Epstein Secrets

From: Stepanian Sent: 2/1/2016 8:57:39 AM To: Daniel Sabba CC: Ariane Dwyer Subject: RE: Epstein account opening III Classification: For Internal use only Updated per your request: Jeffrey E. Epstein was listed as initial president of Gratitud

M To: Daniel Sabba CC: Ariane Dwyer Subject: RE: Epstein account opening III Classification: For Internal use only Updated per your request: Jeffrey E. Epstein was listed as initial president of Gratitude America Ltd, therefore, we wanted to make sure to go through the proper channels such that risk is miti

tevens Sent: Friday, January 29, 2016 01:59 PM Pacific Standard Time To: Daniel Sabba Subject: Fwd: Epstein account opening [I] Thoughts? What is JE's role here? Begin forwarded message: From: Paul Morris Date: January 29, 2016 at 2:03:59 PM EST To: Todd Stevens Subject: FW: Epstein account o

For Internal use only Updated per your request: Jeffrey E. Epstein was listed as initial president of Grati

For Internal use only Updated per your request: Jeffrey E. Epstein was listed as initial president of Gratit

ew Gratitude Pershing account, they flagged the request as "high risk" — ultimately requiring AML approval. Therefore, Wayne recommended a review by Reputational Risk Committee (RRC), who requested the updated Enhanced Due Diligence Report. The request for this report was sent to Paul for his signoff as Relationship Manage

From: Kimberly Hart Sent: 9/26/2017 6:39:07 PM To: Keith Buckholz CC: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial Ill Thanks so much for the heads up. Dan Kaiser and Martin Zeman spoke to me about the client yesterday and I am taking a look

kholz CC: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial Ill Thanks so much for the

eith Buckholz CC: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial Ill Thanks so much

vatives I wanted to ensure that this client has gone through the high risk KYC process and defer to you in terms of whether this needs to go through Reputational Risk Committee (or if it has already received Reputational Risk approval). Happy to discuss if easier. Regards, Keith Buckholz <image001.gif> Keith Buckholz, C

o: Kimberly Hart CC: Nicholas Haigh Subject: Jeffrey Epstein / Southern Financial [II Importance: Hi

erly Hart CC: Nicholas Haigh Subject: Jeffrey Epstein / Southern Financial [II Importance: High Clas

From: Keith Buckholz Sent: 9/26/2017 6:12:04 PM To: Kimberly Hart CC: Nicholas Haigh Subject: Jeffrey Epstein / Southern Financial [II Importance: High Classification: For internal use only Kim, I want to bring this relationship to your attention given h

atives I wanted to ensure that this client has gone through the high risk KYC process and defer to you in terms of whether this needs to go through Reputational Risk Committee (or if it has already received Reputational Risk approval). Happy to discuss if easier. Regards, Keith Buckholz Keith Buckholz, CAIA Director I C

From: Kimberly Hart Sent: Tuesday, September 26, 2017 6:39 PM To: Keith Buckholz Cc: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial III Thanks so much for the heads up. Dan Kaiser and Martin Zeman spoke to me about the client yesterday and I am taking a look

uckholz Cc: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial III Thanks so much for the

Keith Buckholz Cc: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial III Thanks so much

vatives I wanted to ensure that this client has gone through the high risk KYC process and defer to you in terms of whether this needs to go through Reputational Risk Committee (or if it has already received Reputational Risk approval). Happy to discuss if easier. Regards, Keith Buckholz <image001.gif> Keith Buckholz, C

Internal use only Caroline/Daniel, I was speaking with Jan Ford and she asked that I follow-up to ask that you schedule with Carol the topic of the Jeffrey Epstein accounts for an upcoming Reputational Risk Committee meeting. Thanks. Robert A. Kloby, CFA Managing Director/Chief Compliance Officer / Head of AWM

: Chip Packard Subject: Fw: Rep Risk - Jeffrey Epstein [I] Classification: For Internal Use Only Do we

8 PM To: Chip Packard Subject: Fw: Rep Risk - Jeffrey Epstein [I] Classification: For Internal Use Onl

speaking with Jan Ford and she asked that I follow-up to ask that you schedule with Carol the topic of the Jeffrey Epstein accounts for an upcoming Reputational Risk Committee meeting. Thanks. Robert A. Kloby, CFA Managing Director/Chief Compliance Officer / Head of AWM Compliance-Americas Deutsche Investment Management

',rismel use only Caroline/Daniel, I was speaking with Jan Ford and she asked that I follow-up to ask that you schedule with Carol the topic of the Jeffrey Epstein accounts for an upcoming Reputational Risk Committee meeting. Thanks. Robert A. Kloby, CFA Managing Director/Chief Compliance Officer / Head of AWM

aroline Kitidis Subject: Re: Rep Risk - Jeffrey Epstein [I] Classification: For Internal Use Only Its n

To: Caroline Kitidis Subject: Re: Rep Risk - Jeffrey Epstein [I] Classification: For Internal Use Onl

speaking with Jan Ford and she asked that I follow-up to ask that you schedule with Carol the topic of the Jeffrey Epstein accounts for an upcoming Reputational Risk Committee meeting. Thanks. Robert A. Kloby, CFA Managing Director/Chief Compliance Officer / Head of AWM Compliance-Americas Deutsche Investment Management