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the U.S. Investment Company Act
Organization
82
Total Mentions
82
Documents
700
Connected Entities
Organization referenced in documents
Document Mentions (20 of 82)
EFTA00078532.pdf
1 mentionEFTA00078532
ited to, closed-end and open-end mutual funds, preferred stock and debt securities that are not registered under the U.S. Securities Act of 1933 or the U.S. Investment Company Act of 1940 and are exempt from registration under the U.S. Securities Ad of 1933 and/or the U.S. Investment Company Act of 1940 (*Puerto Rico Investme
EFTA00078582.pdf
1 mentionEFTA00078582
ited to, closed-end and open-end mutual funds, preferred stock and debt securities that are not registered under the U.S. Securities Act of 1933 or the U.S. Investment Company Act of 1940 and are exempt from registration under the U.S. Securities Ad of 1933 and/or the U.S. Investment Company Act of 1940 (*Puerto Rico Investme
EFTA01324858.pdf
1 mentionEFTA01324858
ited to, closed•end and open•end mutual funds, preferred stock and debt securities that are not registered under the U.S. Securities Act of 1933 or the U.S. Investment Company Act of 1940 and are exempt from registration under the U.S. Securities Act of 1933 and/or the U.S. Investment Company Act of 1940 ("Puerto Rico Investm
Sponsored
EFTA01324812.pdf
1 mentionEFTA01324812
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Tenn Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
EFTA01353796.pdf
1 mentionEFTA01353796
the Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act'). Consequently, investors will not be afforded the protections of the Investment Company Act. The
EFTA01353884.pdf
1 mentionEFTA01353884
the Fund operates. Absence of Investment Company Act protection The Fund is not required to, and will not. register as an investment company under the U.S. Investment Company Act of 1940. as amended (the 'Investment Company Act), and, accordingly, the provisions of the Investment Company Act (which, among other things, requi
Sponsored
EFTA01354160.pdf
1 mentionEFTA01354160
the Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act'). Consequently, investors will not be afforded the protections of the Investment Company Act. The
EFTA01354292.pdf
1 mentionEFTA01354292
the Fund operates. Absence of Investment Company Act protection The Fund is not required to, and will not. register as an investment company under the U.S. Investment Company Act of 1940. as amended (the 'Investment Company Act), and, accordingly, the provisions of the Investment Company Act (which, among other things, requi
EFTA01354591.pdf
1 mentionEFTA01354591
the Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act'). Consequently, investors will not be afforded the protections of the Investment Company Act. The
Sponsored
EFTA01354721.pdf
1 mentionEFTA01354721
the Fund operates. Absence of Investment Company Act protection The Fund is not required to, and will not. register as an investment company under the U.S. Investment Company Act of 1940, as amended (the 'Investment Company Act), and, accordingly, the provisions of the Investment Company Act (which, among other things, requi
EFTA01354984.pdf
1 mentionEFTA01354984
the Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act'). Consequently, investors will not be afforded the protections of the Investment Company Act. The
EFTA01355228.pdf
1 mentionEFTA01355228
the Fund operates. Absence of Investment Company Act protection The Fund is not required to, and will not. register as an investment company under the U.S. Investment Company Act of 1940. as amended (the 'Investment Company Act), and, accordingly, the provisions of the Investment Company Act (which, among other things, requi
Sponsored
EFTA01355361.pdf
1 mentionEFTA01355361
the Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act'). Consequently, investors will not be afforded the protections of the Investment Company Act. The
EFTA00271042.pdf
1 mentionEFTA00271042
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
EFTA00270996.pdf
1 mentionEFTA00270996
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
Sponsored
EFTA00271100.pdf
1 mentionEFTA00271100
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
EFTA00271072.pdf
1 mentionEFTA00271072
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
EFTA00271128.pdf
1 mentionEFTA00271128
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
Sponsored
EFTA00271154.pdf
1 mentionEFTA00271154
o Puerto Rico residents as defined in the fund's prospectus. The Puerto Rico Short Term Investment Fund is not a money market fund registered under the U.S. Investment Company Act of 1940, does not comply with rules applicable to U.S. registered funds, presents a higher degree of risk than those funds, and is for Puerto Rico
EFTA00078337.pdf
1 mentionEFTA00078337
ited to, closed-end and open-end mutual funds, preferred stock and debt securities that are not registered under the U.S. Securities Act of 1933 or the U.S. Investment Company Act of 1940 and are exempt from registration under the U.S. Securities Ad of 1933 and/or the U.S. Investment Company Act of 1940 (*Puerto Rico Investme
Sponsored
Connected Entities(20 of 700)
United States
LocationCountry located primarily in North America
31 docs31 co-mentions
Puerto Rico
LocationUnincorporated territory of the United States of America
31 docs31 co-mentions
European Union
OrganizationPolitical and economic union of 27 European states
31 docs31 co-mentions
Eric Holder
PersonUnited States Attorney General from 2009 to 2015
29 docs29 co-mentions
Samantha Power
PersonIrish-American academic, author and diplomat
26 docs26 co-mentions
Cayman Islands
LocationBritish Overseas Territory in the Caribbean
25 docs25 co-mentions
Ghislaine Maxwell
PersonBritish socialite and sex trafficker, daughter of Robert Maxwell, accomplice of Jeffrey Epstein
25 docs25 co-mentions
U.S. Investment
OrganizationOrganization referenced in documents
24 docs24 co-mentions
the Southern District
LocationFederal judicial district in New York City
23 docs23 co-mentions
The Confidential Private Placement Memorandum
OrganizationOrganization referenced in documents
23 docs23 co-mentions
iCapital Advisors
OrganizationICapital Network advisory subsidiary
23 docs23 co-mentions
the State of New York
LocationState in the northeastern United States
22 docs22 co-mentions
the Internal Revenue Service
OrganizationInternal Revenue Service (IRS), US government agency responsible for tax collection and enforcement
21 docs21 co-mentions
Credit Cards
OrganizationOrganization referenced in documents
20 docs20 co-mentions
European Parliament
OrganizationAmerican funk band most prominent during the 1970s
20 docs20 co-mentions
UBS Bank
OrganizationOrganization referenced in documents
20 docs20 co-mentions
Puerto Rico Residency
LocationLocation referenced in documents
20 docs20 co-mentions
BP
Bill Payment
PersonPerson referenced in documents
19 docs19 co-mentions
UBS Financial Advisor
OrganizationOrganization referenced in documents
19 docs19 co-mentions
the European Council
OrganizationEuropean Council
19 docs19 co-mentions