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t Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. viww sec g o
stors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring and Membership Application ... www.finra.org Like Bobby Sollazzo, WHAT did Mikey Rufino do in his 32 years at the BD SRO FINRA to s
t Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. vAyw.sec.gov
stors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring and Membership Application ... www.finra.org EFTA00086298 Like Bobby Sollazzo, WHAT did Mikey Rufino do in his 32 years at the BD
t Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00090363 July after more than 38 years of invaluable contributions
stors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring and Membership Application ... www.finra.org Like Bobby Sollazzo, WHAT did Mikey Rufino do in his 32 years at the BD SRO FINRA to s
t Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00040403 July after more than 38 years of invaluable contributions
stors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring and Membership Application ... www.finra.org Like Bobby Sollazzo, WHAT did Mikey Rufino do in his 32 years at the BD SRO FINRA to s
t Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. vAyw.sec.gov
stors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring and Membership Application ... www.finra.org EFTA00102269 Like Bobby Sollazzo, WHAT did Mikey Rufino do in his 32 years at the BD
Entities connected to both the New York Regional Office's and Sales Practice Examination
Janey
PERSON
Julie K. Brown
PERSONBerger
PERSONthe Securities and Exchange Commission
ORGANIZATIONBrown Brothers Harriman & Co.
ORGANIZATION
Clayton
LOCATIONChris Dilorio
PERSONSEC NY
ORGANIZATIONBBH AML
ORGANIZATIONNorberg
PERSONMckessy
ORGANIZATIONRichard Best
PERSONMr Berger
PERSONBobby Sollazzo
PERSONRobert A. Sollazzo
PERSONSollazzo
PERSONLourdes Caballes
PERSONMichael Rufino
PERSONMs Caballes
PERSONMikey Rufino
PERSON