Epstein Secrets

eams' former Chairman of the Board of Directors, Alan Greenberg. After leaving in 1981, Epstein continu

nder the laws of the State of Delaware with its principal place of business located at 383 Madison Avenue, New York, New York, and was the parent of Bear, Steams & Co. Inc. and BSAM. Bear Steams, a global investment bank, securities trading, and financial services firm, marketed itself as having particular expertise in

XECUTIVE TELEPHONE VISIT OUR WEBSITE 3RTINBERG.ALAN C. /A1.uearstearns.com What's In This Statement

e following: Bear Steams & Co, Inc, will post its quarterly routing statistics at the following web link: http://wvv,bearsteams,comf, Customers of Bear, Steams & Co. Inc. may request information on any order executed within the prior six months from the time of the request, Specifically, you may request the identity

troerreer 26.2003 ACCOUNT ExECUTTVE GREENBERG.ALAN C. TELEPHONE (212)272.4605 VISIT OUR WERSHF i

laf 0 TriSOUGH ITS vmou3, Own= SUSSOsuir I LVSZZOO- V1.43 0 E I C in z r _ 6LLZS£00 019 ANC'S BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear, Steams & Co. Inc. 383 Madison Avenue New Talc New York 10179 (212) 272-2000 Sew SIWOS seances Cap. Of Wm/a One Nolh aver. New et 20 323 1212) 272.1000 INSTITU

0167 (212) 272-2000 ACCOUNT tyacunvt RREENBERG.ALAN C. TELEPHONC (212)272.4605 01$11 OUR WF MITE

12014&19 RIZ 2720000 INSTITUTIONAL INTERESTS NC e2 EFTA01322054 0 -n C in r Z6SZSEOCIA19- ANGS BEAR STMRNS OFFICE SERVICinG YOUR ACOSINT Bear, Steams & Co. Inc. 245 Park AMMO New York, New York 10167 (212) 272-2000 Your Portfolio Holdings (continued) YOUR TOTAL ESTIMATED ANNUAL INCOME 4302.540 YOUR PRI

nued) INVESTMENT ACTIVITY (continued) SMMAINT DM DM FAAASAMON CASCRPTION 08130101 0827101 BOUGHT SYMBOUCUSIP MOS Bev. sams Stara Ca. Cr. Malan few Mai 4a4,% New York 112014869 CrIZ 2724CCO INTERNATIONAL CHARITABLE STATEMAT Kwon JUly 213.2001 Maga.. Auga 31.2001 ACCOLM ,...al TAGAYM i

CLEAR= 1148:423.4 ITS YerIOL/Y amaD WAISCPAY 9I8LZZOO- V.L.43 0 -n C rn r UZTSS£00 IND ANDS BEAR STURNS OFTICE SERVICING YOUR ACODLI•IT Bear, Steams & Co. Inc. 245 Pak Avenue New Yoh, New hek 10167 (212) 272-2000 42 4: II Transaction Detail (continued) MONEY FUND ACTIVITY (mewed) OAT' mCKIAY TTANSAC

11-14. 01. -900 12435-01 COMMISSION 81.00 Mal Alan: TOM .700 15.37000 10,701.83 ZLC -1,800 42

SUN 1.000 20.16130 20.176.30 02T trunetina 001 EFTA01323684 0 m C in r 0£6175£00-O19-ANGS BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear, Steams & Co. Inc. 383 Mackson Avenue Now York. New York 10179 14 y0 WARM TW$OU004 IT8 VO.C599 0.90) SULISIVARY leer. Seem Smite Cap. One Meintacti Cercs Natty

ANTS' SCIENTER 112 A. James E. Cayne 112 B. Alan D. Schwartz 115 C. Samuel L. Molinaro. Jr. 1

Filed 02/27/09 Page 10 of 347 B&D AAG: AAG that was applicable to Brokers and Dealers in Securities. Bear Stearns: The Bear Steams Companies Inc., Bear, Steams & Co. Inc., and Bear Steams Asset Management. Bear Stearns Defendants: The Bear Steams Companies Inc.; James E. Cayne; Alan D. Schwartz; Warren Spector; Samu