Epstein Secrets

eams' former Chairman of the Board of Directors, Alan Greenberg. After leaving in 1981, Epstein continu

Companies continuing as the surviving corporation and as a wholly-owned subsidiary of JPMorgan Chase & Co. 16. At all relevant times, Respondent Bear, Stearns & Co. Inc. was a corporation organized under the laws of the State of Delaware with its principle place of business located at 383 Madison Avenue, New York, N

James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, A

l for Claimants Freshfields Bruckhaus Deringer US LLP By: Marshall H. Fishman Gabrielle L. Gould Co-Counsel for The Bear Steams Companies Inc., Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. - 2- KL3 , . 1. 1C7-2211112.1 EFTA00316036 Wachtell, Lipton, Rosen & Katz By: David B. Anders Counsel

James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, A

nt. IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed as of the Effective Date. The Bear Stearns Companies Inc. (n/k/a The Bear, Stearns & Co. Inc. (n/k/a J.P. Morgan Bear Steams Companies LLC) Securities LLC) By: By: Name: Name: Title: Title: Bear Stearns Asset Management Inc. Financ

159 0121272.1000 INSTITUTIONAL INTERESTS NC $2 ALAN C. Ilntlllrllnitll Sumer nre00 noCitnli AOIOL

02 THROVI:Pi Sapnv 22.2002 Any MAAKA TAXPAY171 Wann LW' STATIVOrt Auent 30. 2002 Pursuant to SEC Rule 11 Act .6. please note the following: Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: httpiffirmw.bearsteams.cornitiearsteamsfindividualinvestorfequilitesord erro

471 CLASS VT 1.000 DUE 03/1542 PSI TRANSFER CM Alan cuto WPM 2.954.17 09/11/02 JOURNAL FID4 TO F

rawe iteNe. fon le lii•We wand wakeN,wpenkto %tie EFTA01321106 0 -n C in r OZ6OSEOCIN9- ANGS BEAR STEARNS OFFICE SERVICING YOLK ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New Yak. New York 10179 (212)272-2000 ALAMO TWROUCal ITS w1Ct1V 00040 STALITOYAY he. Suer* Towne Colo. Ore Ihilrelech Orate

troerreer 26.2003 ACCOUNT ExECUTTVE GREENBERG.ALAN C. TELEPHONE (212)272.4605 VISIT OUR WERSHF i

ROW MAO", 0.5000 16.30 516.30 027 1001011121 001 V113 EFTA01322223 -n C in r T9LZSEOCIN9- ANGS BEAR STURNS COME SERVCRG YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Mason Avenue New York, New York 10179 (212) 272-2000 Your messages Bear, Steams Securities Corp. Net Capital and Net Capital Requirements:

e MIX Out DATE ~RN DESCRIITX», SYV8CUCUSP %Alan PUCE STATEUENT PC*00 Jartary 27.2031 THROUGH

Statements CONFIDENTIAL SDNYGM,352417 EFTA_00225109 EFTA01321922 Ill 15ZZOO- V1.43 OFFICE SERVICMG YOUR ACCOUNT Bear, Stearns & Co. Inc. BEAR 3831)4;430n Avenue Now York. New Yak 10179 STEARNS (212) 272.2000 ACCOUNT EXECUTIVE 2ICHERMAKIRA TELEPHONE (212)212-41139 VISIT OUR WE

otsonPnzu STISOUCUSIP OUSIMIY RAlt C11 LOIN Alan MOO ~Ohl 03/13101 JOHNSON& JOHNSON $41 28.90

031.28925 X72 TAXPANtill NISAIMII On FN LAST trranomyr August 31.2001 EFTA01324300 8EZ8ZZOCILd3 BEAR STEARNS out( SERVICING 11JUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New V w Yerk 10167 O.O1,110 TWICAJOH ITS yemcALY OATAZ0 SUREC010r Sem Steams %ousts UN. On. 'AARON CA-ter Rat tvostRA Rao Ven

after being personally recruited as a trader by Alan Greenberg ("Greenberg"), Bear Stearns' former Cha

ANSWER Pursuant to Rule 12303 of the NASD Code of Arbitration Procedure for Customer Disputes, Respondents The Bear Stearns Companies, Inc. ("BSC), Bear, Stearns & Co. Inc. (Bq&Co.), and Bear Stearns Asset Management Inc. ("BSAM") (collectively, the "Bear Stearns Respondents"), by their attorneys, Kramer Levin Naftalis

James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, A

ishman Gabrielle L. Gould 520 Madison Avenue, 34th Floor New York, New York 10022 (212) 277-4000 Co-Counsel for The Bear Steams Companies Inc., Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. KU 23311357i - 2 - EFTA00586194 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Stree