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Document Mentions (6 shared documents)
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fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. viww sec g ov On November 19,2020 with ALL of
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
2 mentions1 same-page
Page ?Same page
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. vAyw.sec.gov On November 19,2020 with ALL of
xecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
2 mentions1 same-page
Page ?Same page
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. vAyw.sec.gov On November 19,2020 with ALL of
xecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
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2 mentions1 same-page
Page ?Same page
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00090363 July after more than 38 years of invaluable contributions. viww sec g ov On November 19,2
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
2 mentions1 same-page
Page ?Same page
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00040403 July after more than 38 years of invaluable contributions. viww sec g ov On November 19,2
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
2 mentions1 same-page
Page ?Same page
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. www.sec gov On November 19,2020 with ALL of t
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
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Mutual Connections (85)
Entities connected to both Broker-Dealer Examination Program and WASHINGTON - FINRA
Julie K. Brown
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
BE
Berger
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
the Securities and Exchange Commission
ORGANIZATION6 w/ Broker-Dealer·6 w/ WASHINGTON
Brown Brothers Harriman & Co.
ORGANIZATION6 w/ Broker-Dealer·6 w/ WASHINGTON
Clayton
LOCATION6 w/ Broker-Dealer·6 w/ WASHINGTON
CD
Chris Dilorio
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
JA
Janey
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
SEC NY
ORGANIZATION6 w/ Broker-Dealer·6 w/ WASHINGTON
BBH AML
ORGANIZATION6 w/ Broker-Dealer·6 w/ WASHINGTON
NO
Norberg
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
Mckessy
ORGANIZATION6 w/ Broker-Dealer·6 w/ WASHINGTON
RB
Richard Best
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
MB
Mr Berger
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
BS
Bobby Sollazzo
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
RS
Robert A. Sollazzo
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
SO
Sollazzo
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
LC
Lourdes Caballes
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
MR
Michael Rufino
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
MC
Ms Caballes
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON
MR
Mikey Rufino
PERSON6 w/ Broker-Dealer·6 w/ WASHINGTON