ubject: Southern Financial LLC update Ill Classification: For Internal use only Dear Kim, I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, M

Subject: Southern Financial LU.. up a e Classification: For internal use only Dear Kim, I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, M

ubject: Southern Financial LLC update [I] Classification: For internal use only Dear Kim, I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, M

ber 26, 2017 6:39 PM To: Keith Buckholz Cc: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial III Thanks so much for the heads up. Dan Kaiser and Martin Zeman spoke to me about the client yesterday and I am taking a look at the client review process when he was originally onboarded. Kimbe

6/2017 6:39:07 PM To: Keith Buckholz CC: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial Ill Thanks so much for the heads up. Dan Kaiser and Martin Zeman spoke to me about the client yesterday and I am taking a look at the client review process when he was originally onboarded. Kimbe

ood and that the process accounts for KCP clients correctly. In Navigator I have rejected this request and noted policy, and to direct questions to Dan Kaiser. Thanks, devin <image002.jpg> Devin Anderson Solutions I Equity Derivatives, New York Deutsche Bank 0: C: Disclaimer CONFIDENTIAL - PURSUAN

ber 26, 2017 6:39 PM To: Keith Buckholz Cc: Nicholas Haigh Subject: Re: Jeffrey Epstein / Southern Financial III Thanks so much for the heads up. Dan Kaiser and Martin Zeman spoke to me about the client yesterday and I am taking a look at the client review process when he was originally onboarded. Kimbe

ern Financial LLC update III Classification: For internal use only Dear Kim, avier Avila I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, M

Financial LEC update [Ii Classification: For Internal use only Dear Kim, ; Xavier Avila I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, M

Inc 575 Lexington Avenue 4th Floor New York, NY 10022 tel ce On Jul 24, 2017, at 2:48 PM, Stewart Oldfield wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP

Inc 575 Lexington Avenue 4th Floor New York, NY 10022 On Jul 24, 2017, at 2:48 PM, Stewart Oldfield `r ilala wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP

ess to emails and will return, Monday July 10th. I will be checking emails periodically, for urgent request regarding Todd Stevens, Xavier Avila and Dan Kaiser please contact Monica Gilkinson. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063528 CONFIDENTIAL SDNY_GM_00209712 EFTA01370605

ion Management: Salman Mandi Steve Mattus Kim Hart Andrew Gallivan Wealth Planning: Sam Petrucci ISG: Coley Jellinghaus KCP: Todd Stevens Dan Kaiser CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063927 CONFIDENTIAL SDNY_GM_00210111 EFTA01370859

Patrick Harris Kim Hart Selman Mandi Caroline Kitidis Wealth Planning: Sam Petrucci 15G: Coley Jellinghaus KCP: Todd Stevens Dan Kaiser Xavier Avila Tazia Smith DPM: Larry Adam Paul Bartilucci Credit: Tom Clarke Nick Haigh Laura Farischon Pete Ferrara Deposits: Charlie Bur

iates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 Mi On Jul 24 2017 at 2:48 PM, Stewart Oldfield > wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) CONFIDENTIAL - PUR

575 Lexington Avenue 4th Floor New York. NY 10022 On Jul 24, 2017, at 2:48 PM, Stewart Oldfield wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP

575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Jul 24 2017 at 2:48 PM, Stewart Oldfield wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP

s Inc 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell OnJul 24 2 17 14 PM, Stewart Oldfield wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP

ion Management: Selman Mandi Steve Mattus Kim Hart Andrew Gallivan Wealth Planning: Sam Petrucci ISG: Coley lellinghaus KCP: Todd Stevens Dan Kaiser Xavier Avila CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068301 CONFIDENTIAL SDNY_GM_00214485 EFTA01373886

Management: Steve Mattus Patrick Harris Kim Hart Salman Mandi Caroline Kitidis? ISG: Coley Jellinghaus KCP: Todd Stevens Dan Kaiser? Tazia Smith DPM: Paul Bartilucci Credit: Tom Clarke Nick Haigh Laura Farischon Pete Ferrara? Deposits: Charlie Burrows Other: Sam Petruc