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of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8-102(a)(14) of the United States Uniform Commercial Code. UBS Client Relationship Agreement 15 EFTA00271168 UBS Client Relationship Agreement USA Patriot Act To help the gover
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8.102(a)(14) of the United States Uniform Commercial Code. SONY_GM_02 742224 P I OM IRO V080 LODZ LLIOOP EFTA_00228878 EFTA01324845 Liquidation of Collateral or Account We may
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
oration. uoleunolui wail) 3 CONFIDENTIAL SDNY_GM_00009413 3 EFTA01597103 UORE'W.I0JUI Wall) Personal Information Name Citizenship Date of Birth United States 05/17/1985 Contact Information Residential Address City, State, Zip Code Home Phone Employment Information Employment Status Occupation Empl
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8-102(a)(14) of the United States Uniform Commercial Code. de 0048 660 1320 02/21/2014 14 CONFIDENTIAL SDNY_GM_00009510 EFTA01597200 de 0048661 13210221/2014 Liquidation of Co
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8-102(a)(14) of the United States Uniform Commercial Code. PLOU9Z/Z0 950L 8ZSE 5520 aP 18 CONFIDENTIAL SDNY_GM_00009486 EFTA01597176 de 0255 3529 7057 02/26/2014 Liquidation o
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8-102(a)(14) of the United States Uniform Commercial Code. de 0177 2402 4804 02,12/2014 34 CONFIDENTIAL SDNY_GM_00009122 EFTA01597042 de 0177 2403 4805 02/12/2014 Liquidation
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8-102(a)(14) of the United States Uniform Commercial Code. de 0177 2402 4804 02,12/2014 34 CONFIDENTIAL SDNY_GM_00009398 EFTA01597088 de 0177 2403 4805 02/12/2014 Liquidation
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8-102(a)(14) of the United States Uniform Commercial Code. UBS Client Relationship Agreement CONFIDENTIAL SDNY_GM_00009537 15 EFTA01597227 UBS Client Relationship Agreement US
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8-102(a)(14) of the United States Uniform Commercial Code. de 0177 2402 4804 02/12/2014 30 SDNY_GM_02742224 EFTA00078370 Liquidation of Collateral or Account We may satisfy any
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
of business maintains securities accounts for others and is acting in that capacity, as such terms are interpreted under Section 8-102(a)(14) of the United States Uniform Commercial Code. de 0177 2402 4804 02/12/2014 34 SDNY_GM_00274225 EFTA00078565 Liquidation of Collateral or Account We may satisfy any
following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS RMA New York Municipal Money Fund • The Puerto Rico Short Term Investment Fund, Inc. • UBS Select Tax-Free Capital Fund (subject to minimum asset requirements) State-specific munic
Entities connected to both United States and New York Municipal Money Fund

George W. Bush
PERSON
Ghislaine Maxwell
PERSONthe Southern District
LOCATION
Samantha Power
PERSON
Eric Holder
PERSON
Puerto Rico
LOCATIONthe State of New York
LOCATION
Mao Zedong
PERSON
Xi Jinping
PERSON
the Internal Revenue Service
ORGANIZATION
European Parliament
ORGANIZATION
Cayman Islands
LOCATIONScott Stackman
PERSONBank USA
ORGANIZATION
New Yorker
ORGANIZATIONUBS Bank
ORGANIZATIONthe U.S. Investment Company Act
ORGANIZATION
Internal Revenue Service
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATIONVisa Signature
ORGANIZATION