinancial district location, likely Pershing Square or Pershing LLC
Client Service Information
OrganizationOrganization referenced in documents

New York Stock Exchange
OrganizationNew York Stock Exchange
the Pershing Customer Service Department
OrganizationPershing customer service department
Account Value
OrganizationOrganization referenced in documents

Deutsche Bank
OrganizationGerman global banking and financial services company
THE CLEARING FACILITY
OrganizationOrganization referenced in documents
THE BOARD OF GOVERNORS OF
OrganizationOrganization referenced in documents
TAXABLE
OrganizationOrganization referenced in documents

Jeff Sessions
PersonAmerican politician and lawyer (born 1946)
the State of New York
LocationState in the northeastern United States
Pershing LLC
OrganizationBNY Mellon subsidiary providing clearing and settlement services
Deutsche Bank Securities Inc.
OrganizationDeutsche Bank Securities Inc., US broker-dealer subsidiary of Deutsche Bank AG
INDEBTED TO PERSHING LLC
OrganizationOrganization referenced in documents
the European Central Bank
OrganizationOrganization referenced in documents
TIME PERSHING
OrganizationOrganization referenced in documents
Legal Department
OrganizationLegal department

FDIC
OrganizationUS government agency providing deposit insurance