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irman of Sullivan & Cromwell; Richard Kim, partner at Wachtell, Lipton, Rosen & Katz, and Ed Hill, Senior Vice President, Government Affairs, Bank of America Corporation. = Regulation is about tone: Our panelists agreed that the scope and strength of regulation comes from the tone and attitude of regulators rather th
Page: HOUSE_OVERSIGHT_014373 →e distribute, research reports of the following non-US affiliates in the South Africa (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulate PRA}; Merrill Lynch (Australia): Merril Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lyn
Page: HOUSE_OVERSIGHT_014394 →Quantitative Analysis
ame: legal name, regulator): Merrill Lynch (South Africa): Merrill Lynch South Africa (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (
Page: HOUSE_OVERSIGHT_023094 →sumptions, views and analytical o the attention of any and in connection ly and does not extend with the execution of any has contracted direct of America Corporation. iQanalytics®, | Lynch clients and may not be redistributed, Lynch Global Research reports are distributed horized use or disclosure is prohibited.
Page: HOUSE_OVERSIGHT_023095 →ame: legal name, regulator): Merrill Lynch (South Africa): Merrill Lynch South Africa (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (
Page: HOUSE_OVERSIGHT_026002 →umptions, views and analytical ‘0 the attention of any and in connection ly and does not extend with the execution of any has contracted direct of America Corporation. iQanalytics®, | Lynch clients and may not be redistributed, Lynch Global Research reports are distributed use or disclosure is prohibited. Receipt
Page: HOUSE_OVERSIGHT_026003 →Entities connected to both Merrill Lynch International and America Corporation

Bank of America Corporation
ORGANIZATION
Bank of America
ORGANIZATION
Merrill Lynch
ORGANIZATION
United Kingdom
LOCATION
Merrill Lynch Global Wealth Management
ORGANIZATIONThe Financial Service Board
ORGANIZATION
Frankfurt
LOCATION
Seoul
LOCATIONMerchant Bank
ORGANIZATIONMerrill Lynch Canada Inc
ORGANIZATIONBank of America Merrill Lynch International Limited
ORGANIZATIONMerrill Lynch International Bank Limited
ORGANIZATIONthe Investment Industry Regulatory Organization of Canada
ORGANIZATION
the Financial Services Agency
ORGANIZATIONBaFin
ORGANIZATION
Donald Trump
PERSONthe Dubai Financial Services Authority
ORGANIZATIONthe Securities and Futures Bureau
ORGANIZATION
Michael Bloomberg
PERSONPierce, Fenner & Smith Incorporated
ORGANIZATION