3
Shared Docs
0
Same-Page
3 / 3
Mentions
ame: legal name, regulator): Merrill Lynch (South Africa): Merrill Lynch South Africa (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (
Page: HOUSE_OVERSIGHT_010614 →MLI (UK) +44 20 7995 7331 [email protected] Ruben Segura-Cayuela Europe Economist MLI (UK) +44 20 7995 2102 [email protected] Mark Capleton Rates Strategist MLI (UK) +44 20 7995 6118 [email protected] Athanasios Vamvakidis FX Strategist MLI (UK) +44 20 7995 0790 athanasios.vam
Page: HOUSE_OVERSIGHT_010616 →Investment Strategy
/AUD lan Gordon Long RUB/ZAR David Hauner 2s-5s-10s fly Shyam S.Rajan Fixed Income Short US 10y real rates Shyam S.Rajan Paying 5y GBP real rate swap Mark Capleton Buy 30y US |G Industrial spreads Hans Mikkelsen Credit Buy basket of Euro AT1s Barnaby Martin Long Xover short Main loannis Angelakis Source: BofA M
Page: HOUSE_OVERSIGHT_014433 →ame: legal name, regulator): Merrill Lynch (South Africa}: Merrill Lynch South Africa (Pty) Ltd., regulated by The Financial Service Board; MLI (UK): Merrill Lynch International, regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (
Page: HOUSE_OVERSIGHT_014457 →al Rates, FX & EM 2017 Year Ahead | 16 November 2016 Bankof America Merrill Lynch HOUSE_OVERSIGHT_014742 --- PAGE BREAK --- Best Inflation Trades Mark Capleton David Beker MLI (UK) Merrill Lynch (Brazil) [email protected] [email protected] Sebastien Cross Athanasios Vamvakidis MLI (UK) MLI (UK) seb
Page: HOUSE_OVERSIGHT_014743 →rities Authority; Merrill Lynch (Russia): O00 Merrill Lynch Securities, Moscow, regulated by the Central Bank of the Russian Federation; Merri DIFC}: Merrill Lynch International (DIFC Branch}, regulated by the Dubai Financial Services Authority (DFSA); Merrill Lynch (Spain): Merrill Lynch Capital Markets Espana, S.AS.V., regu
Page: HOUSE_OVERSIGHT_014785 →Entities connected to both Mark Capleton and Merrill Lynch International

Bank of America
ORGANIZATIONMerrill Lynch Canada Inc
ORGANIZATIONMerchant Bank
ORGANIZATIONMerrill Lynch International Bank Limited
ORGANIZATION
Merrill Lynch
ORGANIZATIONThe Financial Service Board
ORGANIZATION
the Financial Services Agency
ORGANIZATIONBank of America Merrill Lynch International Limited
ORGANIZATION
United Kingdom
LOCATION
Seoul
LOCATION
Merrill Lynch Global Wealth Management
ORGANIZATION
Frankfurt
LOCATIONthe Securities and Futures Bureau
ORGANIZATIONthe Dubai Financial Services Authority
ORGANIZATIONPierce, Fenner & Smith Incorporated
ORGANIZATION
Michael Bloomberg
PERSONMerrill Lynch KSA Company
ORGANIZATIONthe Investment Industry Regulatory Organization of Canada
ORGANIZATIONBaFin
ORGANIZATIONMerrill Lynch Argentina SA
ORGANIZATION