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MR
Michael Rufino
Person
6
Total Mentions
6
Documents
86
Connected Entities
Person referenced in documents
Document Mentions (6)
EFTA00069181.pdf (email 3: Fw: Formal appeal for preliminary denial covered action 2015)
1 mentionEFTA00069181_email_003
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov I Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
EFTA00102264.pdf (email 2: Fw: Formal appeal for preliminary denial covered action 2015)
1 mentionEFTA00102264_email_002
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
EFTA00086291.pdf (email 2: Fw: Formal appeal for preliminary denial covered action 2015)
1 mentionEFTA00086291_email_002
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
Sponsored
EFTA00090355.pdf (email 3: Fw: Formal appeal for preliminary denial covered action 2015)
1 mentionEFTA00090355_email_003
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
EFTA00040401.pdf (email 1: pp)
1 mentionEFTA00040401
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
Sponsored
Connected Entities(20 of 86)
JA
Janey
PersonRefers to Janey, an SEC Office of the Whistleblower staff member repeatedly addressed in SEC whistleblower complaint emails
6 docs6 co-mentions
Julie K. Brown
PersonAmerican journalist
6 docs6 co-mentions
BE
Berger
PersonSurname reference to multiple individuals: Bill Berger (victims attorney), Yvonne Berger (Brad Wechsler associate), and references in SEC whistleblower complaints
6 docs6 co-mentions
the Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission
6 docs6 co-mentions
Brown Brothers Harriman & Co.
OrganizationOrganization referenced in documents
6 docs6 co-mentions
Clayton
LocationCity in and county seat of St. Louis County, Missouri, United States
6 docs6 co-mentions
CD
Chris Dilorio
PersonIndividual referenced in Epstein documents
6 docs6 co-mentions
SEC NY
OrganizationSEC regional office in New York
6 docs6 co-mentions
BBH AML
OrganizationBrown Brothers Harriman AML compliance division
6 docs6 co-mentions
NO
Norberg
PersonRefers to SEC OWB Chief Norberg, referenced in whistleblower complaint documents
6 docs6 co-mentions
Mckessy
OrganizationEntity referenced in documents
6 docs6 co-mentions
RB
Richard Best
PersonPerson referenced in documents
6 docs6 co-mentions
MB
Mr Berger
PersonPerson referenced in documents
6 docs6 co-mentions
BS
Bobby Sollazzo
PersonPerson referenced in documents
6 docs6 co-mentions
RS
Robert A. Sollazzo
PersonPerson referenced in documents
6 docs6 co-mentions
SO
Sollazzo
PersonSurname or name fragment in documents
6 docs6 co-mentions
LC
Lourdes Caballes
PersonPerson referenced in documents
6 docs6 co-mentions
MC
Ms Caballes
PersonPerson referenced in documents
6 docs6 co-mentions
MR
Mikey Rufino
PersonPerson referenced in documents
6 docs6 co-mentions
D"
Dick "
PersonPerson referenced in documents
6 docs6 co-mentions