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e aware of this From: Mamie Holland On Behalf Of Andrew Gallivan Sent: Thursday, October 20, 2016 9:53 A

're aware of this From: Mamie Holland On Behalf Of Andrew Gallivan Sent: Thursday, October 20, 2016 9:53 AM To: Stewart Oldfield Cc: Henry Clark; Manish Pahlajani Subject: Account Planning - October 28th Workshop - ACTION REQUIRED [C] Classification: Confidential Classification: Confidential Stewart, Next

list B) Elysium Third Lake Orix Thanks From: Andrew Gallivan Sent: Monday, July 18, 2016 1:06 PM To

late and system generated financials for clients in list B have been included for reference. Please provide your responses / completed templates to Manish Pahlajani by close of business on Wednesday, July 20. Thank you for your focus on this and apologize for the short time frame Andrew CONFIDENTIAL - PURSUANT

tober 11, 2016 6:41 PM To: Stewart Oldfield Cc: Andrew Gallivan; Nina-X Nevidzanska; Edward Carlstrom; T

From: Henry Clark Sent: 11/7/2016 9:58:14 AM To: Stewart 0ldfield CC: Manish Pahlajani Subject: Pipeline ICI Attachments: Stewart Oldfield_Pipeline as at Nov 2.xlsx Classification: Confidential Thanks Stew. As discussed, please fi

From: Mamie Holland on behalf of Andrew Gallivan Sent: 10/20/2016 9:53:19 AM To: Stew

From: Mamie Holland on behalf of Andrew Gallivan Sent: 10/20/2016 9:53:19 AM To: Stewart Oldfield CC: Henry Clark Manish Pahlajani Subject: Account Planning - October 28th Workshop - ACTION REQUIRED ICI Attachments: 20161028 Account Planning_Oldfield vl.xlsx Classification: C

ajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential All, With input from Patrick and Andrew, we have scheduled the NY account planning session from 8:45 - 10:15AM tomorrow at 345 Park, room 2410. The agreed accounts for discussion are: •

ry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential All, With input from Patrick and Andre

ajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential All, With input from Patrick and Andrew, we have scheduled the NY account planning session from 8:45 — 10:15AM tomorrow at 345 Park. room 2410. The agreed accounts for discussion are: •

ry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential All, With input from Patrick and Andre

From: Andrew Gallivan Sent: 11/4/2016 7:07:03 AM To: Stewa

ry Clark Sent: Thursday, November 03, 2016 12:16 PM To: Rosemary Vrablic; Stewart Oldfield; Terrence F Tangney; Joseph Sabbagh; Mary A Coleman Cc: Manish Pahlajani; Andrew Gallivan Subject: Account Planning Workshop - November 4: NY slot [C] Classification: Confidential All, CONFIDENTIAL - PURSUANT TO FED. R

s on this and apologize for the short time frame Andrew Andrew Gallivan Acting Co-Head WM - Americas D

late and system generated financials for clients in list B have been included for reference. Please provide your responses / completed templates to Manish Pahlajani by close of business on Wednesday, July 20. Thank you for your focus on this and apologize for the short time frame Andrew Andrew Gallivan Acting